Neuberger Berman Group LLC — 13F Holdings & Portfolio
CIK 1465109 · latest 13F-HR filed 2026-10-27
Neuberger Berman Group LLC manages $150.42B in 13F-reported U.S. long-equity assets across 4,226 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are NVDA (3.96%), AAPL (3.24%), AMZN (2.98%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 213 new positions and exited 87; 1,223 existing positions rose in reported value and 595 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-10-27
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 23.1%Cumulative share of the portfolio held in the largest N positions.
As of the firm’s regulatory filing dated Sep 24, 2026.
NEW YORK, NY 10104
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| AMATO, JOSEPH, VINCENT Control | DIRECTOR, PRESIDENT & CHIEF INVESTMENT OFFICER - EQUITIES since May 2006 | Less than 5% | Individual |
| Bhatia, Ashok, Kumar Control | DIRECTOR, PRESIDENT & CHIEF INVESTMENT OFFICER - FIXED INCOME since Jan 2025 | Less than 5% | Individual |
| KRAMER, JOHN, DOUGLAS Control | DIRECTOR since Apr 2023 | Less than 5% | Individual |
| NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC Control | MEMBER since May 2009 | 75% or more | Domestic Entity |
| WRIGHT, STEPHEN, GREGORY Control | DIRECTOR, MANAGING DIRECTOR since Jan 2019 | Less than 5% | Individual |
| deRegt, Kenneth, M Control | DIRECTOR since May 2021 | Less than 5% | Individual |
| CETRON, BRAD, ELLIOT | CHIEF COMPLIANCE OFFICER - HEAD OF COMPLIANCE AND MANAGING DIRECTOR since Jan 2016 | Less than 5% | Individual |
| CHINNI, MICHAEL | TREASURER since Jun 2021 | Less than 5% | Individual |
| Viola, Leo, Anthony | CONTROLLER since Jan 2022 | Less than 5% | Individual |
| NBSH ACQUISITION, LLC Control Indirect owner via NEUBERGER BERMAN GROUP LLC | MEMBER since May 2009 | 75% or more | Domestic Entity |
| NEUBERGER BERMAN GROUP LLC Control Indirect owner via NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC | MEMBER since Feb 2009 | 75% or more | Domestic Entity |
Ownership & leadership changes · 17 filings with changes since Mar 30, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
- ChangedAMATO, JOSEPH, VINCENT · title DIRECTOR, PRESIDENT - EQUITIES, CHIEF INVESTMENT OFFICER - EQUITIES → DIRECTOR, PRESIDENT & CHIEF INVESTMENT OFFICER - EQUITIES
- ChangedBhatia, Ashok, Kumar · title DIRECTOR, CO-CHIEF INVESTMENT OFFICER - FIXED INCOME → DIRECTOR, PRESIDENT & CHIEF INVESTMENT OFFICER - FIXED INCOME
- ChangedCHINNI, MICHAEL · title TREASURER AND SENIOR VICE PRESIDENT → TREASURER
- ChangedViola, Leo, Anthony · title CONTROLLER AND MANAGING DIRECTOR → CONTROLLER
- No longer listedTANK, BRADLEY, CURTIS · DIRECTOR, PRESIDENT - FIXED INCOME, CHIEF INVESTMENT OFFICER - FIXED INCOME · Less than 5% · control person · listed since Jan 2004
- AddedBhatia, Ashok, Kumar · DIRECTOR, CO-CHIEF INVESTMENT OFFICER - FIXED INCOME · Less than 5% · control person
- No longer listedROSENTHAL, VANESSA, MOTTO · DIRECTOR · Less than 5% · control person · listed since May 2021
- AddedKRAMER, JOHN, DOUGLAS · DIRECTOR · Less than 5% · control person
- ChangedROSENTHAL, VANESSA, MOTTO · now a control person
- ChangeddeRegt, Kenneth, M · now a control person
- ChangedViola, Leo, Anthony · title CONTROLLER AND SENIOR VICE PRESIDENT → CONTROLLER AND MANAGING DIRECTOR
- No longer listedEASON, ROBERT, LEE · DIRECTOR · Less than 5% · control person · listed since Jan 2016
- No longer listedKOHN, LAWRENCE, JAY · DIRECTOR, CHIEF OPERATING OFFICER - EQUITIES AND MANAGING DIRECTOR · Less than 5% · control person · listed since Feb 2013
- AddedCHINNI, MICHAEL · TREASURER AND SENIOR VICE PRESIDENT · Less than 5%
- AddedROSENTHAL, VANESSA, MOTTO · DIRECTOR · Less than 5%
- ChangedViola, Leo, Anthony · title TREASURER, SENIOR VICE PRESIDENT → CONTROLLER AND SENIOR VICE PRESIDENT
- ChangeddeRegt, Kenneth, M · title CHIEF OPERATING OFFICER - FIXED INCOME, MANAGING DIRECTOR → DIRECTOR
- ChangedAMATO, JOSEPH, VINCENT · title DIRECTOR, PRESIDENT - EQUITIES, CHIEF INVESTMENT OFFICER - EQUITIES AND MANAGING DIRECTOR → DIRECTOR, PRESIDENT - EQUITIES, CHIEF INVESTMENT OFFICER - EQUITIES
- ChangedEASON, ROBERT, LEE · title DIRECTOR, MANAGING DIRECTOR → DIRECTOR
- ChangedTANK, BRADLEY, CURTIS · title DIRECTOR, PRESIDENT - FIXED INCOME, CHIEF INVESTMENT OFFICER - FIXED INCOME AND MANAGING DIRECTOR → DIRECTOR, PRESIDENT - FIXED INCOME, CHIEF INVESTMENT OFFICER - FIXED INCOME
- AddeddeRegt, Kenneth, M · CHIEF OPERATING OFFICER - FIXED INCOME, MANAGING DIRECTOR · Less than 5%
- ChangedEASON, ROBERT, LEE · title DIRECTOR, CHIEF OPERATING OFFICER - FIXED INCOME AND MANAGING DIRECTOR → DIRECTOR, MANAGING DIRECTOR
- ChangedViola, Leo, Anthony · title TREASURER → TREASURER, SENIOR VICE PRESIDENT
- No longer listedDEMPSEY, JAMES, J · CHIEF FINANCIAL OFFICER, TREASURER AND SENIOR VICE PRESIDENT · Less than 5% · listed since Jan 2016
- AddedViola, Leo, Anthony · TREASURER · Less than 5%
- ChangedEASON, ROBERT, LEE · title CHIEF OPERATING OFFICER - FIXED INCOME AND MANAGING DIRECTOR → DIRECTOR, CHIEF OPERATING OFFICER - FIXED INCOME AND MANAGING DIRECTOR
- ChangedKOHN, LAWRENCE, JAY · title CHIEF OPERATING OFFICER - EQUITIES AND MANAGING DIRECTOR → DIRECTOR, CHIEF OPERATING OFFICER - EQUITIES AND MANAGING DIRECTOR
Older changes (8 more filings)
- No longer listedJOHNSON, ANDREW, AURELIUS · DIRECTOR, MANAGING DIRECTOR · Less than 5% · control person · listed since Apr 2009
- AddedWRIGHT, STEPHEN, GREGORY · DIRECTOR, MANAGING DIRECTOR · Less than 5% · control person
- ChangedEASON, ROBERT, LEE · now a control person
- ChangedKOHN, LAWRENCE, JAY · now a control person
- No longer listedCONTI, ROBERT, JOHN · PRESIDENT - MUTUAL FUNDS AND MANAGING DIRECTOR · Less than 5% · listed since Jan 2016
- No longer listedNEUBERGER BERMAN FIXED INCOME HOLDINGS LLC · MEMBER · 75% or more · control person · listed since May 2009
- No longer listedNEUBERGER BERMAN GROUP LLC · MEMBER · 75% or more · indirect via NEUBERGER BERMAN FIXED INCOME HOLDINGS LLC · control person · listed since Feb 2009
- AddedNEUBERGER BERMAN GROUP LLC · MEMBER · 75% or more · indirect via NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC · control person
- AddedNEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC · MEMBER · 75% or more · control person
- ChangedDEMPSEY, JAMES, J · no longer a control person
- No longer listedLORD, BRIAN · SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Apr 2010
- No longer listedSHERER, MONICA, LYNN · MANAGING DIRECTOR, GENERAL COUNSEL · Less than 5% · listed since Apr 2007
- AddedCETRON, BRAD, ELLIOT · CHIEF COMPLIANCE OFFICER - HEAD OF COMPLIANCE AND MANAGING DIRECTOR · Less than 5%
- AddedCONTI, ROBERT, JOHN · PRESIDENT - MUTUAL FUNDS AND MANAGING DIRECTOR · Less than 5%
- AddedDEMPSEY, JAMES, J · CHIEF FINANCIAL OFFICER, TREASURER AND SENIOR VICE PRESIDENT · Less than 5% · control person
- AddedEASON, ROBERT, LEE · CHIEF OPERATING OFFICER - FIXED INCOME AND MANAGING DIRECTOR · Less than 5%
- ChangedAMATO, JOSEPH, VINCENT · title DIRECTOR, MANAGING DIRECTOR → DIRECTOR, PRESIDENT - EQUITIES, CHIEF INVESTMENT OFFICER - EQUITIES AND MANAGING DIRECTOR
- ChangedKOHN, LAWRENCE, JAY · title MANAGING DIRECTOR, CHIEF OPERATING OFFICER → CHIEF OPERATING OFFICER - EQUITIES AND MANAGING DIRECTOR
- ChangedTANK, BRADLEY, CURTIS · title CEO, DIRECTOR, MANAGING DIRECTOR → DIRECTOR, PRESIDENT - FIXED INCOME, CHIEF INVESTMENT OFFICER - FIXED INCOME AND MANAGING DIRECTOR
- ChangedNBSH ACQUISITION, LLC · indirect via NEUBERGER BERMAN GROUP LLC: ownership 50–75% → 75% or more
- No longer listedLEHMAN BROTHERS HOLDINGS INC. · MEMBER · 25–50% · indirect via NEUBERGER BERMAN GROUP LLC · listed since Feb 2009
- No longer listedMULROE, MARTIN, JOSEPH · MANAGING DIRECTOR, CHIEF OPERATING OFFICER · Less than 5% · listed since Mar 2008
- AddedKOHN, LAWRENCE, JAY · MANAGING DIRECTOR, CHIEF OPERATING OFFICER · Less than 5%
- ListedAMATO, JOSEPH, VINCENT · DIRECTOR, MANAGING DIRECTOR · Less than 5% · control person
- ListedJOHNSON, ANDREW, AURELIUS · DIRECTOR, MANAGING DIRECTOR · Less than 5% · control person
- ListedLEHMAN BROTHERS HOLDINGS INC. · MEMBER · 25–50% · indirect via NEUBERGER BERMAN GROUP LLC
- ListedLORD, BRIAN · SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER · Less than 5%
- ListedMULROE, MARTIN, JOSEPH · MANAGING DIRECTOR, CHIEF OPERATING OFFICER · Less than 5%
- ListedNBSH ACQUISITION, LLC · MEMBER · 50–75% · indirect via NEUBERGER BERMAN GROUP LLC · control person
- ListedNEUBERGER BERMAN FIXED INCOME HOLDINGS LLC · MEMBER · 75% or more · control person
- ListedNEUBERGER BERMAN GROUP LLC · MEMBER · 75% or more · indirect via NEUBERGER BERMAN FIXED INCOME HOLDINGS LLC · control person
- ListedSHERER, MONICA, LYNN · MANAGING DIRECTOR, GENERAL COUNSEL · Less than 5%
- ListedTANK, BRADLEY, CURTIS · CEO, DIRECTOR, MANAGING DIRECTOR · Less than 5% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- NVIDIA CORP$1.03B +20.3%
- APPLE INC$987.7M +24.5%
- AMAZON COM INC$967.6M +26.5%
- ALPHABET INC CLASS A A$821.0M +30.0%
- MICRON TECHNOLOGY INC$697.6M +198.3%
Top Trims
- T MOBILE US INC-$384.8M -46.5%
- BOSTON SCIENTIFIC CORP-$353.1M -79.6%
- MICROSOFT CORP-$257.8M -6.1%
- NETFLIX INC-$222.1M -31.0%
- COOPER COS INC/THE-$217.3M -89.6%
New Positions
- SPACE EXPLORATION TECHNOLOGIES COR A$363.2M
- HONEYWELL AEROSPACE INC$102.7M
- HONEYWELL INTERNATIONAL INC$98.9M
- GLOBAL X ART INTEL & TECH$93.5M
- CARNIVAL CORP LTD$87.8M
Exited Positions
- HONEYWELL INTERNATIONAL INC$186.0M
- ENVIRI CORP$118.9M
- HOLOGIC INC$102.9M
- CARNIVAL CORP$96.7M
- COTERRA ENERGY INC$92.0M
Neuberger Berman Group LLC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | NVIDIA CORP | NVDA | 67066G104 | $5.96B | 3.96% | 29,776,594 | SH |
| 2 | APPLE INC | AAPL | 037833100 | $4.87B | 3.24% | 16,830,996 | SH |
| 3 | AMAZON COM INC | AMZN | 023135106 | $4.49B | 2.98% | 18,823,613 | SH |
| 4 | MICROSOFT CORP | MSFT | 594918104 | $3.83B | 2.55% | 10,281,321 | SH |
| 5 | ALPHABET INC CLASS A A | GOOGL | 02079K305 | $3.46B | 2.30% | 9,680,182 | SH |
| 6 | ALPHABET INC-CL C | GOOG | 02079K107 | $2.97B | 1.98% | 8,414,453 | SH |
| 7 | JPMORGAN CHASE & CO | JPM | 46625H100 | $2.53B | 1.68% | 7,729,134 | SH |
| 8 | ISHARES CORE S&P 500 ETF | IVV | 464287200 | $2.01B | 1.34% | 2,689,330 | SH |
| 9 | ELI LILLY & CO | LLY | 532457108 | $1.97B | 1.31% | 1,645,037 | SH |
| 10 | BROADCOM INC | AVGO | 11135F101 | $1.51B | 1.01% | 4,004,299 | SH |
| 11 | ASML HOLDING ADR REPRESENTING NV ADR | ASML | N07059210 | $1.45B | 0.96% | 728,334 | SH |
| 12 | META PLATFORMS INC CLASS A A | META | 30303M102 | $1.38B | 0.92% | 2,458,026 | SH |
| 13 | HOME DEPOT INC | HD | 437076102 | $1.26B | 0.84% | 3,584,785 | SH |
| 14 | NEXTERA ENERGY INC | NEE | 65339F101 | $1.15B | 0.76% | 13,067,903 | SH |
| 15 | ANALOG DEVICES INC | ADI | 032654105 | $1.10B | 0.73% | 2,774,386 | SH |
| 16 | AMPHENOL CORP-CL A | APH | 032095101 | $1.04B | 0.69% | 5,890,182 | SH |
| 17 | MICRON TECHNOLOGY INC | MU | 595112103 | $1.04B | 0.69% | 899,770 | SH |
| 18 | JOHNSON & JOHNSON | JNJ | 478160104 | $1.02B | 0.68% | 4,007,808 | SH |
| 19 | VISA INC-CLASS A SHARES | V | 92826C839 | $1.01B | 0.67% | 2,941,862 | SH |
| 20 | GENERAL ELECTRIC | GE | 369604301 | $962.6M | 0.64% | 2,575,661 | SH |
| 21 | BERKSHIRE HATHAWAY INC CLASS B B | BRK.B | 084670702 | $905.6M | 0.60% | 1,810,630 | SH |
| 22 | INTEL CORPORATION CORP | INTC | 458140100 | $893.9M | 0.59% | 6,425,663 | SH |
| 23 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $850.6M | 0.57% | 1,464,612 | SH |
| 24 | WILLIAMS COS INC | WMB | 969457100 | $847.2M | 0.56% | 11,396,163 | SH |
| 25 | CATERPILLAR INC | CAT | 149123101 | $844.7M | 0.56% | 793,754 | SH |
| 26 | EXXON MOBIL CORP | XOM | 30231G102 | $835.0M | 0.56% | 6,108,297 | SH |
| 27 | APPLIED MATERIALS INC | AMAT | 038222105 | $811.3M | 0.54% | 1,125,557 | SH |
| 28 | COSTCO WHOLESALE CORP | COST | 22160K105 | $805.2M | 0.54% | 860,752 | SH |
| 29 | MOTOROLA SOLUTIONS INC | MSI | 620076307 | $764.9M | 0.51% | 1,841,958 | SH |
| 30 | TARGA RESOURCES CORP | TRGP | 87612G101 | $706.6M | 0.47% | 2,634,996 | SH |
| 31 | LAM RESEARCH CORP | LRCX | 512807306 | $673.5M | 0.45% | 1,554,279 | SH |
| 32 | NEUBERGER CORE EQUITY ETF | NBCR | 64135A861 | $669.0M | 0.44% | 20,013,137 | SH |
| 33 | MASTERCARD INC CLASS A A | MA | 57636Q104 | $656.3M | 0.44% | 1,278,160 | SH |
| 34 | CISCO SYSTEMS INC | CSCO | 17275R102 | $644.0M | 0.43% | 5,482,148 | SH |
| 35 | LINDE PLC | LIN | G54950103 | $643.8M | 0.43% | 1,241,263 | SH |
| 36 | TJX COMPANIES INC | TJX | 872540109 | $613.7M | 0.41% | 4,050,875 | SH |
| 37 | EATON CORP PLC | ETN | G29183103 | $612.7M | 0.41% | 1,437,835 | SH |
| 38 | CSX CORP | CSX | 126408103 | $601.9M | 0.40% | 12,657,608 | SH |
| 39 | ORACLE CORP | ORCL | 68389X105 | $583.7M | 0.39% | 3,982,904 | SH |
| 40 | TAIWAN SEMICONDUCTOR MANUFACTURING ADR | TSM | 874039100 | $574.4M | 0.38% | 1,204,062 | SH |
| 41 | UNITED RENTALS INC | URI | 911363109 | $558.9M | 0.37% | 493,542 | SH |
| 42 | UNION PACIFIC CORP | UNP | 907818108 | $549.6M | 0.37% | 2,020,731 | SH |
| 43 | UBER TECHNOLOGIES INC | UBER | 90353T100 | $547.4M | 0.36% | 7,586,317 | SH |
| 44 | AON PLC CLASS A A | AON | G0403H108 | $539.9M | 0.36% | 1,627,991 | SH |
| 45 | MORGAN STANLEY | MS | 617446448 | $531.2M | 0.35% | 2,541,017 | SH |
| 46 | GE VERNOVA INC | GEV | 36828A101 | $527.1M | 0.35% | 448,686 | SH |
| 47 | MKS INC | MKSI | 55306N104 | $515.2M | 0.34% | 1,158,251 | SH |
| 48 | WALMART INC | WMT | 931142103 | $512.6M | 0.34% | 4,524,074 | SH |
| 49 | MCDONALDS CORP | MCD | 580135101 | $507.5M | 0.34% | 1,877,635 | SH |
| 50 | ASTRAZENECA PLC | AZN | G0593M107 | $500.2M | 0.33% | 2,642,584 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-13 | $150.35B | 4,224 | 0001465109-26-000068 |
| 2026-06-30 | 2026-10-27 | $150.42B | 4,226 | 0001465109-26-000102 |
| 2026-03-31 | 2026-05-14 | $131.41B | 3,889 | 0001465109-26-000030 |
| 2026-03-31 | 2026-10-27 | $131.47B | 3,891 | 0001465109-26-000100 |
| 2025-12-31 | 2026-02-13 | $134.34B | 3,617 | 0001465109-26-000010 |
| 2025-09-30 | 2025-11-12 | $136.84B | 3,470 | 0001465109-25-000020 |
NEW YORK, NY 10104