Institute for Wealth Management, LLC. — 13F Holdings & Portfolio
CIK 1533954 · latest 13F-HR filed 2026-05-14
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$938.5M
Long-equity book
Holdings
542
Distinct positions
Period
2026-03-31
Filed 2026-05-14
Q/Q Activity
+33 / −31 / ↑172 / ↓177
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- INVESCO QQQ TR$6.7M +40.8%
- STATE STR SPDR DOW JONES IND$3.1M +540.8%
- LAM RESEARCH CORP$3.0M +24.3%
- VANGUARD WORLD FD$2.3M +415.9%
- APPLIED MATLS INC$1.5M +31.1%
Top Trims
- NVIDIA CORPORATION-$11.2M -8.0%
- MICROSOFT CORP-$4.8M -21.1%
- APPLE INC-$3.0M -9.0%
- AXON ENTERPRISE INC-$2.9M -25.2%
- STATE STR SPDR S&P 500 ETF T-$2.6M -38.1%
New Positions
- IMMIX BIOPHARMA INC$3.1M
- APPLOVIN CORP$1.3M
- WORKDAY INC$881.6K
- STRATEGY INC$806.8K
- COMPASS INC$524.9K
Exited Positions
- VANECK ETF TRUST$6.3M
- J P MORGAN EXCHANGE TRADED F$2.2M
- ARES MANAGEMENT CORPORATION$1.9M
- BLACKSTONE MTG TR INC$733.0K
- ANYWHERE REAL ESTATE INC$708.0K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | NVIDIA CORPORATION | NVDA | 67066G104 | $129.3M | 13.78% | 741,338 | SH |
| 2 | APPLE INC | AAPL | 037833100 | $30.3M | 3.23% | 119,375 | SH |
| 3 | INVESCO QQQ TR | QQQ | 46090E103 | $23.0M | 2.45% | 39,873 | SH |
| 4 | MICROSOFT CORP | MSFT | 594918104 | $18.1M | 1.93% | 48,978 | SH |
| 5 | AMAZON COM INC | AMZN | 023135106 | $18.0M | 1.91% | 86,198 | SH |
| 6 | ALPHABET INC | GOOGL | 02079K305 | $16.3M | 1.73% | 56,591 | SH |
| 7 | LAM RESEARCH CORP | LRCX | 512807306 | $15.5M | 1.65% | 72,385 | SH |
| 8 | META PLATFORMS INC | META | 30303M102 | $11.3M | 1.21% | 19,826 | SH |
| 9 | TESLA INC | TSLA | 88160R101 | $10.4M | 1.10% | 27,878 | SH |
| 10 | AXON ENTERPRISE INC | AXON | 05464C101 | $8.7M | 0.93% | 20,451 | SH |
| 11 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $8.5M | 0.91% | 8,572 | SH |
| 12 | GOLDMAN SACHS GROUP INC | GS | 38141G104 | $8.1M | 0.86% | 9,572 | SH |
| 13 | VANGUARD SCOTTSDALE FDS | VTWG | 92206C623 | $7.7M | 0.82% | 33,642 | SH |
| 14 | VANGUARD SCOTTSDALE FDS | VTWV | 92206C649 | $7.3M | 0.77% | 43,363 | SH |
| 15 | BROADCOM INC | AVGO | 11135F101 | $7.0M | 0.75% | 22,731 | SH |
| 16 | VANECK ETF TRUST Put | SMH | 92189F676 | $6.8M | 0.73% | 17,757 | PRN |
| 17 | SELECT SECTOR SPDR TR | XLI | 81369Y704 | $6.8M | 0.73% | 42,082 | SH |
| 18 | INVESCO EXCHANGE TRADED FD T | XMMO | 46137V464 | $6.7M | 0.72% | 46,531 | SH |
| 19 | STARBUCKS CORP | SBUX | 855244109 | $6.7M | 0.72% | 74,994 | SH |
| 20 | SCHWAB STRATEGIC TR | SCHG | 808524300 | $6.6M | 0.71% | 227,173 | SH |
| 21 | APPLIED MATLS INC | AMAT | 038222105 | $6.5M | 0.69% | 19,014 | SH |
| 22 | VANGUARD INDEX FDS | VUG | 922908736 | $6.5M | 0.69% | 14,859 | SH |
| 23 | SELECT SECTOR SPDR TR | XLF | 81369Y605 | $6.2M | 0.66% | 126,022 | SH |
| 24 | CALAMOS ETF TR | CAIE | 12811T571 | $6.1M | 0.65% | 241,373 | SH |
| 25 | VANGUARD INDEX FDS | VBK | 922908595 | $6.0M | 0.64% | 19,945 | SH |
| 26 | UNITED RENTALS INC | URI | 911363109 | $6.0M | 0.63% | 8,172 | SH |
| 27 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $5.8M | 0.61% | 28,288 | SH |
| 28 | TEXAS INSTRS INC | TXN | 882508104 | $5.7M | 0.61% | 29,497 | SH |
| 29 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $5.7M | 0.61% | 42,973 | SH |
| 30 | ELI LILLY & CO | LLY | 532457108 | $5.3M | 0.56% | 5,754 | SH |
| 31 | VANGUARD SCOTTSDALE FDS | VGSH | 92206C102 | $5.3M | 0.56% | 89,762 | SH |
| 32 | INVESCO EXCHANGE TRADED FD T | PDP | 46137V837 | $5.2M | 0.55% | 42,769 | SH |
| 33 | VANGUARD INDEX FDS | VBR | 922908611 | $5.2M | 0.55% | 23,746 | SH |
| 34 | MASTERCARD INCORPORATED | MA | 57636Q104 | $4.7M | 0.50% | 9,468 | SH |
| 35 | ALPHABET INC | GOOG | 02079K107 | $4.7M | 0.50% | 16,346 | SH |
| 36 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $4.7M | 0.50% | 9,727 | SH |
| 37 | JPMORGAN CHASE & CO | JPM | 46625H100 | $4.6M | 0.49% | 15,703 | SH |
| 38 | FORTINET INC | FTNT | 34959E109 | $4.4M | 0.47% | 54,410 | SH |
| 39 | DISNEY WALT CO | DIS | 254687106 | $4.4M | 0.47% | 45,947 | SH |
| 40 | VANGUARD INDEX FDS | VOE | 922908512 | $4.4M | 0.47% | 23,837 | SH |
| 41 | NETFLIX INC. | NFLX | 64110L106 | $4.3M | 0.46% | 44,519 | SH |
| 42 | ADOBE INC | ADBE | 00724F101 | $4.3M | 0.45% | 17,537 | SH |
| 43 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $4.2M | 0.45% | 6,456 | SH |
| 44 | AMGEN INC | AMGN | 031162100 | $4.1M | 0.44% | 11,691 | SH |
| 45 | ABBVIE INC | ABBV | 00287Y109 | $4.0M | 0.43% | 18,464 | SH |
| 46 | BOEING CO | BA | 097023105 | $4.0M | 0.43% | 20,074 | SH |
| 47 | VISA INC | V | 92826C839 | $4.0M | 0.42% | 13,177 | SH |
| 48 | FEDEX CORP | FDX | 31428X106 | $3.9M | 0.42% | 11,024 | SH |
| 49 | ISHARES TR | IWM | 464287655 | $3.8M | 0.41% | 15,455 | SH |
| 50 | BANK AMERICA CORP | BAC | 060505104 | $3.8M | 0.41% | 78,528 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-14 | $938.5M | 542 | 0001754960-26-000382 |
| 2025-12-31 | 2026-01-27 | $943.8M | 544 | 0002085853-26-000093 |
| 2025-09-30 | 2025-10-17 | $960.1M | 558 | 0002085853-25-000109 |