John Rosenthal

CIK 1709189 · EVP & Chief Investment Officer · last filed 2026-03-02

John Rosenthal is an EVP & Chief Investment Officer who has filed 27 SEC Form 4 insider transactions across 3 companies since 2018. The most recent filing, for BHFAP, was dated Mar 2, 2026. Across all open-market trades the lifetime net is −$1.8M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $1.6M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.58M

Companies

3

Total Filings

27

Lifetime Open-Market Net

-$1.80M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
BHFAP EVP & Chief Investment Officer 86,209 $13.94 $1.20M -$1.80M 17 2026-03-02
BHFAL EVP & Chief Investment Officer 24,983 $15.05 $376.0K $0 2 2019-03-05
BHF EVP & Chief Investment Officer $63.75 $0 1 2018-05-25

Recent Filings

27 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-03-02 BHFAP Mixed +12,784 -$804.0K EDGAR
2025-03-03 BHFAP Mixed +12,334 -$770.6K EDGAR
2025-02-03 BHFAP Sell (S) −10,000 -$610.0K EDGAR
2025-01-31 BHF Notice (144) −10,000 -$610.0K EDGAR
2024-12-03 BHF Notice (144) −10,000 -$523.1K EDGAR
2024-12-03 BHFAP Sell (S) −10,000 -$523.1K EDGAR
2024-10-15 BHFAP Sell (S) −4,265 -$196.4K EDGAR
2024-09-04 BHF Notice (144) −5,000 -$230.0K EDGAR
2024-09-04 BHFAP Sell (S) −5,735 -$259.9K EDGAR
2024-09-03 BHF Notice (144) −5,000 -$226.1K EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.