James Tu
CIK 1564957 · Chairman and CEO · last filed 2025-08-25
James Tu is a Chairman and CEO who has filed 12 SEC Form 4 insider transactions across 2 companies since 2013. Across all open-market trades the lifetime net is +$13.5K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $754.6K across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$754.6K
2
12
$13.5K
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| EFOI | Chairman and CEO | 249,851 | $3.02 | $754.6K | $13.5K | 5 | 2021-08-18 |
| ENERGY FOCUS, INC/DE (SNI) Delisted | Executive Chairman & CEO | 300,000 | — | — | $0 | 6 | 2016-03-16 |
Recent Filings
12 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2025-08-25 | — | Grant (A) | — | $0 | |
| 2021-08-18 | EFOI | Buy (P) | +5,000 | $13.5K | EDGAR |
| 2021-02-23 | EFOI | Grant (A) | — | $0 | EDGAR |
| 2020-03-23 | EFOI | Grant (A) | — | $0 | EDGAR |
| 2020-01-30 | EFOI | Conv (C) | — | $0 | EDGAR |
| 2019-07-18 | EFOI | Grant (A) | — | $0 | EDGAR |
| 2016-03-16 | ENERGY FOCUS, INC/DE (SNI) Delisted | Grant (A) | — | $0 | EDGAR |
| 2015-03-18 | ENERGY FOCUS, INC/DE (SNI) Delisted | Grant (A) | — | $0 | EDGAR |
| 2015-02-26 | ENERGY FOCUS, INC/DE (SNI) Delisted | Exer (X) | +90,000 | $387.0K | EDGAR |
| 2014-01-30 | ENERGY FOCUS, INC/DE (SNI) Delisted | Grant (A) | — | $0 | EDGAR |