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KCG Holdings, Inc.

CIK 1569391 · last filed 2016-11-16

KCG Holdings, Inc. is a corporate insider who has filed 5 SEC Form 4 insider transactions across 1 company since 2016. The most recent filing, for BATS, was dated Nov 16, 2016. The firm reports its address in New York, NY. 59 SEC filings were submitted jointly with Daniel V. Tierney 2011 Trust.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

1

Total Filings

5

Lifetime Open-Market Net

$0

Filer Profile

Reported Address
300 VESEY STREET
NEW YORK, NY 10282
Phone
(646) 682-6000
State of Incorporation
DE
Formerly Known As
KCG Holdings, Inc. (2013–2017)
Knight Holdco, Inc. (2013–2013)
Related Filers
Daniel V. Tierney 2011 Trust — 59 joint filings, latest 2016-03-11
Stephen Schuler — 54 joint filings, latest 2016-04-28
John A McCarthy — 24 joint filings, latest 2017-07-20
Nick Ogurtsov — 18 joint filings, latest 2017-07-20
Daniel Coleman — 17 joint filings, latest 2017-07-20
Jonathan Ross — 16 joint filings, latest 2016-07-07
Ryan F Primmer — 13 joint filings, latest 2017-07-20
Gregory A Tusar — 13 joint filings, latest 2017-07-20
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Bats Global Markets, Inc. (BATS) Delisted 10%+ Owner 11,547,184 — — $0 5 2016-11-16

Recent Filings

5 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2016-11-16 Bats Global Markets, Inc. (BATS) Delisted Sell (S) −2,411,181 $0 EDGAR
2016-11-14 Bats Global Markets, Inc. (BATS) Delisted Sell (S) −2,002,821 $0 EDGAR
2016-11-09 Bats Global Markets, Inc. (BATS) Delisted Sell (S) −1,221,213 $0 EDGAR
2016-10-21 Bats Global Markets, Inc. (BATS) Delisted Sell (S) −285,000 $0 EDGAR
2016-10-18 Bats Global Markets, Inc. (BATS) Delisted Sell (S) −50,640 $0 EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.