VIVO VENTURES VII, LLC

CIK 1565020 · last filed 2018-08-31

VIVO VENTURES VII, LLC is a corporate insider who has filed 6 SEC Form 4 insider transactions across 3 companies since 2015. Across all open-market trades the lifetime net is −$59.5M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $456.7K across reported positions. The firm reports its address in Palo Alto, CA. 25 SEC filings were submitted jointly with Vivo Ventures Fund VII, L.P.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$456.7K

Companies

3

Total Filings

6

Lifetime Open-Market Net

-$59.49M

Filer Profile

Reported Address

505 HAMILTON AVENUE, SUITE 200
PALO ALTO, CA 94301

Phone

(650) 688-0822

State of Incorporation

Related Filers

Vivo Ventures Fund VII, L.P. — 25 joint filings, latest 2022-07-01

Vivo Ventures VII Affiliates Fund, L.P. — 25 joint filings, latest 2022-07-01

Vivo Capital Fund IX, L.P. — 5 joint filings, latest 2022-07-01

Vivo Capital IX, LLC — 5 joint filings, latest 2022-07-01

Vivo Opportunity, LLC — 5 joint filings, latest 2022-07-01

Vivo Opportunity Fund, L.P. — 4 joint filings, latest 2022-01-31

Vivo Opportunity Fund Holdings, L.P. — 1 joint filings, latest 2022-07-01

Vivo Capital Fund VIII, L.P. — same reported address

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
CDXS	10%+ Owner	90,330	$1.47	$132.3K	-$19.47M	2	2017-09-18
ACRS	10%+ Owner	60,972	$5.32	$324.4K	-$39.29M	1	2017-03-02
Lite Strategy, Inc. (MEIP) Delisted	10%+ Owner	166,023	$3.20	$531.3K	-$720.4K	2	2015-11-09

Recent Filings

6 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2018-08-31	—	Buy (P)	+60,426,369	$10.10M
2017-09-18	CDXS	Sell (S)	−3,180,000	-$18.36M	EDGAR
2017-03-02	ACRS	Sell (S)	−1,275,000	-$39.29M	EDGAR
2016-08-17	CDXS	Sell (S)	−260,682	-$1.11M	EDGAR
2015-11-09	Lite Strategy, Inc. (MEIP) Delisted	Sell (S)	−390,572	-$720.4K	EDGAR
2015-03-26	Lite Strategy, Inc. (MEIP) Delisted	O	+455,174	$1.42M	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.