Home

David P. Bergers

CIK 1583698 · Managing Director · last filed 2017-03-15

David P. Bergers is a Managing Director who has filed 13 SEC Form 4 insider transactions across 1 company since 2013. The most recent filing, for LPLA, was dated Mar 15, 2017. Current disclosed insider exposure totals $13.2M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$13.16M

Companies

1

Total Filings

13

Lifetime Open-Market Net

$0

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
LPLA Managing Director 43,382 $303.30 $13.16M $0 13 2017-03-15

Recent Filings

13 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2017-03-15 LPLA Grant (A) +3,769 $0 EDGAR
2017-03-08 LPLA Tax (F) −518 -$20.4K EDGAR
2017-02-28 LPLA Tax (F) −756 -$29.6K EDGAR
2016-08-09 LPLA Tax (F) −1,320 -$35.3K EDGAR
2016-03-08 LPLA Tax (F) −357 -$7.7K EDGAR
2016-02-29 LPLA Grant (A) +8,601 $0 EDGAR
2016-02-26 LPLA Tax (F) −142 -$2.7K EDGAR
2015-08-07 LPLA Tax (F) −19,218 -$839.1K EDGAR
2015-03-10 LPLA Grant (A) +3,293 $0 EDGAR
2015-02-26 LPLA Tax (F) −142 -$6.5K EDGAR
Showing 1–10 of 13
Page 1 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.