Greg Gates

CIK 1877100 · Group Managing Director · last filed 2026-08-21

Greg Gates is a Group Managing Director who has filed 30 SEC Form 4 insider transactions across 1 company since 2021. The most recent filing, for LPLA, was dated Aug 21, 2026. Across all open-market trades the lifetime net is −$7.8M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $8.1M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$8.07M

Companies

1

Total Filings

30

Lifetime Open-Market Net

-$7.79M

Filer Profile

Reported Address

C/O LPL FINANCIAL
4707 EXECUTIVE DRIVE
SAN DIEGO, CA 92121

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
LPLA	Group Managing Director	23,602	$341.74	$8.07M	-$7.79M	20	2026-08-21

Recent Filings

30 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2026-08-21	LPLA	Mixed	+3,070	-$906.4K	EDGAR
2026-08-20	LPLA	Notice (144)	−4,119	-$1.46M	EDGAR
2026-06-15	LPLA	Tax (F)	−232	-$68.6K	EDGAR
2026-02-27	LPLA	Mixed	+6,144	-$411.8K	EDGAR
2025-12-09	LPLA	Sell (S)	−750	-$278.2K	EDGAR
2025-12-05	LPLA	Notice (144)	−750	-$274.5K	EDGAR
2025-11-07	LPLA	Sell (S)	−1,500	-$564.6K	EDGAR
2025-11-05	LPLA	Notice (144)	−1,500	-$564.6K	EDGAR
2025-10-08	LPLA	Sell (S)	−750	-$235.8K	EDGAR
2025-10-06	LPLA	Notice (144)	−750	-$235.8K	EDGAR

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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.