QVT Financial LP — 13F Holdings & Portfolio
CIK 1290162 · latest 13F-HR filed 2026-08-14
QVT Financial LP manages $1.70B in 13F-reported U.S. long-equity assets across 81 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are ROIV (49.36%), SPY (4.21%), ECO (3.78%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 14 new positions and exited 9; 31 existing positions rose in reported value and 14 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$1.70B
Long-equity book
Holdings
81
Distinct positions
Period
2026-06-30
Filed 2026-08-14
Q/Q Activity
+14 / −9 / ↑31 / ↓14
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26ROIV53.7% · -6%SPY4.6% · +1941%ECO4.1% · 0%ALLT3.2% · 0%GS3.1% · -14%ATEX2.5% · -24%QQQ2.5% · -16%NXST2.3% · +28%BRK.B2.1% · +40%NNI2.0% · 0%AAPL1.7% · 0%NVDA1.6% · -9%NYT1.4% · 0%WHWK1.4% · 0%INFQ1.0% · -7%LILAK1.0% · +11%RAAQW1.0% · newMGNI0.9% · +65%MSFT0.9% · -17%VSH0.8% · newZURA0.7% · +45%KMX0.7% · -23%NE0.5% · 0%NUVB0.5% · newAVGO0.4% · -6%RDCM0.4% · newJAAA0.4% · 0%ORCLPD0.4% · -29%BHVN0.3% · +108%SMMT0.3% · 0%ARGX0.3% · 0%BXSL0.3% · -25%AMD0.3% · -7%IBB0.2% · newCMTL0.2% · -1%SNPS0.2% · -14%IOVA0.2% · 0%DASH0.2% · -10%MINE0.1% · 0%TSM0.1% · +10%AMAT0.1% · -22%GLW0.1% · +54%MTSI0.1% · -16%MKSI0.1% · newPANW0.1% · -46%GTN0.1% · 0%BX0.1% · 0%KKR0.1% · 0%ARES0.1% · 0%NUVB0.1% · newTSLA0.1% · newSNDK0.1% · -74%CRWD0.1% · 0%CDNS0.1% · -52%LITE0.0% · +102%STX0.0% · newMU0.0% · newFTNT0.0% · newGOOG0.0% · +27%SNOW0.0% · -30%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 80.1%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Mar 31, 2026.
Assets Under Management
$1.79B
Discretionary
$1.79B
Employees
31
Accounts
7
This firm reports 1 disclosure item on its registration.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| BRUMM, NICHOLAS, DAVID STUPNICK Control | LIMITED PARTNER since Jun 2003 | 10–25% | Individual |
| CHU, ARTHUR, PAISHIH Control | LIMITED PARTNER since Jun 2003 | 10–25% | Individual |
| EISNER, MARGARET, SARAH Control | CHIEF COMPLIANCE OFFICER since May 2014 | Less than 5% | Individual |
| FU, TRACY, CHUIN Control | LIMITED PARTNER since Jun 2003 | 10–25% | Individual |
| GAT, MICHAEL Control | GENERAL COUNSEL since Sep 2015 | Less than 5% | Individual |
| GOLD, DANIEL, ALLEN Control | CHIEF EXECUTIVE OFFICER; LIMITED PARTNER since Jun 2003 | 10–25% | Individual |
| Kaiser-Pendergrast, Victor, Andrew Control | CHIEF OPERATING OFFICER since Jan 2023 | Less than 5% | Individual |
| QVT FINANCIAL GP LLC Control | GENERAL PARTNER since Jun 2003 | Less than 5% | Domestic Entity |
| GOLD, DANIEL, ALLEN Control Indirect owner via QVT FINANCIAL GP LLC | MEMBER since Jun 2003 | 25–50% | Individual |
Ownership & leadership changes · 6 filings with changes since Jan 11, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Mar 31, 2023 filing
- No longer listedCOLLINS, DANIEL, THOMAS · CHIEF OPERATING OFFICER · Less than 5% · control person · listed since Apr 2015
- AddedKaiser-Pendergrast, Victor, Andrew · CHIEF OPERATING OFFICER · Less than 5% · control person
Mar 29, 2019 filing
- ChangedCOLLINS, DANIEL, THOMAS · title CHIEF OPERATING OFFICER / LIMITED PARTNER → CHIEF OPERATING OFFICER
Mar 30, 2016 filing
- No longer listedSALE, JULIAN, ROBERT · CHIEF FINANCIAL OFFICER; LIMITED PARTNER · Less than 5% · control person · listed since Aug 2005
- ChangedCOLLINS, DANIEL, THOMAS · title CHIEF OPERATING OFFICER; LIMITED PARTNER → CHIEF OPERATING OFFICER / LIMITED PARTNER
Sep 22, 2015 filing
- No longer listedSADEGHI-NEJAD, FATEMEH · GENERAL COUNSEL; LIMITED PARTNER · Less than 5% · control person · listed since Jan 2004
- AddedGAT, MICHAEL · GENERAL COUNSEL · Less than 5% · control person
- ChangedCOLLINS, DANIEL, THOMAS · title CHIEF ACCOUNTING OFFICER; LIMITED PARTNER → CHIEF OPERATING OFFICER; LIMITED PARTNER
May 5, 2014 filing
- AddedEISNER, MARGARET, SARAH · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedSALE, JULIAN, ROBERT · title CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER; LIMITED PARTNER → CHIEF FINANCIAL OFFICER; LIMITED PARTNER
Jan 27, 2012 filing
- AddedGOLD, DANIEL, ALLEN · MEMBER · 25–50% · indirect via QVT FINANCIAL GP LLC · control person
- ChangedBRUMM, NICHOLAS, DAVID STUPNICK · title PARTNER; MANAGING MEMBER OF GENERAL PARTNER → LIMITED PARTNER
- ChangedCHU, ARTHUR, PAISHIH · title PARTNER; MANAGING MEMBER OF GENERAL PARTNER → LIMITED PARTNER
- ChangedCOLLINS, DANIEL, THOMAS · title CHIEF ACCOUNTING OFFICER → CHIEF ACCOUNTING OFFICER; LIMITED PARTNER
- ChangedFU, TRACY, CHUIN · title PARTNER; MANAGING MEMBER OF GENERAL PARTNER → LIMITED PARTNER
- ChangedGOLD, DANIEL, ALLEN · title CHIEF EXECUTIVE OFFICER; MANAGING MEMBER OF GENERAL PARTNER → CHIEF EXECUTIVE OFFICER; LIMITED PARTNER
- ChangedSADEGHI-NEJAD, FATEMEH · title GENERAL COUNSEL → GENERAL COUNSEL; LIMITED PARTNER
- ChangedSALE, JULIAN, ROBERT · title CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER → CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER; LIMITED PARTNER
Jan 11, 2012 filing (earliest on record)
- ListedBRUMM, NICHOLAS, DAVID STUPNICK · PARTNER; MANAGING MEMBER OF GENERAL PARTNER · 10–25% · control person
- ListedCHU, ARTHUR, PAISHIH · PARTNER; MANAGING MEMBER OF GENERAL PARTNER · 10–25% · control person
- ListedCOLLINS, DANIEL, THOMAS · CHIEF ACCOUNTING OFFICER · Less than 5% · control person
- ListedFU, TRACY, CHUIN · PARTNER; MANAGING MEMBER OF GENERAL PARTNER · 10–25% · control person
- ListedGOLD, DANIEL, ALLEN · CHIEF EXECUTIVE OFFICER; MANAGING MEMBER OF GENERAL PARTNER · 10–25% · control person
- ListedQVT FINANCIAL GP LLC · GENERAL PARTNER · Less than 5% · control person
- ListedSADEGHI-NEJAD, FATEMEH · GENERAL COUNSEL · Less than 5% · control person
- ListedSALE, JULIAN, ROBERT · CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER · Less than 5% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- ROIVANT SCIENCES LTD$142.6M +20.5%
- STATE STR SPDR S&P 500 ETF T$68.5M +2243.4%
- ANTERIX INC$20.3M +105.4%
- ALLOT LTD$12.3M +32.9%
- BERKSHIRE HATHAWAY INC DEL$10.6M +46.2%
Top Trims
- NEW YORK TIMES CO MTN BE-$4.4M -16.4%
- MICROSOFT CORP-$2.8M -16.6%
- NOBLE CORP PLC-$2.5M -24.0%
- ORACLE CORP-$2.4M -30.0%
- COMTECH TELECOMMUNICATIONS C-$2.0M -37.4%
New Positions
- VISHAY INTERTECHNOLOGY INC$12.9M
- NUVATION BIO INC$7.3M
- RADCOM LTD$6.3M
- ISHARES TR$3.5M
- MKS INC.$1.2M
Exited Positions
- AMICUS THERAPEUTIC$10.1M
- BIRKENSTOCK HOLDING PLC$9.8M
- MAKEMYTRIP LIMITED MAURITIUS$7.6M
- CARVANA CO$1.2M
- AIRBNB INC$698.8K
QVT Financial LP Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ROIVANT SCIENCES LTD | ROIV | G76279101 | $839.6M | 49.36% | 23,723,074 | SH |
| 2 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $71.6M | 4.21% | 95,837 | SH |
| 3 | OKEANIS ECO TANKERS COR | ECO | Y64177101 | $64.2M | 3.78% | 1,423,997 | SH |
| 4 | JACKSON FINANCIAL INC Put | JXN | 46817M107 | $63.1M | 3.71% | 616,600 | SH |
| 5 | CARVANA CO Put | CVNA | 146869102 | $54.0M | 3.17% | 820,000 | SH |
| 6 | ALLOT LTD | ALLT | M0854Q105 | $49.5M | 2.91% | 5,598,293 | SH |
| 7 | GOLDMAN SACHS GROUP INC | GS | 38141G104 | $48.8M | 2.87% | 48,286 | SH |
| 8 | ANTERIX INC | ATEX | 03676C100 | $39.5M | 2.32% | 383,941 | SH |
| 9 | INVESCO QQQ TR | QQQ | 46090E103 | $39.1M | 2.30% | 53,044 | SH |
| 10 | NEXSTAR MEDIA GROUP INC | NXST | 65336K103 | $35.5M | 2.09% | 198,891 | SH |
| 11 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $33.6M | 1.97% | 67,124 | SH |
| 12 | NELNET INC | NNI | 64031N108 | $30.9M | 1.81% | 231,414 | SH |
| 13 | APPLE INC | AAPL | 037833100 | $26.3M | 1.54% | 90,765 | SH |
| 14 | NVIDIA CORPORATION | NVDA | 67066G104 | $25.0M | 1.47% | 125,158 | SH |
| 15 | NEW YORK TIMES CO MTN BE | NYT | 650111107 | $22.2M | 1.30% | 316,947 | SH |
| 16 | WHITEHAWK THERAPEUTICS INC | WHWK | 00032Q104 | $21.1M | 1.24% | 4,615,709 | SH |
| 17 | INFLEQTION INC | INFQ | 45676K103 | $15.6M | 0.92% | 1,170,881 | SH |
| 18 | LIBERTY LATIN AMERICA LTD | LILAK | G9001E128 | $15.2M | 0.89% | 1,949,734 | SH |
| 19 | REAL ASSET ACQUISITION CORP | RAAQW | G73944103 | $15.1M | 0.89% | 1,398,027 | SH |
| 20 | MAGNITE INC | MGNI | 55955D100 | $14.2M | 0.83% | 747,437 | SH |
| 21 | MICROSOFT CORP | MSFT | 594918104 | $14.1M | 0.83% | 37,710 | SH |
| 22 | VISHAY INTERTECHNOLOGY INC | VSH | 928298AR9 | $12.9M | 0.76% | 6,500,000 | PRN |
| 23 | ZURA BIO LTD | ZURA | G9TY5A101 | $11.2M | 0.66% | 1,895,153 | SH |
| 24 | CARMAX INC | KMX | 143130102 | $10.6M | 0.62% | 200,000 | SH |
| 25 | METLIFE INC Put | MET | 59156R108 | $8.5M | 0.50% | 100,000 | SH |
| 26 | NOBLE CORP PLC | NE | G65431127 | $7.8M | 0.46% | 208,634 | SH |
| 27 | NUVATION BIO INC | NUVB | 67080NAA9 | $7.3M | 0.43% | 7,000,000 | PRN |
| 28 | BROADCOM INC | AVGO | 11135F101 | $6.3M | 0.37% | 16,675 | SH |
| 29 | RADCOM LTD | RDCM | M81865111 | $6.3M | 0.37% | 445,265 | SH |
| 30 | JANUS DETROIT STR TR | JAAA | 47103U845 | $6.0M | 0.35% | 118,582 | SH |
| 31 | ORACLE CORP | ORCLPD | 68389X204 | $5.6M | 0.33% | 125,000 | SH |
| 32 | BIOHAVEN LTD | BHVN | G1110E107 | $5.3M | 0.31% | 354,206 | SH |
| 33 | SUMMIT THERAPEUTICS INC | SMMT | 86627T108 | $5.3M | 0.31% | 360,524 | SH |
| 34 | ARGENX SE | ARGX | 04016X101 | $4.8M | 0.28% | 5,218 | SH |
| 35 | RIGETTI COMPUTING INC Put | RGTI | 76655K103 | $4.8M | 0.28% | 250,000 | SH |
| 36 | BLACKSTONE SECD LENDING FD | BXSL | 09261X102 | $4.4M | 0.26% | 187,226 | SH |
| 37 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $4.1M | 0.24% | 6,988 | SH |
| 38 | ISHARES TR | IBB | 464287556 | $3.5M | 0.21% | 18,497 | SH |
| 39 | COMTECH TELECOMMUNICATIONS C | CMTL | 205826209 | $3.3M | 0.20% | 1,676,031 | SH |
| 40 | SYNOPSYS INC | SNPS | 871607107 | $2.9M | 0.17% | 6,522 | SH |
| 41 | IOVANCE BIOTHERAPEUTICS INC | IOVA | 462260100 | $2.8M | 0.17% | 678,564 | SH |
| 42 | DOORDASH INC | DASH | 25809K105 | $2.7M | 0.16% | 14,469 | SH |
| 43 | IONQ INC Put | IONQ | 46222L108 | $2.7M | 0.16% | 50,000 | SH |
| 44 | D-WAVE QUANTUM INC Put | QBTS | 26740W109 | $2.4M | 0.14% | 100,000 | SH |
| 45 | MAYFAIR GOLD CORP | MINE | 57808L305 | $2.1M | 0.12% | 909,999 | SH |
| 46 | TAIWAN SEMICONDUCTOR MANUFAC | TSM | 874039100 | $1.9M | 0.11% | 4,018 | SH |
| 47 | APPLIED MATLS INC | AMAT | 038222105 | $1.8M | 0.11% | 2,550 | SH |
| 48 | CORNING INC | GLW | 219350105 | $1.6M | 0.10% | 6,410 | SH |
| 49 | SANDISK CORP Call | SNDK | 80004C200 | $1.6M | 0.09% | 700 | SH |
| 50 | MACOM TECH SOLUTIONS HLDGS I | MTSI | 55405Y100 | $1.5M | 0.09% | 3,876 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-14 | $1.70B | 81 | 0001193125-26-351939 |
| 2026-03-31 | 2026-05-15 | $1.37B | 76 | 0001193125-26-226358 |
| 2025-12-31 | 2026-02-13 | $1.17B | 56 | 0001193125-26-051104 |
| 2025-09-30 | 2025-11-14 | $1.42B | 54 | 0001193125-25-283302 |
Filer Information
Address
888 SEVENTH AVENUE43RD FLOOR
NEW YORK, NY 10106
Phone
(212) 705-8800
Filing Manager
QVT Financial LP
New York, NY
Signatory
Meg Eisner
Authorized Signatory