LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
CIK 806085 · last filed 2013-05-29
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST is a corporate insider who has filed 85 SEC Form 4 insider transactions across 17 companies since 2007. The most recent filing shows the insider sold $1.08B of AVB on May 29, 2013. Across all open-market trades the lifetime net is −$1.33B, making them a net seller over the disclosed history. Current disclosed insider exposure totals $466.9M across reported positions. The firm reports its address in New York, NY. 9 SEC filings were submitted jointly with LB INTERSTATE GP LLC.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
AVB price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
NEW YORK, NY 10020
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| AVALONBAY COMMUNITIES INC (AVB) Delisted | 10%+ Owner | 7,019,706 | $184.06 | $1.29B | -$1.08B | 1 | 2013-05-29 |
| Global Brokerage, Inc. (FXCM) Delisted | 10%+ Owner | 0 | — | — | -$49.00M | 2 | 2012-02-15 |
| DERMA SCIENCES, INC. (DSCI) Delisted | 10%+ Owner | 803,570 | — | — | -$2.07M | 1 | 2012-02-08 |
| ShoreTel Inc (SHOR) Delisted | 10%+ Owner | 5,017,507 | — | — | -$28.43M | 5 | 2011-05-17 |
| BLOUNT INTERNATIONAL INC (BLT) Delisted | 10%+ Owner | 4,718,999 | — | — | -$44.41M | 3 | 2010-03-15 |
| Vanguard Natural Resources, Inc. (VNR) Delisted | 10%+ Owner | 1,192,700 | — | — | $766.2K | 4 | 2008-09-24 |
| EROC | 10%+ Owner | 4,975,306 | $9.29 | $46.22M | -$32.24M | 14 | 2008-09-15 |
| GLG Partners, Inc. (GLG.WS) Delisted | 10%+ Owner | 33,759,540 | — | — | $786.6K | 2 | 2008-09-12 |
| LINE | 10%+ Owner | 12,639,231 | $33.28 | $420.63M | -$83.64M | 4 | 2008-07-03 |
| SEQUENOM INC (SQNM) Delisted | 10%+ Owner | 5,133,532 | — | — | -$23.87M | 4 | 2008-06-12 |
| EnLink Midstream Partners, LP (XTEX) Delisted | 10%+ Owner | 1,497,103 | — | — | $24.99M | 6 | 2008-03-27 |
| SCOTTISH RE GROUP LTD (SCT) Delisted | 10%+ Owner | 8,903,747 | — | — | $2.64M | 8 | 2008-01-10 |
| Evolve Transition Infrastructure LP (CEP) Delisted | 10%+ Owner | 2,057,369 | $10.10 | $20.78M | -$16.59M | 12 | 2007-11-02 |
| Flagstone Reinsurance Holdings, S.A. (FSR) Delisted | 10%+ Owner | 15,832,800 | $0.09 | $1.42M | -$6.4K | 2 | 2007-10-19 |
| INFOCROSSING INC (IFOX) Delisted | 10%+ Owner | 13,454 | — | — | $251.2K | 2 | 2007-08-07 |
| IMPERIAL SUGAR CO /NEW/ (IPSUW) Delisted | 10%+ Owner | 3,318,275 | — | — | $8.3K | 3 | 2007-05-22 |
| GULFMARK OFFSHORE INC (GMRK) Delisted | 10%+ Owner | 2,174,773 | — | — | -$4.3K | 2 | 2007-03-29 |
Recent Filings
85 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2013-05-29 | AVALONBAY COMMUNITIES INC (AVB) Delisted | Sell (S) | −7,870,000 | -$1.08B | EDGAR |
| 2012-02-15 | Global Brokerage, Inc. (FXCM) Delisted | Sell (S) | −4,889,997 | -$49.00M | EDGAR |
| 2012-02-08 | DERMA SCIENCES, INC. (DSCI) Delisted | Mixed | −250,000 | -$2.07M | EDGAR |
| 2012-02-02 | Global Brokerage, Inc. (FXCM) Delisted | Mixed | +4,889,996 | $0 | EDGAR |
| 2011-05-17 | ShoreTel Inc (SHOR) Delisted | Sell (S) | −2,549,124 | -$28.45M | EDGAR |
| 2010-03-15 | BLOUNT INTERNATIONAL INC (BLT) Delisted | Sell (S) | −4,200,000 | -$44.39M | EDGAR |
| 2008-09-24 | Vanguard Natural Resources, Inc. (VNR) Delisted | Sell (S) | −12,100 | -$166.0K | EDGAR |
| 2008-09-15 | EROC | Sell (S) | −2,470,992 | -$28.64M | EDGAR |
| 2008-09-12 | GLG Partners, Inc. (GLG.WS) Delisted | Mixed | — | $5.5K | EDGAR |
| 2008-08-15 | — | Buy (P) | +3,684,211 | $3.50M |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.