BARINGS LLC
CIK 9015 · last filed 2019-02-11
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Loading insider history…
Disclosed Exposure
$114.46M
Companies
2
Total Filings
120
Lifetime Open-Market Net
$54.53M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Recent Filings · Page 6 of 12
120 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2018-11-28 | BBDC | Buy (P) | +48,012 | $476.6K | EDGAR |
| 2018-11-28 | BBDC | Buy (P) | +72,700 | $726.4K | EDGAR |
| 2018-11-27 | BBDC | Buy (P) | +72,700 | $722.6K | EDGAR |
| 2018-11-23 | BBDC | Buy (P) | +12,000 | $119.6K | EDGAR |
| 2018-11-21 | BBDC | Buy (P) | +69,000 | $684.0K | EDGAR |
| 2018-11-21 | BBDC | Buy (P) | +69,000 | $691.0K | EDGAR |
| 2018-11-20 | BBDC | Buy (P) | +69,000 | $695.5K | EDGAR |
| 2018-11-16 | BBDC | Buy (P) | +65,600 | $658.7K | EDGAR |
| 2018-11-15 | BBDC | Buy (P) | +65,600 | $659.8K | EDGAR |
| 2018-11-14 | BBDC | Other (J) | +45,650 | $461.9K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.