Imperial Capital Asset Management, LLC

CIK 1805378 · last filed 2024-09-24

Imperial Capital Asset Management, LLC is a corporate insider who has filed 19 SEC Form 4 insider transactions across 2 companies since 2020. The most recent filing, for GEG, was dated Sep 24, 2024. Across all open-market trades the lifetime net is +$16.1M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $16.6M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$16.59M

Companies

2

Total Filings

19

Lifetime Open-Market Net

$16.11M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
GEG 10%+ Owner 7,372,765 $2.25 $16.59M $16.08M 16 2024-09-24
Forest Investments, Inc. (GEC) Delisted 10%+ Owner 2,384,605 $26.0K 2 2020-07-02

Recent Filings

19 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2024-09-24 GEG Grant (A) +520,832 $0 EDGAR
2023-05-22 GEG Buy (P) +1,186,412 $2.37M EDGAR
2023-03-20 GEG Buy (P) +94,552 $224.1K EDGAR
2023-02-24 GEG Buy (P) +113,660 $243.8K EDGAR
2022-12-30 GEG Buy (P) +1,159,503 $2.32M EDGAR
2022-12-07 GEG Buy (P) +16,851 $32.0K EDGAR
2022-11-14 GEG Buy (P) +27,231 $54.5K EDGAR
2022-11-08 GEG Buy (P) +503,865 $1.01M EDGAR
2022-10-18 GEG Buy (P) +80,313 $160.6K EDGAR
2022-10-11 GEG Buy (P) +20,349 $40.7K EDGAR
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.