Home

Imperial Capital Group Holdings II, LLC

CIK 1961798 · last filed 2024-05-23

Imperial Capital Group Holdings II, LLC is a corporate insider who has filed 8 SEC Form 4 insider transactions across 1 company since 2023. The most recent filing shows the insider bought $352.8K of GEG on May 23, 2024. Across all open-market trades the lifetime net is +$2.0M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $15.9M across reported positions. The firm reports its address in Palm Beach Gardens, FL. 23 SEC filings were submitted jointly with Great Elm Group, Inc.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$15.88M

Companies

1

Total Filings

8

Lifetime Open-Market Net

$2.04M

Filer Profile

Reported Address
3801 PGA BOULEVARD
SUITE 603
PALM BEACH GARDENS, FL 33410
Phone
(561) 214-7901
State of Incorporation
DE
Related Filers
Great Elm Group, Inc. — 23 joint filings, latest 2026-06-01
LONG BALL PARTNERS LLC — 22 joint filings, latest 2026-06-01
Jason W. Reese — 22 joint filings, latest 2026-06-01
Imperial Capital Asset Management, LLC — 18 joint filings, latest 2024-09-24
Raven Energy Holdings LLC — same reported address
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
GEG 10%+ Owner 7,217,541 $2.20 $15.88M $2.04M 8 2024-05-23

Recent Filings

8 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2024-05-23 GEG Buy (P) +200,000 $352.8K EDGAR
2024-03-07 GEG Buy (P) +58,428 $113.9K EDGAR
2024-02-29 GEG Buy (P) +496,360 $954.2K EDGAR
2023-06-06 GEG Buy (P) +59,304 $123.8K EDGAR
2023-05-31 GEG Buy (P) +36,676 $75.4K EDGAR
2023-05-15 GEG Grant (A) — $0 EDGAR
2023-03-13 GEG Buy (P) +181,744 $415.1K EDGAR
2023-01-10 GEG Mixed — $0 EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.