Horace Carter
CIK 1902821 · President, Fixed Income · last filed 2024-12-16
Horace Carter is a President, Fixed Income who has filed 18 SEC Form 4 insider transactions across 1 company since 2022. The most recent filing, for RJFw, was dated Dec 16, 2024. Across all open-market trades the lifetime net is −$1.2M, making them a net seller over the disclosed history.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$0
1
18
-$1.23M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC (RJFw) Delisted | President, Fixed Income | 35,935 | — | — | -$1.23M | 18 | 2024-12-16 |
Recent Filings
18 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2024-12-16 | RAYMOND JAMES FINANCIAL INC (RJFw) Delisted | Grant (A) | — | $0 | EDGAR |
| 2024-12-05 | RAYMOND JAMES FINANCIAL INC (RJFw) Delisted | Sell (S) | −5,000 | -$825.1K | EDGAR |
| 2024-12-03 | RAYMOND JAMES FINANCIAL INC (RJFw) Delisted | Mixed | +8,603 | -$737.8K | EDGAR |
| 2024-11-26 | RAYMOND JAMES FINANCIAL INC (RJFw) Delisted | Mixed | +568 | -$29.8K | EDGAR |
| 2023-12-18 | RAYMOND JAMES FINANCIAL INC (RJFw) Delisted | Grant (A) | — | $0 | EDGAR |
| 2023-12-05 | RAYMOND JAMES FINANCIAL INC (RJFw) Delisted | Exer (M) | +5,217 | $0 | EDGAR |
| 2023-12-01 | RAYMOND JAMES FINANCIAL INC (RJFw) Delisted | Exer (M) | +4,950 | $0 | EDGAR |
| 2023-11-24 | RAYMOND JAMES FINANCIAL INC (RJFw) Delisted | Exer (M) | +750 | $0 | EDGAR |
| 2023-08-02 | RAYMOND JAMES FINANCIAL INC (RJFw) Delisted | Sell (S) | −3,753 | -$409.5K | EDGAR |
| 2023-06-13 | RAYMOND JAMES FINANCIAL INC (RJFw) Delisted | Gift (G) | −105 | $0 | EDGAR |