Great Elm Group, Inc.

CIK 1831096 · last filed 2025-09-23

Great Elm Group, Inc. is a corporate insider who has filed 24 SEC Form 4 insider transactions across 3 companies since 2021. The most recent filing, for GECCZ, was dated Sep 23, 2025. Across all open-market trades the lifetime net is +$271.4K, making them a net buyer over the disclosed history. The firm reports its address in Palm Beach Gardens, FL. 69 SEC filings were submitted jointly with LONG BALL PARTNERS LLC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

3

Total Filings

24

Lifetime Open-Market Net

$271.4K

Filer Profile

Reported Address
3801 PGA BOULEVARD
SUITE 603
PALM BEACH GARDENS, FL 33410
Phone
(617) 375-3006
State of Incorporation
DE
Related Filers
LONG BALL PARTNERS LLC — 69 joint filings, latest 2026-06-01
Imperial Capital Asset Management, LLC — 61 joint filings, latest 2024-10-29
Jason W. Reese — 61 joint filings, latest 2026-06-01
Northern Right Capital Management, L.P. — 48 joint filings, latest 2026-07-14
Matthew A Drapkin — 37 joint filings, latest 2026-01-12
BC Advisors LLC — 35 joint filings, latest 2026-07-14
Northern Right Capital (QP), L.P. — 35 joint filings, latest 2026-07-14
NRC Partners I, LP — 25 joint filings, latest 2023-03-14
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Great Elm Capital Corp. (GECCZ) Delisted 10%+ Owner 1,421,467 $25.12 $35.70M $271.4K 8 2025-09-23
Great Elm Capital Corp. (GECCO) Delisted 10%+ Owner 1,532,519 $25.25 $38.70M $0 6 2023-05-23
Great Elm Capital Corp. (GECCN) Delisted 10%+ Owner 5,978,787 $25.20 $150.67M $0 2 2021-02-09

Recent Filings

24 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2025-09-23 Great Elm Capital Corp. (GECCZ) Delisted Other (J) −79,801 $0 EDGAR
2024-12-23 Great Elm Capital Corp. (GECCZ) Delisted Other (J) −2,643 -$27.0K EDGAR
2024-09-25 Great Elm Capital Corp. (GECCZ) Delisted Other (J) −34,750 -$350.6K EDGAR
2024-09-24 Great Elm Capital Corp. (GECCZ) Delisted Other (J) −88,251 -$890.5K EDGAR
2024-03-11 GECC Notice (144) −1,673,900 -$1.69M EDGAR
2024-03-08 GECC Notice (144) −449,950 -$453.9K EDGAR
2024-03-07 GECC Notice (144) −594,525 -$600.0K EDGAR
2024-03-06 GECC Notice (144) −1,054,500 -$1.06M EDGAR
2024-03-05 GECC Notice (144) −142,550 -$143.8K EDGAR
2024-03-04 Great Elm Capital Corp. (GECCZ) Delisted Other (J) −1,239 -$13.4K EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.