Institute for Wealth Management, LLC. — 13F Holdings & Portfolio
CIK 1533954 · latest 13F-HR filed 2026-07-28
Institute for Wealth Management, LLC. manages $1.13B in 13F-reported U.S. long-equity assets across 1,770 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are NVDA (13.06%), AAPL (2.93%), LRCX (2.77%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 1,233 new positions and exited 10; 287 existing positions rose in reported value and 151 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$1.13B
Long-equity book
Holdings
1,770
Distinct positions
Period
2026-06-30
Filed 2026-07-28
Q/Q Activity
+1233 / −10 / ↑287 / ↓151
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26NVDA13.1% · -0%AAPL2.9% · -4%LRCX2.8% · -0%AMZN1.8% · +1%GOOGL1.8% · -2%MSFT1.7% · +8%AMD1.4% · -3%QQQ1.3% · -49%META1.3% · +28%AMAT1.2% · -1%TSLA1.1% · +10%SMH1.0% · newAXON1.0% · -3%VGSH0.9% · +91%GS0.8% · -1%VTWG0.8% · -3%AVGO0.8% · +0%TXN0.8% · -3%URI0.8% · -8%VTWV0.7% · -1%FTNT0.7% · -0%XLK0.7% · -1%XLI0.7% · +4%COST0.7% · +0%MU0.7% · -1%EDV0.7% · +182%XMMO0.7% · +1%SCHG0.7% · +3%CAIE0.7% · +18%SBUX0.7% · -0%VUG0.7% · +477%DELL0.6% · -2%VBK0.6% · -2%KLAC0.6% · +906%XLF0.6% · +2%LLY0.6% · -2%PDP0.6% · -0%MRVL0.5% · +0%GLD0.5% · +197%VBR0.5% · -2%JPM0.5% · -0%GOOG0.4% · -13%MA0.4% · -0%BRK.B0.4% · -1%VOE0.4% · 0%PWB0.4% · -6%PANW0.4% · -0%ABBV0.4% · -0%BAC0.4% · -0%V0.4% · -3%DIS0.4% · -2%VKTX0.4% · -0%AMGN0.4% · -0%BA0.4% · -5%CAT0.4% · -14%IWC0.4% · 0%IWV0.4% · 0%NFLX0.3% · +16%IWM0.3% · -21%ADBE0.3% · -1%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 29.3%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Jul 23, 2026.
Assets Under Management
$1.37B
Discretionary
$1.36B
Employees
18
Accounts
1,684
Address
9878 W. BELLEVIEW AVE.
#2306
DENVER, CO 80123
#2306
DENVER, CO 80123
Phone
(303) 572-3500
This firm reports 3 disclosure items on its registration.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| INSTITUTE FOR WEALTH HOLDINGS, INC. Control | MANAGING MEMBER since May 2004 | 75% or more | Domestic Entity |
| JORGENSEN, JEFFERY, FRANDS Control | CHIEF OPERATIONS OFFICER since Jan 2010 | Less than 5% | Individual |
| MEDEIROS, MATTHEW, DOUGLAS Control | PRESIDENT & CCO since Jun 2003 | Less than 5% | Individual |
| JORGENSEN, JEFFERY, FRANDS Control Indirect owner via INSTITUTE FOR WEALTH HOLDINGS, INC. | CHIEF OPERATIONS OFFICER since Jun 2015 | 25–50% | Individual |
| MEDEIROS, MATTHEW, DOUGLAS Control Indirect owner via INSTITUTE FOR WEALTH HOLDINGS, INC. | CEO since Jun 2015 | 75% or more | Individual |
Ownership & leadership changes · 13 filings with changes since Jan 13, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Aug 7, 2025 filing
- AddedJORGENSEN, JEFFERY, FRANDS · CHIEF OPERATIONS OFFICER · 25–50% · indirect via INSTITUTE FOR WEALTH HOLDINGS, INC. · control person
- ChangedMEDEIROS, MATTHEW, DOUGLAS · indirect via INSTITUTE FOR WEALTH HOLDINGS, INC.: ownership 25–50% → 75% or more
Dec 12, 2019 filing
- No longer listedGOLDSTEIN, STEVEN, SCOTT · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Nov 2019
- ChangedMEDEIROS, MATTHEW, DOUGLAS · title PRESIDENT & CEO → PRESIDENT & CCO
Dec 4, 2019 filing
- ChangedINSTITUTE FOR WEALTH HOLDINGS, INC. · title SHAREHOLDER → MANAGING MEMBER
- ChangedMEDEIROS, MATTHEW, DOUGLAS · indirect via INSTITUTE FOR WEALTH HOLDINGS, INC.: title SHAREHOLDER → CEO
- ChangedMEDEIROS, MATTHEW, DOUGLAS · title PRESIDENT, CHIEF EXECUTIVE OFFICER → PRESIDENT & CEO
Dec 3, 2019 filing
- No longer listedSARABI, ARMIN, KRAMER · GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Jan 2019
- AddedGOLDSTEIN, STEVEN, SCOTT · CHIEF COMPLIANCE OFFICER · Less than 5%
Mar 31, 2019 filing
- ChangedSARABI, ARMIN, KRAMER · title CHIEF COMPLIANCE OFFICER → GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER
Feb 1, 2019 filing
- No longer listedINSTITUTE FOR WEALTH MANAGEMENT HOLDINGS, INC. · SHAREHOLDER · 75% or more · control person · listed since May 2004
- No longer listedMEDEIROS, MATTHEW, DOUGLAS · SHAREHOLDER · 25–50% · indirect via INSTITUTE FOR WEALTH MANAGEMENT HOLDINGS, INC. · control person · listed since Jun 2015
- AddedINSTITUTE FOR WEALTH HOLDINGS, INC. · SHAREHOLDER · 75% or more · control person
- AddedMEDEIROS, MATTHEW, DOUGLAS · SHAREHOLDER · 25–50% · indirect via INSTITUTE FOR WEALTH HOLDINGS, INC. · control person
Jan 14, 2019 filing
- Listed againSARABI, ARMIN, KRAMER · CHIEF COMPLIANCE OFFICER · Less than 5%
- ChangedMEDEIROS, MATTHEW, DOUGLAS · title CHIEF COMPLIANCE OFFICER / PRESIDENT, CHIEF EXECUTIVE OFFICER → PRESIDENT, CHIEF EXECUTIVE OFFICER
Mar 26, 2018 filing
- No longer listedWALKER, MASON, BRADLEY · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Oct 2017
- ChangedMEDEIROS, MATTHEW, DOUGLAS · title PRESIDENT, CHIEF EXECUTIVE OFFICER → CHIEF COMPLIANCE OFFICER / PRESIDENT, CHIEF EXECUTIVE OFFICER
Nov 2, 2017 filing
- AddedWALKER, MASON, BRADLEY · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedMEDEIROS, MATTHEW, DOUGLAS · title PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER → PRESIDENT, CHIEF EXECUTIVE OFFICER
Mar 30, 2016 filing
- No longer listedDUGAN, MICHAEL, T. · SHAREHOLDER · 25–50% · indirect via INSTITUTE FOR WEALTH MANAGEMENT HOLDINGS, INC. · control person · listed since Nov 2004
- No longer listedKM INVESTMENT TRUST · SHAREHOLDER · 25–50% · indirect via INSTITUTE FOR WEALTH MANAGEMENT HOLDINGS, INC. · control person · listed since Feb 2004
- No longer listedMEDEIROS, MATTHEW, DOUGLAS · OWNER · 75% or more · indirect via KM INVESTMENT TRUST · control person · listed since Apr 2003
- AddedMEDEIROS, MATTHEW, DOUGLAS · SHAREHOLDER · 25–50% · indirect via INSTITUTE FOR WEALTH MANAGEMENT HOLDINGS, INC. · control person
Older changes (4 more filings)
Mar 30, 2015 filing
- No longer listedSARABI, ARMIN, KRAMER · CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jan 2013
- ChangedMEDEIROS, MATTHEW, DOUGLAS · title PRESIDENT, CHIEF EXECUTIVE OFFICER → PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER
Feb 12, 2013 filing
- No longer listedNICHOLS, CHARLES, PROCTOR · CHIEF LEGAL OFFICER & CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Mar 2012
- AddedSARABI, ARMIN, KRAMER · CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Mar 28, 2012 filing
- No longer listedOSTRANDER, JOHN, ELLERY · SHAREHOLDER · 5–10% · listed since Mar 2005
- No longer listedTRACY, BAYARD, FRANCIS · SHAREHOLDER · General partner, trustee or manager · indirect via INSTITUTE FOR WEALTH MANAGEMENT HOLDINGS, INC. · listed since Jun 2004
- AddedNICHOLS, CHARLES, PROCTOR · CHIEF LEGAL OFFICER & CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedDUGAN, MICHAEL, T. · indirect via INSTITUTE FOR WEALTH MANAGEMENT HOLDINGS, INC.: now a control person
- ChangedJORGENSEN, JEFFERY, FRANDS · title CHIEF COMPLIANCE OFFICER → CHIEF OPERATIONS OFFICER
- ChangedKM INVESTMENT TRUST · indirect via INSTITUTE FOR WEALTH MANAGEMENT HOLDINGS, INC.: ownership 50–75% → 25–50%; now a control person
Jan 13, 2012 filing (earliest on record)
- ListedDUGAN, MICHAEL, T. · SHAREHOLDER · 25–50% · indirect via INSTITUTE FOR WEALTH MANAGEMENT HOLDINGS, INC.
- ListedINSTITUTE FOR WEALTH MANAGEMENT HOLDINGS, INC. · SHAREHOLDER · 75% or more · control person
- ListedJORGENSEN, JEFFERY, FRANDS · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ListedKM INVESTMENT TRUST · SHAREHOLDER · 50–75% · indirect via INSTITUTE FOR WEALTH MANAGEMENT HOLDINGS, INC.
- ListedMEDEIROS, MATTHEW, DOUGLAS · PRESIDENT, CHIEF EXECUTIVE OFFICER · Less than 5% · control person
- ListedMEDEIROS, MATTHEW, DOUGLAS · OWNER · 75% or more · indirect via KM INVESTMENT TRUST · control person
- ListedOSTRANDER, JOHN, ELLERY · SHAREHOLDER · 5–10%
- ListedTRACY, BAYARD, FRANCIS · SHAREHOLDER · General partner, trustee or manager · indirect via INSTITUTE FOR WEALTH MANAGEMENT HOLDINGS, INC.
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- NVIDIA CORPORATION$18.7M +14.4%
- LAM RESEARCH CORP$15.9M +102.8%
- ADVANCED MICRO DEVICES INC$10.1M +175.9%
- APPLIED MATLS INC$7.1M +109.6%
- MICRON TECHNOLOGY INC$5.6M +239.4%
Top Trims
- INVESCO QQQ TR-$8.0M -34.6%
- STATE STR SPDR DOW JONES IND-$3.1M -86.1%
- AFFIRM HLDGS INC-$1.7M -96.1%
- SNOWFLAKE INC-$1.5M -62.7%
- VANGUARD WORLD FD-$1.2M -89.6%
New Positions
- VANECK ETF TRUST$11.4M
- ISHARES BITCOIN TRUST ETF$2.3M
- FLEX LTD$898.0K
- FEDEX FGHT HLDG CO INC$801.3K
- HONEYWELL AEROSPACE INC$519.3K
Exited Positions
- HONEYWELL INTL INC$1.0M
- EXCHANGE TRADED CONCEPTS TRU$840.1K
- ETF OPPORTUNITIES TRUST$807.0K
- INVESCO EXCHANGE TRADED FD T$514.1K
- ONESTREAM INC$491.6K
Institute for Wealth Management, LLC. Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | NVIDIA CORPORATION | NVDA | 67066G104 | $148.0M | 13.06% | 739,474 | SH |
| 2 | APPLE INC | AAPL | 037833100 | $33.1M | 2.93% | 114,542 | SH |
| 3 | LAM RESEARCH CORP | LRCX | 512807306 | $31.4M | 2.77% | 72,370 | SH |
| 4 | AMAZON COM INC | AMZN | 023135106 | $20.8M | 1.83% | 87,168 | SH |
| 5 | ALPHABET INC | GOOGL | 02079K305 | $19.8M | 1.75% | 55,480 | SH |
| 6 | MICROSOFT CORP | MSFT | 594918104 | $19.6M | 1.73% | 52,648 | SH |
| 7 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $15.9M | 1.40% | 27,331 | SH |
| 8 | INVESCO QQQ TR | QQQ | 46090E103 | $15.1M | 1.33% | 20,442 | SH |
| 9 | META PLATFORMS INC | META | 30303M102 | $14.2M | 1.26% | 25,278 | SH |
| 10 | APPLIED MATLS INC | AMAT | 038222105 | $13.6M | 1.20% | 18,840 | SH |
| 11 | TESLA INC | TSLA | 88160R101 | $12.9M | 1.14% | 30,578 | SH |
| 12 | VANECK ETF TRUST | SMH | 92189F676 | $11.4M | 1.01% | 17,372 | SH |
| 13 | AXON ENTERPRISE INC | AXON | 05464C101 | $11.1M | 0.98% | 19,839 | SH |
| 14 | VANGUARD SCOTTSDALE FDS | VGSH | 92206C102 | $10.0M | 0.88% | 171,380 | SH |
| 15 | GOLDMAN SACHS GROUP INC | GS | 38141G104 | $9.6M | 0.85% | 9,512 | SH |
| 16 | VANGUARD SCOTTSDALE FDS | VTWG | 92206C623 | $9.4M | 0.83% | 32,625 | SH |
| 17 | BROADCOM INC | AVGO | 11135F101 | $8.6M | 0.76% | 22,745 | SH |
| 18 | TEXAS INSTRS INC | TXN | 882508104 | $8.5M | 0.75% | 28,671 | SH |
| 19 | UNITED RENTALS INC | URI | 911363109 | $8.5M | 0.75% | 7,509 | SH |
| 20 | VANGUARD SCOTTSDALE FDS | VTWV | 92206C649 | $8.4M | 0.74% | 42,835 | SH |
| 21 | FORTINET INC | FTNT | 34959E109 | $8.3M | 0.74% | 54,346 | SH |
| 22 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $8.1M | 0.72% | 42,561 | SH |
| 23 | SELECT SECTOR SPDR TR | XLI | 81369Y704 | $8.1M | 0.72% | 43,753 | SH |
| 24 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $8.0M | 0.71% | 8,589 | SH |
| 25 | MICRON TECHNOLOGY INC | MU | 595112103 | $8.0M | 0.71% | 6,939 | SH |
| 26 | VANGUARD WORLD FD | EDV | 921910709 | $8.0M | 0.70% | 122,588 | SH |
| 27 | INVESCO EXCHANGE TRADED FD T | XMMO | 46137V464 | $8.0M | 0.70% | 46,822 | SH |
| 28 | SCHWAB STRATEGIC TR | SCHG | 808524300 | $7.9M | 0.70% | 234,282 | SH |
| 29 | CALAMOS ETF TR | CAIE | 12811T571 | $7.7M | 0.68% | 283,681 | SH |
| 30 | STARBUCKS CORP | SBUX | 855244109 | $7.7M | 0.68% | 74,899 | SH |
| 31 | VANGUARD INDEX FDS | VUG | 922908736 | $7.4M | 0.65% | 85,781 | SH |
| 32 | DELL TECHNOLOGIES INC | DELL | 24703L202 | $7.2M | 0.64% | 16,707 | SH |
| 33 | VANGUARD INDEX FDS | VBK | 922908595 | $7.1M | 0.63% | 19,478 | SH |
| 34 | KLA CORP | KLAC | 482480100 | $7.0M | 0.62% | 23,230 | SH |
| 35 | SELECT SECTOR SPDR TR | XLF | 81369Y605 | $6.9M | 0.61% | 127,887 | SH |
| 36 | ELI LILLY & CO | LLY | 532457108 | $6.8M | 0.60% | 5,669 | SH |
| 37 | INVESCO EXCHANGE TRADED FD T | PDP | 46137V837 | $6.5M | 0.57% | 42,767 | SH |
| 38 | MARVELL TECHNOLOGY INC | MRVL | 573874104 | $6.1M | 0.53% | 20,311 | SH |
| 39 | SPDR GOLD TR | GLD | 78463V107 | $6.0M | 0.53% | 16,163 | SH |
| 40 | VANGUARD INDEX FDS | VBR | 922908611 | $5.6M | 0.50% | 23,212 | SH |
| 41 | JPMORGAN CHASE & CO | JPM | 46625H100 | $5.1M | 0.45% | 15,662 | SH |
| 42 | ALPHABET INC | GOOG | 02079K107 | $5.0M | 0.44% | 14,171 | SH |
| 43 | MASTERCARD INCORPORATED | MA | 57636Q104 | $4.8M | 0.43% | 9,434 | SH |
| 44 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $4.8M | 0.42% | 9,616 | SH |
| 45 | VANGUARD INDEX FDS | VOE | 922908512 | $4.7M | 0.42% | 23,837 | SH |
| 46 | INVESCO EXCHANGE TRADED FD T | PWB | 46137V746 | $4.7M | 0.41% | 27,904 | SH |
| 47 | PALO ALTO NETWORKS INC | PANW | 697435105 | $4.6M | 0.41% | 13,577 | SH |
| 48 | ABBVIE INC | ABBV | 00287Y109 | $4.6M | 0.41% | 18,395 | SH |
| 49 | BANK OF AMER CORP | BAC | 060505104 | $4.5M | 0.39% | 78,179 | SH |
| 50 | VISA INC | V | 92826C839 | $4.4M | 0.39% | 12,803 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-07-28 | $1.13B | 1,770 | 0001754960-26-000654 |
| 2026-03-31 | 2026-05-14 | $938.5M | 542 | 0001754960-26-000382 |
| 2025-12-31 | 2026-01-27 | $943.8M | 544 | 0002085853-26-000093 |
| 2025-09-30 | 2025-10-17 | $960.1M | 558 | 0002085853-25-000109 |
Filer Information
Address
9878 W. BELLEVIEW AVE.#2306
DENVER, CO 80123
Phone
(877) 572-3500
Filing Manager
Institute for Wealth Management, LLC.
DENVER, CO
Signatory
Aryn Sands
Agent