Brent Simonich
CIK 1644152 · Principal Accounting Officer · last filed 2023-02-28
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$2.05M
Companies
2
Total Filings
34
Lifetime Open-Market Net
-$705.7K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| LPLA | Principal Accounting Officer | 6,773 | $303.30 | $2.05M | $451.7K | 5 | 2023-02-28 |
| E TRADE FINANCIAL CORP (ETFC) Delisted | EVP, Chief Risk Officer | 55,390 | — | — | -$1.16M | 29 | 2020-10-05 |
Recent Filings · Page 4 of 4
34 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2016-06-03 | E TRADE FINANCIAL CORP (ETFC) Delisted | Tax (F) | −1,862 | -$51.4K | EDGAR |
| 2016-04-28 | E TRADE FINANCIAL CORP (ETFC) Delisted | Sell (S) | −3,994 | -$104.7K | EDGAR |
| 2016-02-11 | E TRADE FINANCIAL CORP (ETFC) Delisted | Tax (F) | −1,133 | -$23.6K | EDGAR |
| 2016-02-09 | E TRADE FINANCIAL CORP (ETFC) Delisted | Mixed | +9,805 | -$73.7K | EDGAR |
Showing 31–34 of 34
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Page 4 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.