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GABELLI SECURITIES INC

CIK 932724 · last filed 2010-05-05

GABELLI SECURITIES INC is a corporate insider who has filed 9 SEC Form 4 insider transactions across 1 company since 2009. The most recent filing shows the insider sold $267.7K of GDL on May 5, 2010. Across all open-market trades the lifetime net is −$374.6K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $4.1M across reported positions. The firm reports its address in Rye, NY. 50 SEC filings were submitted jointly with MARIO J GABELLI.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$4.06M

Companies

1

Total Filings

9

Lifetime Open-Market Net

-$374.6K

Filer Profile

Reported Address
ONE CORPORATE CENTER
RYE, NY 10580
Phone
(914) 921-5000
Formerly Known As
GABELLI SECURITIES, INC. (2013–2016)
GABELLI SECURITIES INC (2003–2013)
Related Filers
MARIO J GABELLI — 50 joint filings, latest 2010-06-22
GGCP, INC. — 50 joint filings, latest 2010-06-22
MJG IV LIMITED PARTNERSHIP — 50 joint filings, latest 2010-06-22
GPJ Retirement Partners, LLC — 31 joint filings, latest 2010-05-07
Associated Capital Group, Inc. — 1 joint filings, latest 2015-12-01
GAMCO INVESTORS, INC. ET AL — 1 joint filings, latest 2015-12-01
TRANS LUX Corp — 1 joint filings, latest 2009-04-07
GABELLI FUNDS LLC — same reported address
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
GDL 482,101 $8.42 $4.06M -$374.6K 9 2010-05-05

Recent Filings

9 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2010-05-05 GDL Sell (S) −5,000 -$267.7K EDGAR
2010-02-11 GDL Sell (S) −3,000 -$160.8K EDGAR
2010-02-09 GDL Sell (S) −15,000 -$805.4K EDGAR
2010-02-03 GDL Sell (S) −20,400 -$1.09M EDGAR
2009-10-01 GDL Sell (S) −10,800 -$571.6K EDGAR
2009-06-17 GDL Buy (P) +50,000 $667.0K EDGAR
2009-06-11 GDL Buy (P) +15,000 $205.1K EDGAR
2009-05-29 GDL Buy (P) +110,000 $1.46M EDGAR
2009-05-21 GDL Buy (P) +14,500 $190.5K EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.