Vivo Capital IX, LLC

CIK 1750698 · last filed 2021-06-25

Vivo Capital IX, LLC is a corporate insider who has filed 2 SEC Form 4 insider transactions across 2 companies since 2020. The most recent filing shows the insider sold $11.7M of TARS on Jun 25, 2021. Across all open-market trades the lifetime net is +$62.4M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $195.6M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$195.62M

Companies

2

Total Filings

2

Lifetime Open-Market Net

$62.39M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
TARS	10%+ Owner	3,153,015	$61.95	$195.33M	-$11.71M	1	2021-06-25
ALXO	10%+ Owner	185,526	$1.58	$293.1K	$74.10M	1	2020-07-21

Recent Filings

2 filings

Form 4 transactions across all companies, newest first.

Filed	Symbol	Action	Net Shares	Net $	Link
2021-06-25	TARS	Sell (S)	−403,240	-$11.71M	EDGAR
2020-07-21	ALXO	Mixed	+16,880,192	$74.10M	EDGAR

Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.