Ramona Lynn Rogers-Windsor
CIK 1850860 · last filed 2026-08-11
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
CSWC price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
30TH FLOOR
NEW YORK, NY 10036
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| CSWC | Director | 25,079 | $22.39 | $561.4K | $119.0K | 8 | 2026-08-11 |
| RQI | Director | 1,643 | $11.20 | $18.4K | $12.9K | 6 | 2026-07-17 |
| UTF | Director | 999 | $25.98 | $26.0K | $17.3K | 6 | 2025-10-20 |
| CAPITAL SOUTHWEST CORP (CSWCZ) Delisted | Director | 21,612 | $25.37 | $548.4K | $94.1K | 13 | 2025-10-01 |
| PSF | Director | 910 | $17.93 | $16.3K | $12.5K | 4 | 2024-05-07 |
| FOF | Director | 880 | $12.14 | $10.7K | $9.4K | 4 | 2024-05-07 |
| RLTY | Director | 790 | $13.85 | $10.9K | $11.6K | 4 | 2024-05-07 |
| PTA | Director | 561 | $16.84 | $9.5K | $11.5K | 4 | 2023-10-13 |
| RFI | Director | 782 | $10.43 | $8.2K | $10.4K | 4 | 2023-07-10 |
| RNP | Director | 597 | $18.30 | $10.9K | $13.4K | 5 | 2023-07-10 |
| LDP | Director | 502 | $18.69 | $9.4K | $11.0K | 4 | 2023-07-10 |
Recent Filings · Page 5 of 7
62 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2022-07-05 | LDP | Buy (P) | +100 | $2.0K | EDGAR |
| 2022-07-05 | RQI | Buy (P) | +100 | $1.3K | EDGAR |
| 2022-07-05 | FOF | Buy (P) | +100 | $1.1K | EDGAR |
| 2022-06-22 | CSWC | Buy (P) | +850 | $15.8K | EDGAR |
| 2022-04-07 | RLTY | Buy (P) | +250 | $4.9K | EDGAR |
| 2022-04-07 | FOF | Buy (P) | +100 | $1.3K | EDGAR |
| 2022-04-07 | PSF | Buy (P) | +100 | $2.3K | EDGAR |
| 2022-03-30 | CSWC | Buy (P) | +750 | $17.9K | EDGAR |
| 2022-01-24 | CSWC | Buy (P) | +2,450 | $61.1K | EDGAR |
| 2021-12-21 | PTA | Buy (P) | +100 | $2.4K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.