Tracy Calder

CIK 1665253 · Managing Director · last filed 2019-11-26

Tracy Calder is a Managing Director who has filed 10 SEC Form 4 insider transactions across 1 company since 2016. The most recent filing, for LPLA, was dated Nov 26, 2019. Across all open-market trades the lifetime net is −$3.2M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $6.5M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$6.45M

Companies

1

Total Filings

10

Lifetime Open-Market Net

-$3.23M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
LPLA	Managing Director	21,270	$303.30	$6.45M	-$3.23M	10	2019-11-26

Recent Filings

10 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2019-11-26	LPLA	Mixed	−1,513	-$945.7K	EDGAR
2019-05-10	LPLA	Sell (S)	−500	-$42.1K	EDGAR
2019-03-15	LPLA	Tax (F)	−373	-$27.7K	EDGAR
2019-02-26	LPLA	Mixed	−9,794	-$878.6K	EDGAR
2018-05-09	LPLA	Sell (S)	−7,388	-$476.8K	EDGAR
2018-03-15	LPLA	Tax (F)	−253	-$16.4K	EDGAR
2018-02-27	LPLA	Mixed	−2,215	-$247.5K	EDGAR
2017-03-15	LPLA	Mixed	+5,508	-$64.3K	EDGAR
2017-02-28	LPLA	Mixed	−11,150	-$435.5K	EDGAR
2016-02-29	LPLA	Grant (A)	+35,754	$0	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.