James Tu
CIK 1564957 · Chairman and CEO · last filed 2025-08-25
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$754.6K
Companies
2
Total Filings
12
Lifetime Open-Market Net
$13.5K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| EFOI | Chairman and CEO | 249,851 | $3.02 | $754.6K | $13.5K | 5 | 2021-08-18 |
| ENERGY FOCUS, INC/DE (SNI) Delisted | Executive Chairman & CEO | 300,000 | — | — | $0 | 6 | 2016-03-16 |
Recent Filings · Page 2 of 2
12 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2014-01-29 | ENERGY FOCUS, INC/DE (SNI) Delisted | Grant (A) | — | $0 | EDGAR |
| 2013-05-01 | ENERGY FOCUS, INC/DE (SNI) Delisted | Grant (A) | — | $0 | EDGAR |
Showing 11–12 of 12
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Page 2 of 2
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.