MIZUHO SECURITIES USA LLC
CIK 812291 · last filed 2026-08-18
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$16.24M
Companies
17
Total Filings
19
Lifetime Open-Market Net
-$26.96M
Filer Profile
Reported Address
1271 AVENUE OF THE AMERICASFLOORS - 2,3,4,18,19
NEW YORK, NY 10020
Phone
(212) 209-9386
State of Incorporation
DE
Formerly Known As
MIZUHO SECURITIES USA INC. (2003–2016)
FUJI SECURITIES INC /BD (2002–2002)
Related Filers
MIZUHO FINANCIAL GROUP INC — 4 joint filings, latest 2022-11-30
Mizuho Americas LLC — 4 joint filings, latest 2023-08-22
MONMOUTH REAL ESTATE INVESTMENT CORP — 1 joint filings, latest 2019-11-19
UMH PROPERTIES, INC. — 1 joint filings, latest 2019-11-19
GREENHILL & CO INC — same reported address
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST — same reported address
QUADRANGLE GP INVESTORS LLC — same reported address
R3 Capital GenPar MGP, Ltd. — same reported address
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.
View filings on SEC EDGAR.
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| FSHP | 10%+ Owner | 315,000 | $11.54 | $3.64M | -$954.5K | 1 | 2026-08-18 |
| APACU | 10%+ Owner | 100,000 | $10.40 | $1.04M | -$5.29M | 1 | 2025-11-25 |
| Nabors Energy Transition Corp. II (NETDW) Delisted | 10%+ Owner | 1,235,000 | $0.00 | $1.6K | -$6.32M | 1 | 2025-07-22 |
| Oak Woods Acquisition Corp (OAKUW) Delisted | 10%+ Owner | 352,816 | $0.02 | $5.9K | -$99.6K | 2 | 2025-07-17 |
| EURKU | 10%+ Owner | 376,557 | $11.72 | $4.41M | $1.40M | 1 | 2025-07-15 |
| AFJKU | 10%+ Owner | 550,387 | $13.00 | $7.16M | -$1.63M | 1 | 2025-02-11 |
| Integrated Wellness Acquisition Corp (WEL.WS) Delisted | 10%+ Owner | 385,009 | $0.01 | $4.5K | -$776.8K | 1 | 2024-12-11 |
| Bukit Jalil Global Acquisition 1 Ltd. (BUJAW) Delisted | 10%+ Owner | 395,200 | $0.07 | $27.7K | -$2.44M | 1 | 2024-08-20 |
| Canna-Global Acquisition Corp (CNGLW) Delisted | 10%+ Owner | 173,802 | $0.01 | $1.8K | $546.4K | 1 | 2023-12-11 |
| Fintech Ecosystem Development Corp. (FEXDW) Delisted | 10%+ Owner | 282,000 | $0.00 | $474 | -$4.32M | 1 | 2023-08-18 |
| Global System Dynamics, Inc. (GSDWW) Delisted | 10%+ Owner | 48,300 | $0.01 | $478 | $659.0K | 1 | 2023-08-14 |
| HumanCo Acquisition Corp. (HMCOW) Delisted | 10%+ Owner | 3,093,750 | $0.00 | $619 | -$1.95M | 1 | 2022-11-30 |
| Model Performance Acquisition Corp (MPACW) Delisted | 10%+ Owner | 181,000 | $0.11 | $19.9K | -$2.56M | 1 | 2022-10-07 |
| Triller Group Inc. (AGBAW) Delisted | 10%+ Owner | 527,250 | $0.20 | $105.5K | -$368.6K | 1 | 2021-04-06 |
| REVIVA PHARMACEUTICALS HOLDINGS, INC. (TZACW) Delisted | 10%+ Owner | 766,750 | — | — | -$541.6K | 1 | 2020-05-15 |
| Allegro Merger Corp. (ALGRW) Delisted | 10%+ Owner | 1,511,029 | — | — | -$219.2K | 1 | 2020-03-12 |
| FORUM MARKETS Inc (KBLM) Delisted | 10%+ Owner | 764,000 | — | — | -$2.10M | 1 | 2019-08-20 |
Recent Filings · Page 2 of 2
19 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2023-08-18 | Fintech Ecosystem Development Corp. (FEXDW) Delisted | Sell (S) | −403,074 | -$4.32M | EDGAR |
| 2023-08-14 | Global System Dynamics, Inc. (GSDWW) Delisted | Sell (S) | +60,190 | $659.0K | EDGAR |
| 2022-11-30 | HumanCo Acquisition Corp. (HMCOW) Delisted | Sell (S) | −194,235 | -$1.95M | EDGAR |
| 2022-10-07 | Model Performance Acquisition Corp (MPACW) Delisted | Sell (S) | −246,000 | -$2.56M | EDGAR |
| 2022-08-23 | — | Sell (S) | +227,568 | $2.33M | |
| 2021-04-06 | Triller Group Inc. (AGBAW) Delisted | Sell (S) | −35,000 | -$368.6K | EDGAR |
| 2020-05-15 | REVIVA PHARMACEUTICALS HOLDINGS, INC. (TZACW) Delisted | Sell (S) | −51,000 | -$541.6K | EDGAR |
| 2020-03-12 | Allegro Merger Corp. (ALGRW) Delisted | Sell (S) | −21,346 | -$219.2K | EDGAR |
| 2019-08-20 | FORUM MARKETS Inc (KBLM) Delisted | Sell (S) | −200,000 | -$2.10M | EDGAR |
Showing 11–19 of 19
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Page 2 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.