Horace Carter
CIK 1902821 · President, Fixed Income · last filed 2024-12-16
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$0
Companies
1
Total Filings
18
Lifetime Open-Market Net
-$1.23M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC (RJFw) Delisted | President, Fixed Income | 35,935 | — | — | -$1.23M | 18 | 2024-12-16 |
Recent Filings · Page 2 of 2
18 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2022-12-15 | RAYMOND JAMES FINANCIAL INC (RJFw) Delisted | Mixed | +549 | $0 | EDGAR |
| 2022-12-01 | RAYMOND JAMES FINANCIAL INC (RJFw) Delisted | Exer (M) | +450 | $0 | EDGAR |
| 2022-11-23 | RAYMOND JAMES FINANCIAL INC (RJFw) Delisted | Exer (M) | +2,610 | $0 | EDGAR |
| 2022-10-18 | RAYMOND JAMES FINANCIAL INC (RJFw) Delisted | Exer (M) | +591 | $0 | EDGAR |
| 2022-07-19 | RAYMOND JAMES FINANCIAL INC (RJFw) Delisted | Exer (M) | +446 | $0 | EDGAR |
| 2022-05-17 | RAYMOND JAMES FINANCIAL INC (RJFw) Delisted | Exer (M) | +150 | $0 | EDGAR |
| 2022-04-18 | RAYMOND JAMES FINANCIAL INC (RJFw) Delisted | Exer (M) | +144 | $0 | EDGAR |
| 2022-02-25 | RAYMOND JAMES FINANCIAL INC (RJFw) Delisted | Grant (A) | — | $0 | EDGAR |
Showing 11–18 of 18
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Page 2 of 2
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.