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Prescott Group Capital Management, L.L.C. — 13F Holdings & Portfolio

CIK 1166152 · latest 13F-HR filed 2026-10-30

Backtest portfolio

Prescott Group Capital Management, L.L.C. manages $1.11B in 13F-reported U.S. long-equity assets across 296 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are SPY (4.91%), IWL (4.26%), BIL (2.67%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 20 new positions and exited 16; 72 existing positions rose in reported value and 138 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$1.11B

Long-equity book

Holdings
296

Distinct positions

Period
2026-09-30

Filed 2026-10-30

Q/Q Activity
+20 / −16 / ↑72 / ↓138

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
SPY4.9% · 0%IWL4.3% · 0%BIL2.7% · +1%APEI2.6% · 0%SGOV2.3% · +1%NATR2.2% · +9%ENVA2.0% · +49%SABR1.4% · 0%FTI1.4% · 0%NGL1.4% · 0%FCFS1.3% · 0%NET1.3% · -15%XIFR1.3% · 0%DBD1.2% · -29%MDY1.2% · +91%FICO1.2% · +1709%FROG1.1% · 0%RERE1.1% · +2%HELE1.1% · 0%HZO1.0% · 0%HCA1.0% · 0%VG1.0% · 0%BNED1.0% · +7%CVEO0.9% · 0%IWM0.9% · newIBKR0.9% · 0%FEIM0.8% · newFLEX0.8% · +33%EME0.8% · 0%OR0.8% · 0%ROST0.8% · 0%EZPW0.7% · 0%OSG0.7% · +17%PWR0.7% · 0%BKD0.7% · 0%FANG0.7% · 0%DHI0.7% · 0%EBS0.7% · +48%NUS0.7% · -11%KRE0.6% · 0%VVX0.6% · 0%RTX0.6% · -4%GHM0.6% · 0%GDRX0.6% · 0%DAVA0.6% · +19%TSM0.6% · 0%ONIT0.6% · +8%FOSL0.6% · 0%BOKF0.6% · 0%CACI0.6% · 0%ORLY0.6% · 0%GPN0.6% · 0%LNG0.5% · 0%NOW0.5% · 0%ICLR0.5% · 0%PSN0.5% · +204%EPAM0.5% · 0%MSFT0.5% · 0%FSLR0.5% · 0%WTS0.5% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 25.2%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 27, 2026.

Assets Under Management
$1.30B
Discretionary
$1.30B
Employees
6
Accounts
5
Address
1924 S. UTICA AVE
SUITE 1120
TULSA, OK 74104
Phone
(918) 747-3412
Website
Name Title / Status Ownership Type
DUNHAM, MATTHEW, NICHOLAS ControlPRESIDENT
since Jan 2024
Less than 5%Individual
FROHLICH, PHIL ControlMEMBER
since Nov 1998
Less than 5%Individual
PGCM INC. ControlMEMBER
since Jul 2020
75% or moreDomestic Entity
WALTERS, CHRISTOPHER, RICHARD ControlCHIEF COMPLIANCE OFFICER
since Jan 2024
Less than 5%Individual
FROHLICH, PHIL Control
Indirect owner via PGCM INC.
SHAREHOLDER
since Jul 2020
50–75%Individual
Ownership & leadership changes · 3 filings with changes since Mar 26, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 26, 2024 filing
  • No longer listedBREWER, LEE, WARREN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Oct 2020
  • AddedDUNHAM, MATTHEW, NICHOLAS · PRESIDENT · Less than 5% · control person
  • AddedWALTERS, CHRISTOPHER, RICHARD · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Mar 3, 2021 filing
  • No longer listedFROHLICH FAMILY, LP · MEMBER · 25–50% · control person · listed since Dec 2012
  • No longer listedFROHLICH, JANA, JAMES · MEMBER · 5–10% · listed since Jan 2010
  • No longer listedFROHLICH, PHIL · GENERAL PARTNER · General partner, trustee or manager · indirect via FROHLICH FAMILY, LP · control person · listed since Dec 2012
  • No longer listedNICKEL, DENNIS, RONALD · TRUSTEE · General partner, trustee or manager · indirect via THE FROHLICH 2003 FAMILY TRUST DATED DECEMBER 26,2003 · control person · listed since Dec 2012
  • No longer listedTHE FROHLICH 2003 FAMILY TRUST DATED DECEMBER 26, 2003 · LIMITED PARTNER · 75% or more · indirect via FROHLICH FAMILY, LP · control person · listed since Dec 2012
  • No longer listedWATKINS, JEFFREY, DAVID · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jul 2004
  • No longer listedWATKINS, JEFFREY, DAVID · TRUSTEE · General partner, trustee or manager · indirect via THE FROHLICH 2003 FAMILY TRUST DATED DECEMBER 26,2003 · control person · listed since Dec 2012
  • AddedBREWER, LEE, WARREN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • AddedFROHLICH, PHIL · SHAREHOLDER · 50–75% · indirect via PGCM INC. · control person
  • AddedPGCM INC. · MEMBER · 75% or more · control person
  • ChangedFROHLICH, PHIL · ownership 50–75% → Less than 5%
Mar 18, 2013 filing
  • AddedFROHLICH FAMILY, LP · MEMBER · 25–50% · control person
  • AddedFROHLICH, JANA, JAMES · MEMBER · 5–10%
  • AddedFROHLICH, PHIL · GENERAL PARTNER · General partner, trustee or manager · indirect via FROHLICH FAMILY, LP · control person
  • AddedNICKEL, DENNIS, RONALD · TRUSTEE · General partner, trustee or manager · indirect via THE FROHLICH 2003 FAMILY TRUST DATED DECEMBER 26,2003 · control person
  • AddedTHE FROHLICH 2003 FAMILY TRUST DATED DECEMBER 26, 2003 · LIMITED PARTNER · 75% or more · indirect via FROHLICH FAMILY, LP · control person
  • AddedWATKINS, JEFFREY, DAVID · TRUSTEE · General partner, trustee or manager · indirect via THE FROHLICH 2003 FAMILY TRUST DATED DECEMBER 26,2003 · control person
  • ChangedFROHLICH, PHIL · ownership 75% or more → 50–75%
Mar 26, 2012 filing (earliest on record)
  • ListedFROHLICH, PHIL · MEMBER · 75% or more · control person
  • ListedWATKINS, JEFFREY, DAVID · CHIEF COMPLIANCE OFFICER · Less than 5% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Prescott Group Capital Management, L.L.C. Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $54.5M 4.91% 71,473 SH
2 ISHARES TR IWL 464289446 $47.3M 4.26% 248,501 SH
3 SPDR SERIES TRUST BIL 78468R663 $29.7M 2.67% 323,956 SH
4 AMERICAN PUB ED INC APEI 02913V103 $28.7M 2.58% 679,749 SH
5 ISHARES TR SGOV 46436E718 $25.9M 2.33% 257,117 SH
6 NATURES SUNSHINE PRODS INC NATR 639027101 $24.7M 2.22% 1,944,486 SH
7 ENOVA INTL INC ENVA 29357K103 $22.7M 2.05% 135,898 SH
8 SABRE CORP SABR 78573M104 $15.7M 1.41% 7,401,379 SH
9 TECHNIPFMC PLC FTI G87110105 $15.6M 1.41% 230,179 SH
10 NGL ENERGY PARTNERS LP NGL 62913M107 $15.2M 1.37% 1,030,638 SH
11 FIRSTCASH HOLDINGS INC FCFS 33768G107 $14.9M 1.34% 70,530 SH
12 CLOUDFLARE INC NET 18915M107 $14.6M 1.31% 41,949 SH
13 XPLR INFRASTRUCTURE LP XIFR 65341B106 $13.9M 1.26% 1,331,085 SH
14 DIEBOLD NIXDORF INC DBD 253651202 $13.3M 1.20% 217,904 SH
15 STATE STR SPDR S&P MIDCAP 40 MDY 78467Y107 $13.0M 1.17% 19,742 SH
16 FAIR ISAAC CORP FICO 303250104 $12.9M 1.16% 21,710 SH
17 JFROG LTD FROG M6191J100 $12.6M 1.14% 130,000 SH
18 ATRENEW INC RERE 00138L108 $12.6M 1.13% 3,365,436 SH
19 HELEN OF TROY LTD HELE G4388N106 $12.0M 1.08% 437,773 SH
20 MARINEMAX INC HZO 567908108 $11.6M 1.05% 222,490 SH
21 HCA HEALTHCARE INC HCA 40412C101 $11.6M 1.04% 27,108 SH
22 VENTURE GLOBAL INC VG 92333F101 $11.1M 1.00% 875,622 SH
23 BARNES & NOBLE ED INC BNED 06777U200 $11.0M 0.99% 951,799 SH
24 CIVEO CORP CDA CVEO 17878Y207 $10.0M 0.90% 306,334 SH
25 ISHARES TR IWM 464287655 $9.7M 0.88% 35,000 SH
26 INTERACTIVE BROKERS GROUP IN IBKR 45841N107 $9.5M 0.86% 111,676 SH
27 FREQUENCY ELECTRS INC FEIM 358010106 $9.0M 0.81% 106,500 SH
28 FLEX LTD FLEX Y2573F102 $8.8M 0.79% 80,000 SH
29 EMCOR GROUP INC EME 29084Q100 $8.5M 0.77% 11,311 SH
30 OR ROYALTIES INC. OR 68390D106 $8.5M 0.77% 248,000 SH
31 ROSS STORES INC ROST 778296103 $8.4M 0.75% 35,814 SH
32 EZCORP INC EZPW 302301106 $8.1M 0.73% 271,393 SH
33 OCTAVE SPECIALTY GROUP INC OSG 023139884 $8.0M 0.72% 1,930,145 SH
34 QUANTA SVCS INC PWR 74762E102 $7.9M 0.71% 12,317 SH
35 BROOKDALE SR LIVING INC BKD 112463104 $7.9M 0.71% 724,912 SH
36 DIAMONDBACK ENERGY INC FANG 25278X109 $7.6M 0.69% 41,504 SH
37 D R HORTON INC DHI 23331A109 $7.6M 0.68% 55,287 SH
38 EMERGENT BIOSOLUTIONS INC EBS 29089Q105 $7.5M 0.68% 1,143,481 SH
39 NU SKIN ENTERPRISES INC NUS 67018T105 $7.3M 0.65% 1,603,274 SH
40 SPDR SERIES TRUST KRE 78464A698 $7.2M 0.65% 103,492 SH
41 V2X INC VVX 92242T101 $7.1M 0.64% 99,705 SH
42 RTX CORPORATION RTX 75513E101 $7.0M 0.63% 37,880 SH
43 GRAHAM CORP GHM 384556106 $7.0M 0.63% 80,536 SH
44 GOODRX HLDGS INC GDRX 38246G108 $6.9M 0.62% 2,105,502 SH
45 ENDAVA PLC DAVA 29260V105 $6.8M 0.61% 3,807,848 SH
46 TAIWAN SEMICONDUCTOR MANUFAC TSM 874039100 $6.5M 0.59% 14,248 SH
47 ONITY GROUP INC ONIT 675746606 $6.5M 0.58% 228,991 SH
48 FOSSIL GROUP INC FOSL 34988V106 $6.4M 0.58% 979,894 SH
49 BOK FINL CORP BOKF 05561Q201 $6.3M 0.57% 49,993 SH
50 CACI INTL INC CACI 127190304 $6.2M 0.56% 10,188 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-30 $1.11B 296 0001754960-26-000962
2026-06-30 2026-08-07 $1.16B 292 0001140361-26-031804
2026-03-31 2026-05-07 $1.00B 263 0001140361-26-019480
2025-12-31 2026-02-06 $1.08B 278 0001140361-26-004095
Filer Information
Address
1924 S UTICA AVE
SUITE 1120
TULSA, OK 74104-6429
Phone
(918) 747-3412
Filing Manager
Prescott Group Capital Management, L.L.C.
Tulsa, OK
Signatory
Phil Frohlich
Manager