Clayton, Dubilier & Rice, LLC — 13F Holdings & Portfolio
CIK 1538642 · latest 13F-HR filed 2026-11-12
Clayton, Dubilier & Rice, LLC manages $725.0M in 13F-reported U.S. long-equity assets across 4 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are AGL (43.91%), REZI (37.53%), ADIG (18.53%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 2 new positions and exited 0; 0 existing positions rose in reported value and 2 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$725.0M
Long-equity book
Holdings
4
Distinct positions
Period
2026-09-30
Filed 2026-11-12
Q/Q Activity
+2 / −0 / ↑0 / ↓2
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 100%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Apr 16, 2026.
Assets Under Management
$87.35B
Discretionary
$87.35B
Employees
271
Accounts
44
Address
550 MADISON AVENUE
32ND FLOOR
NEW YORK, NY 10022
32ND FLOOR
NEW YORK, NY 10022
Phone
(212) 407-5200
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| CD&R (UK) LLC Control | PRINCIPAL MEMBER OF CD&R LLP (RELYING ADVISER) since Nov 2010 | 50–75% | Domestic Entity |
| CLAYTON, DUBILIER & RICE HOLDINGS, L.P. Control | SOLE MANAGING MEMBER OF CLAYTON, DUBILIER & RICE, LLC since Oct 2009 | 75% or more | Domestic Entity |
| CLAYTON, DUBILIER & RICE LIMITED Control | SOLE SHAREHOLDER OF CLAYTON, DUBILIER & RICE BETEILIGUNGSBERATUNG GMBH ("CD&R GMBH") (RELYING ADVISER) since Mar 2011 | 75% or more | Foreign Entity |
| CLAYTON, DUBILIER & RICE LIMITED Control | SOLE SHAREHOLDER OF CD&R (FRANCE) SAS (RELYING ADVISER) since May 2023 | 75% or more | Foreign Entity |
| CLAYTON, DUBILIER & RICE LIMITED Control | SOLE SHAREHOLDER OF CD&R (ITALY) S.R.L. (RELYING ADVISER) since Feb 2025 | 75% or more | Foreign Entity |
| GOGEL, DONALD, JAY Control | CHAIRMAN since Oct 2009 | Less than 5% | Individual |
| GRIFFITHS, JILLIAN, CLARK Control | CHIEF FINANCIAL OFFICER since Oct 2021 | Less than 5% | Individual |
| NOVAK, DAVID, ANDREW Control | CO-PRESIDENT since Jan 2020 | Less than 5% | Individual |
| PATNODE, TERRIANNE, MUENZEN Control | CHIEF COMPLIANCE OFFICER since Oct 2018 | Less than 5% | Individual |
| SCHNALL, RICHARD, JASON Control | CO-PRESIDENT since Jan 2020 | Less than 5% | Individual |
| SLEEPER, NATHAN, KERRY Control | CHIEF EXECUTIVE OFFICER since Jan 2020 | Less than 5% | Individual |
| CD&R (UK) LLC Control Indirect owner via CLAYTON, DUBILIER & RICE LIMITED | SOLE SHAREHOLDER OF CLAYTON, DUBILIER & RICE LIMITED since Sep 2010 | 75% or more | Domestic Entity |
| CLAYTON, DUBILIER & RICE HOLDINGS GP, LLC Control Indirect owner via CLAYTON, DUBILIER & RICE HOLDINGS, L.P. | GENERAL PARTNER OF HOLDCO since Aug 2009 | General partner, trustee or manager | Domestic Entity |
| CLAYTON, DUBILIER & RICE HOLDINGS, L.P. Control Indirect owner via CD&R (UK) LLC | SOLE MANAGING MEMBER OF UK LLC since Jun 2010 | 75% or more | Domestic Entity |
Ownership & leadership changes · 12 filings with changes since Feb 11, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Mar 27, 2026 filing
- No longer listedCLAYTON, DUBILIER & RICE HOLDINGS GP, LLC · GENERAL PARTNER OF HOLDCO · General partner, trustee or manager · indirect via CLAYTON, DUBILIER & RICE HOLDINGS, L.P. ("HOLDCO") · control person · listed since Aug 2009
- AddedCLAYTON, DUBILIER & RICE HOLDINGS GP, LLC · GENERAL PARTNER OF HOLDCO · General partner, trustee or manager · indirect via CLAYTON, DUBILIER & RICE HOLDINGS, L.P. · control person
Mar 31, 2025 filing
- No longer listedCLAYTON, DUBILIER & RICE HOLDINGS, LLC · SOLE AND MANAGING MEMBER OF GP MIDCO · General partner, trustee or manager · indirect via CLAYTON, DUBILIER & RICE HOLDINGS GP, LLC · control person · listed since Aug 2020
- ChangedCLAYTON, DUBILIER & RICE LIMITED · title SOLE SHAREHOLDER OF CD&R (FRANCE) SAS (RELYING ADVISER) / SOLE SHAREHOLDER OF CLAYTON, DUBILIER & RICE BETEILIGUNGSBERATUNG GMBH ("CD&R GMBH") (RELYING ADVISER) → SOLE SHAREHOLDER OF CD&R (FRANCE) SAS (RELYING ADVISER) / SOLE SHAREHOLDER OF CD&R (ITALY) S.R.L. (RELYING ADVISER) / SOLE SHAREHOLDER OF CLAYTON, DUBILIER & RICE BETEILIGUNGSBERATUNG GMBH ("CD&R GMBH") (RELYING ADVISER)
Mar 28, 2024 filing
- No longer listedCLAYTON, DUBILIER & RICE HOLDINGS, L.P. · SOLE SHAREHOLDER OF CD&R LIMITED · 75% or more · indirect via CLAYTON, DUBILIER & RICE LIMITED ("CD&R LIMITED") · control person · listed since Feb 2010
- No longer listedCONWAY, KEVIN, JAMES · VICE CHAIRMAN · Less than 5% · control person · listed since Oct 2009
- AddedCD&R (UK) LLC · SOLE SHAREHOLDER OF CLAYTON, DUBILIER & RICE LIMITED · 75% or more · indirect via CLAYTON, DUBILIER & RICE LIMITED · control person
- ChangedCD&R (UK) LLC · ownership 75% or more → 50–75%
- ChangedCLAYTON, DUBILIER & RICE LIMITED · title SOLE SHAREHOLDER OF CLAYTON, DUBILIER & RICE BETEILIGUNGSBERATUNG GMBH ("CD&R GMBH") (RELYING ADVISER) → SOLE SHAREHOLDER OF CD&R (FRANCE) SAS (RELYING ADVISER) / SOLE SHAREHOLDER OF CLAYTON, DUBILIER & RICE BETEILIGUNGSBERATUNG GMBH ("CD&R GMBH") (RELYING ADVISER)
Oct 19, 2021 filing
- No longer listedGORE, THERESA, A. · CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Oct 2009
- ChangedGRIFFITHS, JILLIAN, CLARK · title CHIEF OPERATING OFFICER → CHIEF FINANCIAL OFFICER
Mar 31, 2021 filing
- No longer listedCLAYTON, DUBILIER & RICE, INC. · SOLE AND MANAGING MEMBER OF GP MIDCO · General partner, trustee or manager · indirect via CLAYTON, DUBILIER & RICE HOLDINGS GP, LLC ("GP MIDCO") · control person · listed since Oct 2009
- No longer listedGOGEL, DONALD, J. · SHAREHOLDER OF INC. · 75% or more · indirect via CLAYTON, DUBILIER & RICE, INC. · control person · listed since Nov 2009
- No longer listedRobinson, Emily · MANAGING DIRECTOR OF CD&R GMBH · Less than 5% · control person · listed since Jan 2020
- AddedCLAYTON, DUBILIER & RICE HOLDINGS, LLC · SOLE AND MANAGING MEMBER OF GP MIDCO · General partner, trustee or manager · indirect via CLAYTON, DUBILIER & RICE HOLDINGS GP, LLC · control person
- ChangedCONWAY, KEVIN, JAMES · title VP, SECRETARY AND ASST. TREASURER → VICE CHAIRMAN
Mar 30, 2020 filing
- No longer listedBarke, Joan · MANAGING DIRECTOR OF CD&R GMBH · Less than 5% · control person · listed since Oct 2017
- No longer listedCLAYTON, DUBILIER & RICE HOLDINGS, L.P · SOLE MANAGING MEMBER OF UK LLC · 75% or more · indirect via CD&R (UK) LLC ("UK LLC") · control person · listed since Jun 2010
- AddedCLAYTON, DUBILIER & RICE HOLDINGS, L.P. · SOLE MANAGING MEMBER OF UK LLC · 75% or more · indirect via CD&R (UK) LLC · control person
- AddedNOVAK, DAVID, ANDREW · CO-PRESIDENT · Less than 5% · control person
- AddedRobinson, Emily · MANAGING DIRECTOR OF CD&R GMBH · Less than 5% · control person
- AddedSCHNALL, RICHARD, JASON · CO-PRESIDENT · Less than 5% · control person
- AddedSLEEPER, NATHAN, KERRY · CHIEF EXECUTIVE OFFICER · Less than 5% · control person
- ChangedGOGEL, DONALD, JAY · title CHAIRMAN AND CHIEF EXECUTIVE OFFICER → CHAIRMAN
Mar 28, 2019 filing
- No longer listedRICE III, JOSEPH, L. · SHAREHOLDER OF INC. · 25–50% · indirect via CLAYTON, DUBILIER & RICE, INC. ("INC.") · listed since Nov 2009
- ChangedGOGEL, DONALD, J. · indirect via CLAYTON, DUBILIER & RICE, INC.: ownership 50–75% → 75% or more
Oct 1, 2018 filing
- No longer listedMALFETTONE, JOHN, P. · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jan 2011
- AddedPATNODE, TERRIANNE, MUENZEN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Mar 29, 2018 filing
- No longer listedTERRANEO, SONJA · MANAGING DIRECTOR OF CD&R GMBH · Less than 5% · control person · listed since Mar 2011
- AddedBarke, Joan · MANAGING DIRECTOR OF CD&R GMBH · Less than 5% · control person
Mar 30, 2016 filing
- AddedGRIFFITHS, JILLIAN, CLARK · CHIEF OPERATING OFFICER · Less than 5% · control person
Older changes (3 more filings)
Mar 31, 2014 filing
- No longer listedCLAYTON, DUBILIER & RICE, INC. · LIMITED PARTNER OF HOLDCO · 75% or more · indirect via CLAYTON, DUBILIER & RICE HOLDINGS, L.P. · control person · listed since Nov 2009
Sep 6, 2012 filing
- No longer listedCLAYTON, DUBILIER & RICE GP, LLC · GENERAL PARTNER OF HOLDCO · General partner, trustee or manager · indirect via CLAYTON, DUBILIER & RICE HOLDINGS, L.P. ("HOLDCO") · control person · listed since Aug 2009
- No longer listedRICE III, JOSEPH, L. · CHAIRMAN · Less than 5% · listed since Oct 2009
- AddedCLAYTON, DUBILIER & RICE HOLDINGS GP, LLC · GENERAL PARTNER OF HOLDCO · General partner, trustee or manager · indirect via CLAYTON, DUBILIER & RICE HOLDINGS, L.P. ("HOLDCO") · control person
- ChangedCONWAY, KEVIN, JAMES · now a control person
- ChangedGOGEL, DONALD, JAY · title CHIEF EXECUTIVE OFFICER → CHAIRMAN AND CHIEF EXECUTIVE OFFICER; now a control person
- ChangedGORE, THERESA, A. · now a control person
- ChangedMALFETTONE, JOHN, P. · now a control person
- ChangedRICE III, JOSEPH, L. · indirect via CLAYTON, DUBILIER & RICE, INC. ("INC."): ownership 50–75% → 25–50%
Feb 11, 2012 filing (earliest on record)
- ListedCD&R (UK) LLC · PRINCIPAL MEMBER OF CD&R LLP (RELYING ADVISER) · 75% or more · control person
- ListedCLAYTON, DUBILIER & RICE GP, LLC · GENERAL PARTNER OF HOLDCO · General partner, trustee or manager · indirect via CLAYTON, DUBILIER & RICE HOLDINGS, L.P. ("HOLDCO") · control person
- ListedCLAYTON, DUBILIER & RICE HOLDINGS, L.P · SOLE MANAGING MEMBER OF UK LLC · 75% or more · indirect via CD&R (UK) LLC ("UK LLC") · control person
- ListedCLAYTON, DUBILIER & RICE HOLDINGS, L.P. · SOLE MANAGING MEMBER OF CLAYTON, DUBILIER & RICE, LLC · 75% or more · control person
- ListedCLAYTON, DUBILIER & RICE HOLDINGS, L.P. · SOLE SHAREHOLDER OF CD&R LIMITED · 75% or more · indirect via CLAYTON, DUBILIER & RICE LIMITED ("CD&R LIMITED") · control person
- ListedCLAYTON, DUBILIER & RICE LIMITED · SOLE SHAREHOLDER OF CLAYTON, DUBILIER & RICE BETEILIGUNGSBERATUNG GMBH ("CD&R GMBH") (RELYING ADVISER) · 75% or more · control person
- ListedCLAYTON, DUBILIER & RICE, INC. · SOLE AND MANAGING MEMBER OF GP MIDCO · General partner, trustee or manager · indirect via CLAYTON, DUBILIER & RICE HOLDINGS GP, LLC ("GP MIDCO") · control person
- ListedCLAYTON, DUBILIER & RICE, INC. · LIMITED PARTNER OF HOLDCO · 75% or more · indirect via CLAYTON, DUBILIER & RICE HOLDINGS, L.P. · control person
- ListedCONWAY, KEVIN, JAMES · VP, SECRETARY AND ASST. TREASURER · Less than 5%
- ListedGOGEL, DONALD, J. · SHAREHOLDER OF INC. · 50–75% · indirect via CLAYTON, DUBILIER & RICE, INC. · control person
- ListedGOGEL, DONALD, JAY · CHIEF EXECUTIVE OFFICER · Less than 5%
- ListedGORE, THERESA, A. · CHIEF FINANCIAL OFFICER · Less than 5%
- ListedMALFETTONE, JOHN, P. · CHIEF COMPLIANCE OFFICER · Less than 5%
- ListedRICE III, JOSEPH, L. · SHAREHOLDER OF INC. · 50–75% · indirect via CLAYTON, DUBILIER & RICE, INC. ("INC.")
- ListedRICE III, JOSEPH, L. · CHAIRMAN · Less than 5%
- ListedTERRANEO, SONJA · MANAGING DIRECTOR OF CD&R GMBH · Less than 5% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Clayton, Dubilier & Rice, LLC Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | Agilon Health, Inc. | AGL | 00857U206 | $318.4M | 43.91% | 4,000,000 | SH |
| 2 | Resideo Technologies, Inc. | REZI | 76118Y104 | $272.1M | 37.53% | 14,991,916 | SH |
| 3 | ADI Global Distribution Inc | ADIG | 001026103 | $134.3M | 18.53% | 7,495,958 | SH |
| 4 | Columbus McKinnon Corporation | CMCO | 199333105 | $241.8K | 0.03% | 15,180 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-11-12 | $725.0M | 4 | 0001104659-26-126072 |
| 2026-06-30 | 2026-07-29 | $895.0M | 2 | 0001104659-26-087892 |
| 2026-03-31 | 2026-05-08 | $536.5M | 2 | 0001104659-26-057668 |
| 2025-12-31 | 2026-02-09 | $595.0M | 2 | 0001104659-26-011833 |
Filer Information
Address
550 MADISON AVENUE32ND FLOOR
NEW YORK, NY 10022
Phone
(212) 407-5200
Filing Manager
Clayton, Dubilier & Rice, LLC
NEW YORK, NY
Signatory
Terrianne Patnode
Chief Compliance Officer