Great Elm Group, Inc.

CIK 1831096 · last filed 2025-09-23

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$38.70M

Companies

3

Total Filings

16

Lifetime Open-Market Net

$271.4K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Great Elm Capital Corp. (GECCZ) Delisted 10%+ Owner 1,421,467 $25.12 $35.70M $271.4K 8 2025-09-23
GECCO 10%+ Owner 1,532,519 $25.25 $38.70M $0 6 2023-05-23
Great Elm Capital Corp. (GECCN) Delisted 10%+ Owner 5,978,787 $25.20 $150.67M $0 2 2021-02-09

Recent Filings · Page 2 of 2

16 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2023-01-03 GECCO Other (J) −445,671 $0 EDGAR
2022-06-17 GECCO Mixed +1,400,090 $17.50M EDGAR
2022-05-12 GECCO Other (J) −100,000 -$1.25M EDGAR
2021-09-28 GECCO Other (J) −220,217 $0 EDGAR
2021-02-09 Great Elm Capital Corp. (GECCN) Delisted Other (J) −11,254 $0 EDGAR
2021-01-26 Great Elm Capital Corp. (GECCN) Delisted Other (J) +135,247 $0 EDGAR
Showing 1116 of 16
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.