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Brent Simonich

CIK 1644152 · Principal Accounting Officer · last filed 2023-02-28

Brent Simonich is a Principal Accounting Officer who has filed 34 SEC Form 4 insider transactions across 2 companies since 2016. The most recent filing, for LPLA, was dated Feb 28, 2023. Across all open-market trades the lifetime net is −$705.7K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $2.1M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.05M

Companies

2

Total Filings

34

Lifetime Open-Market Net

-$705.7K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
LPLA Principal Accounting Officer 6,773 $303.30 $2.05M $451.7K 5 2023-02-28
E TRADE FINANCIAL CORP (ETFC) Delisted EVP, Chief Risk Officer 55,390 — — -$1.16M 29 2020-10-05

Recent Filings

34 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-02-28 LPLA Mixed +731 -$87.8K EDGAR
2022-11-21 LPLA Buy (P) +920 $201.6K EDGAR
2022-03-01 LPLA Mixed +1,186 -$42.6K EDGAR
2021-03-01 LPLA Grant (A) +2,027 $0 EDGAR
2021-02-17 LPLA Buy (P) +1,909 $250.1K EDGAR
2020-10-05 E TRADE FINANCIAL CORP (ETFC) Delisted Mixed −47,247 $0 EDGAR
2020-08-27 E TRADE FINANCIAL CORP (ETFC) Delisted Grant (A) +67 $0 EDGAR
2020-05-21 E TRADE FINANCIAL CORP (ETFC) Delisted Grant (A) +91 $0 EDGAR
2020-03-04 E TRADE FINANCIAL CORP (ETFC) Delisted Grant (A) +79 $0 EDGAR
2020-02-11 E TRADE FINANCIAL CORP (ETFC) Delisted Mixed +15,518 -$77.0K EDGAR
Showing 1–10 of 34
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.