Patrick K. Lucy

CIK 1612843 · Chief Business Officer · last filed 2026-01-06

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$49.3K

Companies

2

Total Filings

33

Lifetime Open-Market Net

-$648.2K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
DYAI Director 72,311 $0.68 $49.3K $0 8 2026-01-06
Pfenex Inc. (PFNX) Delisted Chief Business Officer 91,016 -$648.2K 24 2020-06-17

Recent Filings · Page 4 of 4

33 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2015-03-05 Pfenex Inc. (PFNX) Delisted Sell (S) −1,500 -$21.5K EDGAR
2015-02-03 Pfenex Inc. (PFNX) Delisted Grant (A) $0 EDGAR
2014-07-31 Pfenex Inc. (PFNX) Delisted Disp (D) −13,000 $0 EDGAR
Showing 3133 of 33
Page 4 of 4
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.