Insider transactions

MIZUHO SECURITIES USA LLC

CIK 812291 · last filed 2026-08-18

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure
$15.62M
Companies
17
Total Filings
19
Lifetime Open-Market Net
-$26.96M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

NETDW price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest
OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address
1271 AVENUE OF THE AMERICAS
FLOORS - 2,3,4,18,19
NEW YORK, NY 10020
Phone
(212) 209-9386
State of Incorporation
DE
Formerly Known As
MIZUHO SECURITIES USA INC. (2003–2016)
FUJI SECURITIES INC /BD (2002–2002)
Related Filers
MIZUHO FINANCIAL GROUP INC — 4 joint filings, latest 2022-11-30
Mizuho Americas LLC — 4 joint filings, latest 2023-08-22
MONMOUTH REAL ESTATE INVESTMENT CORP — 1 joint filings, latest 2019-11-19
UMH PROPERTIES, INC. — 1 joint filings, latest 2019-11-19
GREENHILL & CO INC — same reported address
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST — same reported address
QUADRANGLE GP INVESTORS LLC — same reported address
R3 Capital GenPar MGP, Ltd. — same reported address
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
FSHP 10%+ Owner 315,000 $11.30 $3.56M -$954.5K 1 2026-08-18
APACU 10%+ Owner 100,000 $10.45 $1.04M -$5.29M 1 2025-11-25
Nabors Energy Transition Corp. II (NETDW) Delisted 10%+ Owner 1,235,000 $0.00 $1.6K -$6.32M 1 2025-07-22
Oak Woods Acquisition Corp (OAKUW) Delisted 10%+ Owner 352,816 $0.02 $5.9K -$99.6K 2 2025-07-17
EURKU 10%+ Owner 376,557 $11.71 $4.41M $1.40M 1 2025-07-15
AFJKU 10%+ Owner 550,387 $12.01 $6.61M -$1.63M 1 2025-02-11
Integrated Wellness Acquisition Corp (WEL.WS) Delisted 10%+ Owner 385,009 $0.01 $4.5K -$776.8K 1 2024-12-11
Bukit Jalil Global Acquisition 1 Ltd. (BUJAW) Delisted 10%+ Owner 395,200 $0.07 $27.7K -$2.44M 1 2024-08-20
Canna-Global Acquisition Corp (CNGLW) Delisted 10%+ Owner 173,802 $0.01 $1.8K $546.4K 1 2023-12-11
Fintech Ecosystem Development Corp. (FEXDW) Delisted 10%+ Owner 282,000 $0.00 $474 -$4.32M 1 2023-08-18
Global System Dynamics, Inc. (GSDWW) Delisted 10%+ Owner 48,300 $0.01 $478 $659.0K 1 2023-08-14
HumanCo Acquisition Corp. (HMCOW) Delisted 10%+ Owner 3,093,750 $0.00 $619 -$1.95M 1 2022-11-30
Model Performance Acquisition Corp (MPACW) Delisted 10%+ Owner 181,000 $0.11 $19.9K -$2.56M 1 2022-10-07
Triller Group Inc. (AGBAW) Delisted 10%+ Owner 527,250 $0.20 $105.5K -$368.6K 1 2021-04-06
REVIVA PHARMACEUTICALS HOLDINGS, INC. (TZACW) Delisted 10%+ Owner 766,750 — — -$541.6K 1 2020-05-15
Allegro Merger Corp. (ALGRW) Delisted 10%+ Owner 1,511,029 — — -$219.2K 1 2020-03-12
FORUM MARKETS Inc (KBLM) Delisted 10%+ Owner 764,000 — — -$2.10M 1 2019-08-20

Recent Filings · Page 2 of 2

19 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-08-18 Fintech Ecosystem Development Corp. (FEXDW) Delisted Sell (S) −403,074 -$4.32M EDGAR
2023-08-14 Global System Dynamics, Inc. (GSDWW) Delisted Sell (S) +60,190 $659.0K EDGAR
2022-11-30 HumanCo Acquisition Corp. (HMCOW) Delisted Sell (S) −194,235 -$1.95M EDGAR
2022-10-07 Model Performance Acquisition Corp (MPACW) Delisted Sell (S) −246,000 -$2.56M EDGAR
2022-08-23 — Sell (S) +227,568 $2.33M
2021-04-06 Triller Group Inc. (AGBAW) Delisted Sell (S) −35,000 -$368.6K EDGAR
2020-05-15 REVIVA PHARMACEUTICALS HOLDINGS, INC. (TZACW) Delisted Sell (S) −51,000 -$541.6K EDGAR
2020-03-12 Allegro Merger Corp. (ALGRW) Delisted Sell (S) −21,346 -$219.2K EDGAR
2019-08-20 FORUM MARKETS Inc (KBLM) Delisted Sell (S) −200,000 -$2.10M EDGAR
Showing 11–19 of 19
Page 2 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.