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Keri Davis

CIK 1770670 · CFO · last filed 2025-09-23

Keri Davis is a CFO who has filed 21 SEC Form 4 insider transactions across 5 companies since 2019. The most recent filing, for GECCZ, was dated Sep 23, 2025. Across all open-market trades the lifetime net is +$4.8K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $1.3M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.29M

Companies

5

Total Filings

21

Lifetime Open-Market Net

$4.8K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Great Elm Capital Corp. (GECCZ) Delisted CFO 21,893 $25.12 $549.9K $0 4 2025-09-23
GEGGL Chief Financial Officer 48,854 $24.72 $1.21M $0 1 2025-09-23
GEG Chief Financial Officer 39,663 $2.17 $85.9K $0 2 2024-09-24
Great Elm Capital Corp. (GECCO) Delisted CFO 9,011 $25.25 $227.5K $0 2 2023-03-31
Great Elm Capital Corp. (GECCN) Delisted CFO and Treasurer 13,552 $25.20 $341.5K $4.8K 12 2021-02-09

Recent Filings

21 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2025-09-23 Great Elm Capital Corp. (GECCZ) Delisted Mixed +2,501 -$31.1K EDGAR
2025-09-23 GEGGL Mixed +3,773 -$15.2K EDGAR
2024-09-27 Great Elm Capital Corp. (GECCZ) Delisted Other (J) +860 $0 EDGAR
2024-09-24 Great Elm Capital Corp. (GECCZ) Delisted Other (J) +4,498 $0 EDGAR
2024-09-24 GEG Grant (A) +27,344 $0 EDGAR
2023-09-27 GEG Grant (A) +12,319 $0 EDGAR
2023-09-22 Great Elm Capital Corp. (GECCZ) Delisted Other (J) +5,781 $0 EDGAR
2023-03-31 Great Elm Capital Corp. (GECCO) Delisted Other (J) +5,917 $0 EDGAR
2021-09-28 Great Elm Capital Corp. (GECCO) Delisted Other (J) +5,147 $0 EDGAR
2021-02-09 Great Elm Capital Corp. (GECCN) Delisted Grant (A) +11,254 $0 EDGAR
Showing 1–10 of 21
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.