Home

VIEX Special Opportunities GP III, LLC

CIK 1676049 · last filed 2019-11-18

VIEX Special Opportunities GP III, LLC is a corporate insider who has filed 3 SEC Form 4 insider transactions across 1 company since 2019. The most recent filing shows the insider exercised options on $25.5M of ATEN on Nov 18, 2019. Current disclosed insider exposure totals $7.6M across reported positions. The firm reports its address in New York, NY. 10 SEC filings were submitted jointly with Eric Singer.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$7.55M

Companies

1

Total Filings

3

Lifetime Open-Market Net

$0

Filer Profile

Reported Address
825 THIRD AVE, 33RD FLOOR
NEW YORK, NY 10022
Phone
(212) 451-2282
State of Incorporation
DE
Related Filers
Eric Singer — 10 joint filings, latest 2020-09-03
VIEX Capital Advisors, LLC — 10 joint filings, latest 2020-09-03
VIEX GP, LLC — 10 joint filings, latest 2020-09-03
VIEX Opportunities Fund, LP - Series Two — 10 joint filings, latest 2020-09-03
VIEX Opportunities Fund, LP Series One — 10 joint filings, latest 2020-09-03
VIEX Special Opportunities Fund III, LP — 10 joint filings, latest 2020-09-03
VIEX Special Opportunities Fund II, LP — 7 joint filings, latest 2020-09-03
VIEX Special Opportunities GP II, LLC — 7 joint filings, latest 2020-09-03
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ATEN Director 307,036 $24.59 $7.55M $0 3 2019-11-18

Recent Filings

3 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2019-11-18 ATEN Exer (X) +6,507,900 $25.53M EDGAR
2019-08-19 ATEN Mixed +9,943,200 $74.57M EDGAR
2019-08-16 ATEN Exer (X) +2,367,900 $17.76M EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.