Neal S. Shah

CIK 1688494 · Chief Financial Officer · last filed 2025-12-15

Neal S. Shah is a Chief Financial Officer who has filed 20 SEC Form 4 insider transactions across 1 company since 2023. The most recent filing shows the insider exercised options on $33.1K of NIOBW on Dec 15, 2025. Current disclosed insider exposure totals $135.1K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$135.1K

Companies

1

Total Filings

20

Lifetime Open-Market Net

$0

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NIOBW Chief Financial Officer 75,032 $1.80 $135.1K $0 7 2025-12-15

Recent Filings

20 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2025-12-15 NIOBW Exer (X) +9,361 $33.1K EDGAR
2025-08-20 NIOBW Grant (A) $0 EDGAR
2024-12-23 NIOBW Grant (A) $0 EDGAR
2024-02-15 NIOBW Grant (A) $0 EDGAR
2023-12-22 NIOBW Buy (P) +9,360 $0 EDGAR
2023-11-17 NIOBW Mixed +1,310 -$1 EDGAR
2023-03-28 NIOBW Grant (A) $0 EDGAR
2022-11-29 Mixed +149,000 $10.5K
2022-03-25 Exer (M) +26,000 $9.7K
2022-03-08 Mixed +55,330 $0
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.