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Neal S. Shah

CIK 1688494 · Chief Financial Officer · last filed 2026-07-08

Neal S. Shah is a Chief Financial Officer who has filed 21 SEC Form 4 insider transactions across 2 companies since 2023. The most recent filing, for NB, was dated Jul 8, 2026. Current disclosed insider exposure totals $81.0K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$81.0K

Companies

2

Total Filings

21

Lifetime Open-Market Net

$0

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NB Chief Financial Officer — $4.03 — $0 1 2026-07-08
NIOBW Chief Financial Officer 75,032 $1.08 $81.0K $0 7 2025-12-15

Recent Filings

21 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-07-08 NB Grant (A) — $0 EDGAR
2025-12-15 NIOBW Exer (X) +9,361 $33.1K EDGAR
2025-08-20 NIOBW Grant (A) — $0 EDGAR
2024-12-23 NIOBW Grant (A) — $0 EDGAR
2024-02-15 NIOBW Grant (A) — $0 EDGAR
2023-12-22 NIOBW Buy (P) +9,360 $0 EDGAR
2023-11-17 NIOBW Mixed +1,310 -$1 EDGAR
2023-03-28 NIOBW Grant (A) — $0 EDGAR
2022-11-29 — Mixed +149,000 $10.5K
2022-03-25 — Exer (M) +26,000 $9.7K
Showing 1–10 of 21
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.