JEFFERIES LLC

CIK 1265287 · last filed 2024-06-05

JEFFERIES LLC is a corporate insider who has filed 8 SEC Form 4 insider transactions across 4 companies since 2008. Across all open-market trades the lifetime net is −$12.2M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $738.5M across reported positions. The firm reports its address in New York, NY. 23 SEC filings were submitted jointly with Jefferies Group LLC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure
$738.48M
Companies
4
Total Filings
8
Lifetime Open-Market Net
-$12.20M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

EACQW price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest
OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address
520 MADISON AVE.
NEW YORK, NY 10022
Phone
(212) 284-2300
Formerly Known As
JEFFERIES & COMPANY, INC. (2004–2013)
JEFFERIES & CO INC (2003–2004)
Related Filers
Jefferies Group LLC — 23 joint filings, latest 2020-05-19
Jefferies High Yield Holdings, LLC — 14 joint filings, latest 2012-08-30
Jefferies High Yield Trading, LLC — 14 joint filings, latest 2012-08-30
Jefferies Financial Group Inc. — 5 joint filings, latest 2024-06-05
KNIGHT CAPITAL GROUP LLC — 5 joint filings, latest 2012-12-19
BARINGS LLC — 3 joint filings, latest 2017-05-12
KCG Holdings, Inc. — 3 joint filings, latest 2015-06-10
Robert H. Lessin Venture Capital LLC — same reported address
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Easterly Acquisition Corp. (EACQW) Delisted 10%+ Owner 2,000,000 — — -$15.45M 1 2018-06-27
Virtu KCG Holdings LLC (KCG) Delisted 10%+ Owner 15,935,031 — — $0 1 2015-06-10
BATTALION OIL CORP (RAME) Delisted 10%+ Owner 18,235,166 — — $1.69M 4 2009-02-03
JEF 10%+ Owner 16,307,350 $45.28 $738.48M $1.56M 1 2008-12-03

Recent Filings

8 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2024-06-05 — Other (J) −4,554,000 $0
2018-06-27 Easterly Acquisition Corp. (EACQW) Delisted Sell (S) −1,500,000 -$15.45M EDGAR
2015-06-10 Virtu KCG Holdings LLC (KCG) Delisted Other (J) −26,130,972 -$365.83M EDGAR
2009-02-03 BATTALION OIL CORP (RAME) Delisted Buy (P) +1,760,640 $1.56M EDGAR
2008-12-11 BATTALION OIL CORP (RAME) Delisted Buy (P) +167,700 $122.4K EDGAR
2008-12-03 JEF Buy (P) +1,760,640 $1.56M EDGAR
2008-05-12 BATTALION OIL CORP (RAME) Delisted Sell (S) — $0 EDGAR
2008-05-12 BATTALION OIL CORP (RAME) Delisted Mixed +5,636,388 $28.18M EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.