GABELLI SECURITIES INC

CIK 932724 · last filed 2010-05-05

GABELLI SECURITIES INC is a corporate insider who has filed 9 SEC Form 4 insider transactions across 1 company since 2009. The most recent filing shows the insider sold $267.7K of GDL on May 5, 2010. Across all open-market trades the lifetime net is −$374.6K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $4.0M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$4.04M

Companies

1

Total Filings

9

Lifetime Open-Market Net

-$374.6K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
GDL		482,101	$8.39	$4.04M	-$374.6K	9	2010-05-05

Recent Filings

9 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2010-05-05	GDL	Sell (S)	−5,000	-$267.7K	EDGAR
2010-02-11	GDL	Sell (S)	−3,000	-$160.8K	EDGAR
2010-02-09	GDL	Sell (S)	−15,000	-$805.4K	EDGAR
2010-02-03	GDL	Sell (S)	−20,400	-$1.09M	EDGAR
2009-10-01	GDL	Sell (S)	−10,800	-$571.6K	EDGAR
2009-06-17	GDL	Buy (P)	+50,000	$667.0K	EDGAR
2009-06-11	GDL	Buy (P)	+15,000	$205.1K	EDGAR
2009-05-29	GDL	Buy (P)	+110,000	$1.46M	EDGAR
2009-05-21	GDL	Buy (P)	+14,500	$190.5K	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.