Brian L. Pessin

CIK 1582758 · last filed 2022-11-02

Brian L. Pessin is a corporate insider who has filed 5 SEC Form 4 insider transactions across 3 companies since 2017. The most recent filing shows the insider bought $454.4K of POCI on Nov 2, 2022. Across all open-market trades the lifetime net is +$6.6M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $14.4M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$14.36M

Companies

3

Total Filings

5

Lifetime Open-Market Net

$6.61M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
POCI	10%+ Owner	1,432,084	$4.30	$6.16M	$454.4K	1	2022-11-02
DUOT	10%+ Owner	887,728	$8.38	$7.44M	$6.00M	3	2022-10-07
ICCC		70,000	$10.93	$765.1K	$157.5K	1	2017-07-28

Recent Filings

5 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2022-11-02	POCI	Buy (P)	+237,900	$454.4K	EDGAR
2022-10-07	DUOT	Mixed	+1,364,715	$5.55M	EDGAR
2022-10-07	DUOT	Mixed	+1,364,715	$5.55M	EDGAR
2021-09-03	DUOT	Buy (P)	—	$0	EDGAR
2017-07-28	ICCC	Buy (P)	+30,000	$157.5K	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.