Greg Gates

CIK 1877100 · Group Managing Director · last filed 2026-02-27

Greg Gates is a Group Managing Director who has filed 18 SEC Form 4 insider transactions across 1 company since 2021. The most recent filing, for LPLA, was dated Feb 27, 2026. Across all open-market trades the lifetime net is −$6.3M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $5.3M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$5.31M

Companies

1

Total Filings

18

Lifetime Open-Market Net

-$6.33M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
LPLA Group Managing Director 17,957 $295.66 $5.31M -$6.33M 18 2026-02-27

Recent Filings

18 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2026-02-27 LPLA Mixed +6,144 -$411.8K EDGAR
2025-12-09 LPLA Sell (S) −750 -$278.2K EDGAR
2025-11-07 LPLA Sell (S) −1,500 -$564.6K EDGAR
2025-10-08 LPLA Sell (S) −750 -$235.8K EDGAR
2025-09-09 LPLA Sell (S) −1,500 -$507.3K EDGAR
2025-08-07 LPLA Sell (S) −1,500 -$561.1K EDGAR
2025-07-08 LPLA Sell (S) −1,500 -$574.0K EDGAR
2025-06-16 LPLA Tax (F) −234 -$88.8K EDGAR
2025-06-09 LPLA Sell (S) −1,500 -$568.3K EDGAR
2025-02-27 LPLA Mixed +5,008 -$1.19M EDGAR
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.