Sallie R. Larsen

CIK 1548541 · Managing Director · last filed 2023-11-14

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$7.64M

Companies

1

Total Filings

37

Lifetime Open-Market Net

-$12.86M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
LPLA Managing Director 25,196 $303.30 $7.64M -$12.86M 33 2023-11-14

Recent Filings · Page 4 of 4

37 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-03-10 LPLA Grant (A) +3,082 $0 EDGAR
2015-02-26 LPLA Tax (F) −1,576 -$71.7K EDGAR
2015-02-24 LPLA Tax (F) −364 -$16.6K EDGAR
2014-02-25 LPLA Mixed +1,824 -$19.8K EDGAR
2013-02-27 LPLA Grant (A) +3,418 $0 EDGAR
2013-02-26 LPLA Grant (A) +3,322 $0 EDGAR
2012-06-01 Grant (A) $0
Showing 3137 of 37
Page 4 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.