Neil A. Cummins

CIK 1572429 · last filed 2026-05-27

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.41M

Companies

3

Total Filings

28

Lifetime Open-Market Net

$185.2K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
LFTpA Director 127,701 $18.91 $2.41M $0 13 2026-05-27
Lument Finance Trust, Inc. (OAKSpA) Delisted Director 25,007 $55.1K 6 2018-05-24
Lument Finance Trust, Inc. (OAKS) Delisted Director 10,031 $130.1K 2 2013-05-15

Recent Filings · Page 2 of 3

28 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2024-01-04 LFTpA Grant (A) +4,337 $9.9K EDGAR
2023-03-27 LFTpA Grant (A) +3,000 $0 EDGAR
2022-02-15 LFTpA Exer (X) +14,330 $43.8K EDGAR
2019-12-20 Buy (P) +1,500 $0
2019-04-04 Buy (P) +3,000 $0
2019-01-02 Buy (P) +1,000 $2.9K
2018-12-20 Buy (P) +2,000 $6.0K
2018-08-29 Buy (P) +2,000 $7.1K
2018-06-08 Buy (P) +2,637 $9.0K
2018-06-05 Buy (P) +1,650 $5.5K
Showing 1120 of 28
Page 2 of 3
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.