Home

Richard Ernst Konzmann

CIK 1636595 · EVP, CFO and Treasurer · last filed 2023-12-18

Richard Ernst Konzmann is an EVP, CFO and Treasurer who has filed 20 SEC Form 4 insider transactions across 3 companies since 2016. The most recent filing, for AIC, was dated Dec 18, 2023. Across all open-market trades the lifetime net is +$209.1K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $1.1M across reported positions. 21 SEC filings were submitted jointly with FRIEDMAN BILLINGS RAMSEY GROUP INC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$1.11M

Companies

3

Total Filings

20

Lifetime Open-Market Net

$209.1K

Filer Profile

Reported Address
6862 ELM STREET
SUITE 320
MCLEAN, VA 22101
Related Filers
FRIEDMAN BILLINGS RAMSEY GROUP INC — 21 joint filings, latest 2023-12-18
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Arlington Asset Investment Corp. (AIC) Delisted EVP, CFO and Treasurer 0 $24.33 $0 $31.0K 8 2023-12-18
Arlington Asset Investment Corp. (AIW) Delisted EVP, CFO and Treasurer 158,055 $25.00 $3.95M $0 3 2021-06-17
AI EVP, CFO and Treasurer 104,995 $10.54 $1.11M $178.1K 9 2020-09-28

Recent Filings

20 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-12-18 Arlington Asset Investment Corp. (AIC) Delisted Mixed −205,660 -$137.2K EDGAR
2023-09-11 Arlington Asset Investment Corp. (AIC) Delisted Grant (A) — $0 EDGAR
2023-09-11 Arlington Asset Investment Corp. (AIC) Delisted Grant (A) — $0 EDGAR
2023-08-23 Arlington Asset Investment Corp. (AIC) Delisted Grant (A) +110,294 $0 EDGAR
2023-08-04 Arlington Asset Investment Corp. (AIC) Delisted Grant (A) +330,882 $0 EDGAR
2023-02-06 Arlington Asset Investment Corp. (AIC) Delisted Grant (A) +6,180 $0 EDGAR
2022-06-27 Arlington Asset Investment Corp. (AIC) Delisted Buy (P) +10,000 $31.0K EDGAR
2022-01-06 Arlington Asset Investment Corp. (AIC) Delisted Grant (A) +31,425 $0 EDGAR
2021-06-17 Arlington Asset Investment Corp. (AIW) Delisted Grant (A) +27,573 $0 EDGAR
2021-02-04 Arlington Asset Investment Corp. (AIW) Delisted Grant (A) +25,487 $0 EDGAR
Showing 1–10 of 20
Page 1 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.