Imperial Capital Asset Management, LLC

CIK 1805378 · last filed 2024-09-24

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$16.59M

Companies

2

Total Filings

19

Lifetime Open-Market Net

$16.11M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
GEG 10%+ Owner 7,372,765 $2.25 $16.59M $16.08M 16 2024-09-24
Forest Investments, Inc. (GEC) Delisted 10%+ Owner 2,384,605 $26.0K 2 2020-07-02

Recent Filings · Page 2 of 2

19 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2022-08-16 GEG Buy (P) +249,441 $501.4K EDGAR
2022-06-13 GEG Buy (P) +712,098 $1.69M EDGAR
2022-05-16 GEG $0 EDGAR
2022-05-06 GEG Buy (P) +4,109,952 $7.44M EDGAR
2022-01-05 GEG Grant (A) +349,512 $0 EDGAR
2021-04-02 GEG Grant (A) +53,790 $0 EDGAR
2021-01-06 Grant (A) +47,727 $0
2020-07-02 Forest Investments, Inc. (GEC) Delisted Grant (A) +56,328 $0 EDGAR
2020-05-26 Forest Investments, Inc. (GEC) Delisted Buy (P) +13,275 $26.0K EDGAR
Showing 1119 of 19
Page 2 of 2
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.