Top Institutional Investors

Pointe Capital Management LLC — 13F Holdings & Portfolio

CIK 1640335 · latest 13F-HR filed 2026-05-15

Backtest portfolio

Pointe Capital Management LLC manages $201.9M in 13F-reported U.S. long-equity assets across 153 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are IWF (8.27%), VYM (7.15%), VCSH (5.73%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 10 new positions, exited 11, added to 47, and trimmed 50.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM

$201.9M

Long-equity book

Holdings

153

Distinct positions

Period

2026-03-31

Filed 2026-05-15

Q/Q Activity

+10 / −11 / ↑47 / ↓50

vs 2025-12-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • ISHARES 1-3 YR TREASURY BOND ETF$740.2K +8.2%
  • VANGUARD TOTAL STOCK MARKET ETF$669.7K +57.8%
  • ISHARES RUSSELL 1000 VALUE ETF$570.9K +9.0%
  • COSTCO WHOLESALE CORP$440.5K +15.5%
  • ISHARES CORE MSCI EMERGING MARKETS ETF$401.6K +6.3%
Show all 47 →

Top Trims

  • ISHARES RUSSELL 1000 GROWTH ETF-$1.6M -8.7%
  • MICROSOFT-$1.1M -25.8%
  • BERKSHIRE HATHAWAY INC-$453.6K -7.2%
  • AMAZON.COM INC-$437.3K -17.9%
  • ALPHABET INC-$403.8K -12.7%
Show all 50 →

New Positions

  • ASTRAZENECA PLC$535.4K
  • BROADCOM INC$498.9K
  • CONSTELLATION ENERGY CORP$394.3K
  • NUVEEN S&P 500 DYNAMIC OVERWRI$390.6K
  • NEOS S&P 500 HIGH INCOME ETF$352.2K
Show all 10 →

Exited Positions

  • ASTRAZENECA PLC- SPONS ADR$537.1K
  • SOFI TECHNOLOGIES INC COM$484.1K
  • DOMINION RESOURCES INC$429.9K
  • VANGUARD TOTAL INTERNATIONAL BOND SHS$268.4K
  • BOOKING HOLDINGS INC COM$235.6K
Show all 11 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES RUSSELL 1000 GROWTH ETF IWF 464287614 $16.7M 8.27% 39,171 SH
2 VANGUARD HIGH DIVIDEND YIELD INDEX ETF VYM 921946406 $14.4M 7.15% 97,516 SH
3 VANGUARD SHORT-TERM CORPORATE BOND ETF VCSH 92206C409 $11.6M 5.73% 145,883 SH
4 ISHARES 1-3 YR TREASURY BOND ETF SHY 464287457 $9.8M 4.85% 118,543 SH
5 ISHARES RUSSELL 1000 VALUE ETF IWD 464287598 $6.9M 3.42% 32,296 SH
6 ISHARES CORE MSCI EMERGING MARKETS ETF IEMG 46434G103 $6.7M 3.34% 96,689 SH
7 SPDR GOLD ETF GLD 78463V107 $6.2M 3.08% 14,453 SH
8 BERKSHIRE HATHAWAY INC BRK.B 084670702 $5.9M 2.91% 12,270 SH
9 APPLE INC AAPL 037833100 $5.7M 2.81% 22,361 SH
10 MICROSOFT MSFT 594918104 $3.3M 1.64% 8,932 SH
11 COSTCO WHOLESALE CORP COST 22160K105 $3.3M 1.62% 3,285 SH
12 RTX CORPORATION RTX 75513E101 $3.1M 1.54% 16,130 SH
13 ISHARES MSCI EAFE ETF EFA 464287465 $3.1M 1.54% 31,980 SH
14 JPMORGAN CHASE & CO JPM 46625H100 $2.9M 1.45% 9,939 SH
15 ISHARES MSCI EAFE SMALL CAP ETF SCZ 464288273 $2.9M 1.42% 36,471 SH
16 ALPHABET INC GOOG 02079K107 $2.8M 1.38% 9,700 SH
17 ISHARES RUSSELL MIDCAP GROWTH ETF IWP 464287481 $2.7M 1.35% 21,292 SH
18 ISHARES AGGREGATE BOND ETF AGG 464287226 $2.6M 1.28% 26,017 SH
19 ISHARES RUSSELL MIDCAP VALUE INDEX IWS 464287473 $2.2M 1.11% 15,362 SH
20 CALAMOS STRATEGIC TOTAL RETURN FD CSQ 128125101 $2.1M 1.05% 124,101 SH
21 ISHARES RUSSELL 2000 VALUE IWN 464287630 $2.1M 1.05% 11,198 SH
22 ISHARES RUSSELL 2000 ETF IWM 464287655 $2.1M 1.03% 8,418 SH
23 AMAZON.COM INC AMZN 023135106 $2.0M 0.99% 9,617 SH
24 GOOGLE INC GOOGL 02079K305 $2.0M 0.97% 6,837 SH
25 NVIDIA CORPORATION NVDA 67066G104 $1.9M 0.96% 11,100 SH
26 VANGUARD TOTAL STOCK MARKET ETF VTI 922908769 $1.8M 0.91% 5,697 SH
27 BAKER HUGHES INC BKR 05722G100 $1.7M 0.83% 27,454 SH
28 ALPS TRUST ETF ALERIAN MLP AMLP 00162Q452 $1.6M 0.82% 31,281 SH
29 ISHARES RUSSELL 2000 GROWTH INDEX IWO 464287648 $1.6M 0.78% 5,039 SH
30 EATON VANCE TAX MANAGED ETY 27828N102 $1.6M 0.77% 113,351 SH
31 ISHARES CORE S&P MID CAP ETF IJH 464287507 $1.5M 0.77% 22,947 SH
32 STATE STREET DOUBLELINE TOTAL RETURN TACTICAL ETF TOTL 78467V848 $1.5M 0.72% 36,735 SH
33 EATON VANCE TAX MANAGED GLOBAL EQUITY EXG 27829F108 $1.5M 0.72% 168,107 SH
34 META PLATFORMS INC META 30303M102 $1.4M 0.69% 2,433 SH
35 TJX COS INC TJX 872540109 $1.3M 0.66% 8,383 SH
36 MASTERCARD INC MA 57636Q104 $1.3M 0.64% 2,605 SH
37 EXXON MOBIL CORP XOM 30231G102 $1.3M 0.64% 7,586 SH
38 GOLDMAN SACHS GROUP INC GS 38141G104 $1.3M 0.63% 1,496 SH
39 LINDE PLC SHS LIN G54950103 $1.2M 0.58% 2,378 SH
40 ORACLE CORPORATION ORCL 68389X105 $1.1M 0.56% 7,666 SH
41 ENTERPRISE PRODS PARTNERS L P EPD 293792107 $1.1M 0.54% 29,061 SH
42 NETFLIX COM INC NFLX 64110L106 $1.1M 0.54% 11,436 SH
43 ELI LILLY & CO LLY 532457108 $1.1M 0.54% 1,184 SH
44 CISCO SYS INC CSCO 17275R102 $987.2K 0.49% 12,723 SH
45 STATE STREET SPDR BLOOMBERG 1-3 MONTH T-BILL ETF BIL 78468R663 $970.6K 0.48% 10,591 SH
46 O REILLY AUTOMOTIVE INC ORLY 67103H107 $952.6K 0.47% 10,320 SH
47 JPMORGAN EQUITY PREMIUM INCOME ETF JEPI 46641Q332 $918.8K 0.45% 16,210 SH
48 CONOCOPHILLIPS COP 20825C104 $909.6K 0.45% 6,891 SH
49 VISA INC V 92826C839 $898.0K 0.44% 2,971 SH
50 ISHARES MSCI EAFE VALUE INDEX ETF EFV 464288877 $897.3K 0.44% 12,069 SH
Filing History
Period Filed AUM Holdings Accession
2026-03-31 2026-05-15 $201.9M 153 0001640335-26-000003
2025-12-31 2026-02-17 $201.6M 154 0001640335-26-000001
2025-09-30 2025-11-24 $204.5M 154 0001640335-25-000006