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NORMAN H PESSIN

CIK 923666 · last filed 2021-10-05

NORMAN H PESSIN is a corporate insider who has filed 6 SEC Form 4 insider transactions across 3 companies since 2017. The most recent filing, for DUOT, was dated Oct 5, 2021. Across all open-market trades the lifetime net is +$1.3M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $7.3M across reported positions. 15 SEC filings were submitted jointly with SANDRA F PESSIN.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$7.34M

Companies

3

Total Filings

6

Lifetime Open-Market Net

$1.29M

Filer Profile

Reported Address
C/O LEVY, HARKINS & CO., INC.
366 MADISON AVENUE, 14TH FLOOR
NEW YORK, NY 10017
Related Filers
SANDRA F PESSIN — 15 joint filings, latest 2022-11-02
Brian L. Pessin — 15 joint filings, latest 2022-11-02
DGT Holdings Corp. — 1 joint filings, latest 2010-05-18
GP Investment Holdings, LLC — 1 joint filings, latest 2013-08-16
DAVID H HANCOCK — 1 joint filings, latest 2007-04-09
EDWIN A LEVY — 1 joint filings, latest 2007-04-09
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
DUOT 10%+ Owner 102,972 $8.76 $902.0K $0 1 2021-10-05
ICCC 650,000 $9.90 $6.43M $892.5K 1 2017-07-28
CHEMBIO DIAGNOSTICS, INC. (CEMI) Delisted 1,283,389 $0.46 $583.9K $397.3K 1 2017-06-29

Recent Filings

6 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2021-10-05 DUOT — — $0 EDGAR
2019-02-05 — Sell (S) −1,297,300 -$29.3K
2019-01-24 — Sell (S) −1,045,204 -$23.6K
2018-10-23 — Sell (S) −524,099 -$33.2K
2017-07-28 ICCC Buy (P) +170,000 $892.5K EDGAR
2017-06-29 CHEMBIO DIAGNOSTICS, INC. (CEMI) Delisted Buy (P) +72,500 $397.3K EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.