Home

Christian Follmann

CIK 1907321 · Chief Operating Officer · last filed 2026-07-13

Christian Follmann is a Chief Operating Officer who has filed 45 SEC Form 4 insider transactions across 1 company since 2022. The most recent filing shows the insider had shares withheld for taxes covering $43.9K of HTGC on Jul 13, 2026. Across all open-market trades the lifetime net is +$9, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $2.6M across reported positions. 46 SEC filings were submitted jointly with HERCULES TECHNOLOGY GROWTH CAPITAL INC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$2.55M

Companies

1

Total Filings

45

Lifetime Open-Market Net

$9

Filer Profile

Reported Address
1 NORTH B STREET
SUITE 2000
SAN MATEO, CA 94401
Related Filers
HERCULES TECHNOLOGY GROWTH CAPITAL INC — 46 joint filings, latest 2026-07-13
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
HTGC Chief Operating Officer 144,889 $17.63 $2.55M $9 45 2026-07-13

Recent Filings

45 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-07-13 HTGC Tax (F) −2,798 -$43.9K EDGAR
2026-04-13 HTGC Tax (F) −2,798 -$41.2K EDGAR
2026-03-05 HTGC Buy (P) +5,000 $73.4K EDGAR
2026-03-05 HTGC Buy (P) −5,000 -$73.4K EDGAR
2026-01-13 HTGC Tax (F) −8,758 -$162.8K EDGAR
2026-01-12 HTGC Grant (A) +37,007 $675.0K EDGAR
2025-12-08 HTGC Grant (A) — $0 EDGAR
2025-10-15 HTGC Tax (F) −1,176 -$19.6K EDGAR
2025-10-14 HTGC Tax (F) −1,362 -$23.2K EDGAR
2025-07-15 HTGC Tax (F) −829 -$15.7K EDGAR
Showing 1–10 of 45
Page 1 of 5
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.