Greg Gates
CIK 1877100 · Group Managing Director · last filed 2026-06-15
Greg Gates is a Group Managing Director who has filed 28 SEC Form 4 insider transactions across 1 company since 2021. The most recent filing shows the insider had shares withheld for taxes covering $68.6K of LPLA on Jun 15, 2026. Across all open-market trades the lifetime net is −$6.3M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $7.3M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$7.26M
1
28
-$6.33M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| LPLA | Group Managing Director | 20,532 | $353.70 | $7.26M | -$6.33M | 19 | 2026-06-15 |
Recent Filings
28 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-06-15 | LPLA | Tax (F) | −232 | -$68.6K | EDGAR |
| 2026-02-27 | LPLA | Mixed | +6,144 | -$411.8K | EDGAR |
| 2025-12-09 | LPLA | Sell (S) | −750 | -$278.2K | EDGAR |
| 2025-12-05 | LPLA | Notice (144) | −750 | -$274.5K | EDGAR |
| 2025-11-07 | LPLA | Sell (S) | −1,500 | -$564.6K | EDGAR |
| 2025-11-05 | LPLA | Notice (144) | −1,500 | -$564.6K | EDGAR |
| 2025-10-08 | LPLA | Sell (S) | −750 | -$235.8K | EDGAR |
| 2025-10-06 | LPLA | Notice (144) | −750 | -$235.8K | EDGAR |
| 2025-09-09 | LPLA | Sell (S) | −1,500 | -$507.3K | EDGAR |
| 2025-09-05 | LPLA | Notice (144) | −1,500 | -$534.2K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.