Patrick K. Lucy

CIK 1612843 · Chief Business Officer · last filed 2026-01-06

Patrick K. Lucy is a Chief Business Officer who has filed 33 SEC Form 4 insider transactions across 2 companies since 2014. The most recent filing, for DYAI, was dated Jan 6, 2026. Across all open-market trades the lifetime net is −$648.2K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $49.3K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$49.3K

Companies

2

Total Filings

33

Lifetime Open-Market Net

-$648.2K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
DYAI Director 72,311 $0.68 $49.3K $0 8 2026-01-06
Pfenex Inc. (PFNX) Delisted Chief Business Officer 91,016 -$648.2K 24 2020-06-17

Recent Filings

33 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2026-01-06 DYAI Mixed +21,552 $0 EDGAR
2025-01-07 DYAI Mixed +23,585 $0 EDGAR
2024-04-15 DYAI Grant (A) $0 EDGAR
2024-01-04 DYAI Mixed +27,174 $0 EDGAR
2023-01-05 DYAI Grant (A) $0 EDGAR
2022-06-14 DYAI Grant (A) $0 EDGAR
2022-01-05 DYAI Grant (A) $0 EDGAR
2021-01-12 DYAI Grant (A) $0 EDGAR
2020-10-05 U −90,246 $0
2020-06-17 Pfenex Inc. (PFNX) Delisted Mixed -$5.3K EDGAR
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.