Neil A. Cummins
CIK 1572429 · last filed 2026-05-27
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$100.6K
Companies
2
Total Filings
28
Lifetime Open-Market Net
$185.2K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| LFT | Director | 127,701 | $0.79 | $100.6K | $55.1K | 19 | 2026-05-27 |
| Lument Finance Trust, Inc. (OAKS) Delisted | Director | 10,031 | — | — | $130.1K | 2 | 2013-05-15 |
Recent Filings · Page 3 of 3
28 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2018-05-24 | LFT | Buy (P) | +2,000 | $6.8K | EDGAR |
| 2018-05-24 | LFT | Buy (P) | +713 | $2.3K | EDGAR |
| 2017-02-27 | LFT | Buy (P) | +4,794 | $26.4K | EDGAR |
| 2015-09-11 | LFT | Buy (P) | +2,969 | $19.6K | EDGAR |
| 2015-05-22 | LFT | Grant (A) | +1,500 | $0 | EDGAR |
| 2015-02-13 | LFT | Grant (A) | +1,500 | $0 | EDGAR |
| 2013-05-15 | Lument Finance Trust, Inc. (OAKS) Delisted | Buy (P) | +8,531 | $130.1K | EDGAR |
| 2013-03-27 | Lument Finance Trust, Inc. (OAKS) Delisted | Grant (A) | +1,500 | $0 | EDGAR |
Showing 21–28 of 28
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Page 3 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.