NORMAN H PESSIN

CIK 923666 · last filed 2021-10-05

NORMAN H PESSIN is a corporate insider who has filed 6 SEC Form 4 insider transactions across 3 companies since 2017. The most recent filing, for DUOT, was dated Oct 5, 2021. Across all open-market trades the lifetime net is +$1.3M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $8.0M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$7.97M

Companies

3

Total Filings

6

Lifetime Open-Market Net

$1.29M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
DUOT	10%+ Owner	102,972	$8.38	$862.9K	$0	1	2021-10-05
ICCC		650,000	$10.93	$7.10M	$892.5K	1	2017-07-28
CHEMBIO DIAGNOSTICS, INC. (CEMI) Delisted		1,283,389	$0.46	$583.9K	$397.3K	1	2017-06-29

Recent Filings

6 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2021-10-05	DUOT	—	—	$0	EDGAR
2019-02-05	—	Sell (S)	−1,297,300	-$29.3K
2019-01-24	—	Sell (S)	−1,045,204	-$23.6K
2018-10-23	—	Sell (S)	−524,099	-$33.2K
2017-07-28	ICCC	Buy (P)	+170,000	$892.5K	EDGAR
2017-06-29	CHEMBIO DIAGNOSTICS, INC. (CEMI) Delisted	Buy (P)	+72,500	$397.3K	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.