RITHOLTZ WEALTH MANAGEMENT — 13F Holdings & Portfolio
CIK 1698218 · latest 13F-HR filed 2026-11-05
RITHOLTZ WEALTH MANAGEMENT manages $6.96B in 13F-reported U.S. long-equity assets across 1,404 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are VTI (9.29%), IVV (5.02%), STIP (3.79%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 192 new positions and exited 104; 464 existing positions rose in reported value and 489 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$6.96B
Long-equity book
Holdings
1,404
Distinct positions
Period
2026-09-30
Filed 2026-11-05
Q/Q Activity
+192 / −104 / ↑464 / ↓489
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26VTI9.3% · +2%IVV5.0% · -4%STIP3.8% · +5%AAPL3.4% · +4%QQQM3.1% · +18374%BND2.6% · +16%FBND2.6% · +2%NVDA2.5% · +5%VFMO2.4% · +1%DFSV2.2% · +1%IEFA1.9% · -1%AGG1.8% · +2%SPYM1.6% · +2100%DISV1.5% · +1%MSFT1.5% · +8%IMTM1.4% · +2%IEMG1.1% · -1%AMZN0.9% · +4%GOOGL0.9% · +11%DFEV0.9% · +1%GOOG0.9% · +15%IGSB0.7% · +7%GTND0.7% · -5%MU0.6% · +10%AVGO0.5% · +2%JPM0.5% · +3%TSM0.5% · -2%LQD0.5% · -16%META0.4% · +4%SPY0.4% · -78%QQQ0.4% · -88%SUB0.4% · +1%JNJ0.4% · +5%LLY0.4% · +4%BRK.B0.4% · +4%V0.4% · +3%WMT0.4% · -1%COST0.4% · +4%AMD0.3% · +9%STX0.3% · -11%WDC0.3% · -10%TSLA0.3% · -1%ORI0.3% · -1%GILD0.3% · +0%HSBC0.3% · +3%VEA0.3% · -2%XOM0.3% · +10%VOO0.3% · -2%VTIP0.3% · +265%C0.3% · +3%IBIT0.3% · +1%TRV0.2% · +10%ABBV0.2% · +23%ASML0.2% · +3%IJR0.2% · -5%BAC0.2% · +5%SPBO0.2% · +516%MO0.2% · +2%MA0.2% · +9%NVS0.2% · -2%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 36.9%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Aug 10, 2026.
Assets Under Management
$9.42B
Discretionary
$8.51B
Employees
83
Accounts
13,828
Address
24 WEST 40TH STREET
15TH FLOOR
NEW YORK, NY 10018
15TH FLOOR
NEW YORK, NY 10018
Phone
(212) 625-1200
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| BATNICK, MICHAEL, HENRY Control | MANAGING MEMBER since Oct 2013 | 10–25% | Individual |
| BROWN, JOSHUA, MORGAN Control | MANAGING MEMBER since Aug 2013 | 25–50% | Individual |
| RITHOLTZ, BARRY, LAWRENCE Control | MANAGING MEMBER since Aug 2013 | 5–10% | Individual |
| VENNE, KRISTOPHER, PIERRE Control | MANAGING MEMBER since Oct 2013 | 10–25% | Individual |
| ARTZEROUNIAN, WILLIAM, JAMES | MANAGING MEMBER since Oct 2024 | Less than 5% | Individual |
| CARLSON, BENJAMIN, PATRICK | MANAGING MEMBER since Apr 2019 | Less than 5% | Individual |
| CHAIKEN, ANNA, G. | MANAGING MEMBER since Jan 2023 | Less than 5% | Individual |
| COHEN, ROSS, DAVID | MANAGING MEMBER since Jan 2026 | Less than 5% | Individual |
| COULTHARD, BENJAMIN, EVERITT | MANAGING MEMBER since Jan 2024 | Less than 5% | Individual |
| DUQUESNAY, MARGARET, BLAIR | MANAGING MEMBER since Jan 2022 | Less than 5% | Individual |
| FERRARO, PATRICIA, MARIE | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER since Mar 2020 | Less than 5% | Individual |
| FISHMAN, JOEL, CRAIG | MANAGING MEMBER since Apr 2019 | Less than 5% | Individual |
| HOLLIS, TAYLOR, DAWN | MANAGING MEMBER since Feb 2025 | Less than 5% | Individual |
| ISOLA, DINAMARIE, ROSE | MANAGING MEMBER since Apr 2019 | Less than 5% | Individual |
| KATZEN, MICHELLE, NICOLE | MANAGING MEMBER since Jul 2023 | Less than 5% | Individual |
| KLUENDER, DYLAN | MANAGING MEMBER since Mar 2024 | Less than 5% | Individual |
| LAROSA, DANIEL, ROBERT | MANAGING MEMBER since Jan 2023 | Less than 5% | Individual |
| LOHRIUS, MATTHEW, JAMES | MANAGING MEMBER since Jan 2024 | Less than 5% | Individual |
| MAGGIULLI, NICHOLAS, RAY | MANAGING MEMBER since Jan 2022 | Less than 5% | Individual |
| MAURO, ERIKA, CHRISTINE | MANAGING MEMBER since Apr 2019 | Less than 5% | Individual |
| NOVY, JONATHAN, SINGER | MANAGING MEMBER since Jan 2021 | Less than 5% | Individual |
| PALUMBO, ALEXANDER, JAMES | MANAGING MEMBER since Jan 2020 | Less than 5% | Individual |
| PULFORD, GARY, ALAN | MANAGING MEMBER since Jan 2022 | Less than 5% | Individual |
| ROSEN, BRIAN, ADAM | MANAGING MEMBER since Jan 2021 | Less than 5% | Individual |
| SWEET, WILLIAM, ALAN | MANAGING MEMBER since Apr 2019 | Less than 5% | Individual |
| Sapienza, Nicholas, Charles | MANAGING MEMBER since Jan 2024 | Less than 5% | Individual |
| TINI, JAY, DRENNAN | MANAGING MEMBER since Jan 2023 | 5–10% | Individual |
| Young, Kevin, Michael | MANAGING MEMBER since Jan 2024 | Less than 5% | Individual |
| ZODTNER, PAUL, STEVEN | MANAGING MEMBER since Jan 2023 | Less than 5% | Individual |
Ownership & leadership changes · 15 filings with changes since Aug 16, 2013
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Jan 29, 2026 filing
- AddedCOHEN, ROSS, DAVID · MANAGING MEMBER · Less than 5%
- ChangedBATNICK, MICHAEL, HENRY · ownership 5–10% → 10–25%
- ChangedRITHOLTZ, BARRY, LAWRENCE · ownership 25–50% → 5–10%
- ChangedTINI, JAY, DRENNAN · ownership Less than 5% → 5–10%
- ChangedVENNE, KRISTOPHER, PIERRE · ownership 5–10% → 10–25%
Mar 20, 2025 filing
- AddedARTZEROUNIAN, WILLIAM, JAMES · MANAGING MEMBER · Less than 5%
- AddedHOLLIS, TAYLOR, DAWN · MANAGING MEMBER · Less than 5%
Mar 7, 2024 filing
- AddedCOULTHARD, BENJAMIN, EVERITT · MANAGING MEMBER · Less than 5%
- AddedKATZEN, MICHELLE, NICOLE · MANAGING MEMBER · Less than 5%
- AddedKLUENDER, DYLAN · MANAGING MEMBER · Less than 5%
- AddedLOHRIUS, MATTHEW, JAMES · MANAGING MEMBER · Less than 5%
- AddedSapienza, Nicholas, Charles · MANAGING MEMBER · Less than 5%
- AddedYoung, Kevin, Michael · MANAGING MEMBER · Less than 5%
- ChangedFERRARO, PATRICIA, MARIE · title CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER & MANAGING MEMBER
Mar 16, 2023 filing
- AddedCHAIKEN, ANNA, G. · MANAGING MEMBER · Less than 5%
- AddedLAROSA, DANIEL, ROBERT · MANAGING MEMBER · Less than 5%
- AddedTINI, JAY, DRENNAN · MANAGING MEMBER · Less than 5%
- AddedZODTNER, PAUL, STEVEN · MANAGING MEMBER · Less than 5%
Mar 10, 2022 filing
- AddedDUQUESNAY, MARGARET, BLAIR · MANAGING MEMBER · Less than 5%
- AddedMAGGIULLI, NICHOLAS, RAY · MANAGING MEMBER · Less than 5%
- AddedPULFORD, GARY, ALAN · MANAGING MEMBER · Less than 5%
- ChangedFERRARO, PATRICIA, MARIE · no longer a control person
- ChangedVENNE, KRISTOPHER, PIERRE · now a control person
Mar 11, 2021 filing
- AddedNOVY, JONATHAN, SINGER · MANAGING MEMBER · Less than 5%
- AddedROSEN, BRIAN, ADAM · MANAGING MEMBER · Less than 5%
Mar 30, 2020 filing
- AddedFERRARO, PATRICIA, MARIE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedVENNE, KRISTOPHER, PIERRE · title MANAGING MEMBER & CHIEF COMPLIANCE OFFICER → MANAGING MEMBER
Mar 10, 2020 filing
- AddedPALUMBO, ALEXANDER, JAMES · MANAGING MEMBER · Less than 5%
May 3, 2019 filing
- AddedCARLSON, BENJAMIN, PATRICK · MANAGING MEMBER · Less than 5%
- AddedFISHMAN, JOEL, CRAIG · MANAGING MEMBER · Less than 5%
- AddedISOLA, DINAMARIE, ROSE · MANAGING MEMBER · Less than 5%
- AddedMAURO, ERIKA, CHRISTINE · MANAGING MEMBER · Less than 5%
- AddedSWEET, WILLIAM, ALAN · MANAGING MEMBER · Less than 5%
- ChangedBATNICK, MICHAEL, HENRY · ownership 10–25% → 5–10%
- ChangedVENNE, KRISTOPHER, PIERRE · ownership 10–25% → 5–10%
Mar 11, 2019 filing
- ChangedBATNICK, MICHAEL, HENRY · ownership 5–10% → 10–25%
- ChangedRITHOLTZ, BARRY, LAWRENCE · ownership 50–75% → 25–50%
- ChangedVENNE, KRISTOPHER, PIERRE · ownership 5–10% → 10–25%
Older changes (6 more filings)
Apr 21, 2017 filing
- ChangedVENNE, KRISTOPHER, PIERRE · title MANAGING MEMBER, CHIEF COMPLIANCE OFFICER, & FIDUCIARY COMPLIANCE OFFICER → MANAGING MEMBER & CHIEF COMPLIANCE OFFICER
Jan 30, 2017 filing
- ChangedVENNE, KRISTOPHER, PIERRE · title CHIEF COMPLIANCE OFFICER → MANAGING MEMBER, CHIEF COMPLIANCE OFFICER, & FIDUCIARY COMPLIANCE OFFICER
Nov 13, 2015 filing
- ChangedBATNICK, MICHAEL, HENRY · ownership Less than 5% → 5–10%
- ChangedVENNE, KRISTOPHER, PIERRE · ownership Less than 5% → 5–10%
Jul 13, 2015 filing
- AddedBATNICK, MICHAEL, HENRY · MANAGING MEMBER · Less than 5% · control person
Oct 15, 2013 filing
- AddedVENNE, KRISTOPHER, PIERRE · CHIEF COMPLIANCE OFFICER · Less than 5%
- ChangedRITHOLTZ, BARRY, LAWRENCE · title MANAGING MEMBER & CHIEF COMPLIANCE OFFICER → MANAGING MEMBER
Aug 16, 2013 filing (earliest on record)
- ListedBROWN, JOSHUA, MORGAN · MANAGING MEMBER · 25–50% · control person
- ListedRITHOLTZ, BARRY, LAWRENCE · MANAGING MEMBER & CHIEF COMPLIANCE OFFICER · 50–75% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- INVESCO EXCH TRADED FD TR II$215.0M +18474.6%
- SPDR SERIES TRUST$106.6M +2146.9%
- APPLE INC$38.6M +19.8%
- MICROSOFT CORP$34.1M +49.2%
- NVIDIA CORPORATION$28.5M +20.0%
Top Trims
- INVESCO QQQ TR-$220.5M -88.4%
- STATE STR SPDR S&P 500 ETF T-$102.3M -77.4%
- VANGUARD WELLINGTON FD-$14.1M -7.7%
- WESTERN DIGITAL CORP-$12.6M -36.1%
- ISHARES TR-$8.6M -21.0%
New Positions
- DFA INVT DIMENSIONS GROUP IN$154.2M
- EXXONMOBIL HOLDINGS CORP$18.9M
- ISHARES TR$8.9M
- JAMES HARDIE INDS PLC$4.2M
- ROPER TECHNOLOGIES INC$2.9M
Exited Positions
- DIMENSIONAL ETF TRUST$157.8M
- EXXON MOBIL CORP$14.4M
- FIGURE TECHNOLOGY SOLUTIO$4.6M
- EXCHANGE TRADED CONCEPTS TRU$1.8M
- TAYLOR MORRISON HOME CORP$1.2M
RITHOLTZ WEALTH MANAGEMENT Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | VANGUARD INDEX FDS | VTI | 922908769 | $646.6M | 9.29% | 1,727,690 | SH |
| 2 | ISHARES TR | IVV | 464287200 | $349.6M | 5.02% | 456,467 | SH |
| 3 | ISHARES TR | STIP | 46429B747 | $263.7M | 3.79% | 2,644,952 | SH |
| 4 | APPLE INC | AAPL | 037833100 | $233.9M | 3.36% | 702,421 | SH |
| 5 | INVESCO EXCH TRADED FD TR II | QQQM | 46138G649 | $216.2M | 3.11% | 709,597 | SH |
| 6 | VANGUARD BD INDEX FDS | BND | 921937835 | $181.0M | 2.60% | 2,580,898 | SH |
| 7 | FIDELITY MERRIMACK STR TR | FBND | 316188309 | $180.5M | 2.59% | 4,168,041 | SH |
| 8 | NVIDIA CORPORATION | NVDA | 67066G104 | $170.8M | 2.46% | 747,942 | SH |
| 9 | VANGUARD WELLINGTON FD | VFMO | 921935508 | $169.9M | 2.44% | 748,334 | SH |
| 10 | DFA INVT DIMENSIONS GROUP IN | DFSV | 25239Y170 | $154.2M | 2.22% | 4,115,456 | SH |
| 11 | ISHARES TR | IEFA | 46432F842 | $132.2M | 1.90% | 1,364,121 | SH |
| 12 | ISHARES TR | AGG | 464287226 | $123.7M | 1.78% | 1,308,293 | SH |
| 13 | SPDR SERIES TRUST | SPYM | 78464A854 | $111.5M | 1.60% | 1,242,640 | SH |
| 14 | DIMENSIONAL ETF TRUST | DISV | 25434V781 | $104.4M | 1.50% | 2,412,243 | SH |
| 15 | MICROSOFT CORP | MSFT | 594918104 | $103.5M | 1.49% | 201,739 | SH |
| 16 | ISHARES TR | IMTM | 46434V449 | $98.2M | 1.41% | 1,865,577 | SH |
| 17 | ISHARES INC | IEMG | 46434G103 | $73.0M | 1.05% | 899,499 | SH |
| 18 | AMAZON COM INC | AMZN | 023135106 | $64.9M | 0.93% | 260,435 | SH |
| 19 | ALPHABET INC | GOOGL | 02079K305 | $63.3M | 0.91% | 183,988 | SH |
| 20 | DIMENSIONAL ETF TRUST | DFEV | 25434V740 | $62.4M | 0.90% | 1,470,892 | SH |
| 21 | ALPHABET INC | GOOG | 02079K107 | $60.9M | 0.88% | 178,708 | SH |
| 22 | ISHARES TR | IGSB | 464288646 | $47.2M | 0.68% | 922,153 | SH |
| 23 | EA SERIES TRUST | GTND | 26824D704 | $46.9M | 0.67% | 1,817,515 | SH |
| 24 | MICRON TECHNOLOGY INC | MU | 595112103 | $44.9M | 0.64% | 42,129 | SH |
| 25 | BROADCOM INC | AVGO | 11135F101 | $36.5M | 0.52% | 103,904 | SH |
| 26 | JPMORGAN CHASE & CO | JPM | 46625H100 | $34.0M | 0.49% | 102,900 | SH |
| 27 | TAIWAN SEMICONDUCTOR MANUFAC | TSM | 874039100 | $32.6M | 0.47% | 71,493 | SH |
| 28 | ISHARES TR | LQD | 464287242 | $32.4M | 0.47% | 316,968 | SH |
| 29 | META PLATFORMS INC | META | 30303M102 | $31.1M | 0.45% | 42,877 | SH |
| 30 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $29.8M | 0.43% | 39,101 | SH |
| 31 | INVESCO QQQ TR | QQQ | 46090E103 | $28.9M | 0.42% | 39,076 | SH |
| 32 | ISHARES TR | SUB | 464288158 | $28.3M | 0.41% | 270,927 | SH |
| 33 | JOHNSON & JOHNSON | JNJ | 478160104 | $28.2M | 0.41% | 106,447 | SH |
| 34 | ELI LILLY & CO | LLY | 532457108 | $26.9M | 0.39% | 23,254 | SH |
| 35 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $26.9M | 0.39% | 53,946 | SH |
| 36 | VISA INC | V | 92826C839 | $26.5M | 0.38% | 73,879 | SH |
| 37 | WALMART INC | WMT | 931142103 | $25.3M | 0.36% | 243,638 | SH |
| 38 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $24.7M | 0.36% | 27,187 | SH |
| 39 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $23.9M | 0.34% | 38,990 | SH |
| 40 | SEAGATE TECHNOLOGY HLDNGS PL | STX | G7997R103 | $22.9M | 0.33% | 24,807 | SH |
| 41 | WESTERN DIGITAL CORP | WDC | 958102105 | $22.4M | 0.32% | 49,240 | SH |
| 42 | TESLA INC | TSLA | 88160R101 | $21.9M | 0.32% | 61,827 | SH |
| 43 | OLD REP INTL CORP | ORI | 680223104 | $21.3M | 0.31% | 569,701 | SH |
| 44 | GILEAD SCIENCES INC | GILD | 375558103 | $20.2M | 0.29% | 135,598 | SH |
| 45 | HSBC HLDGS PLC | HSBC | 404280406 | $19.3M | 0.28% | 194,611 | SH |
| 46 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $19.1M | 0.27% | 270,718 | SH |
| 47 | EXXONMOBIL HOLDINGS CORP | XOM | 30233Q108 | $18.9M | 0.27% | 115,916 | SH |
| 48 | VANGUARD INDEX FDS | VOO | 922908363 | $17.9M | 0.26% | 25,529 | SH |
| 49 | VANGUARD MALVERN FDS | VTIP | 922020805 | $17.7M | 0.25% | 358,702 | SH |
| 50 | CITIGROUP INC | C | 172967424 | $17.6M | 0.25% | 135,932 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-11-05 | $6.96B | 1,404 | 0001698218-26-000007 |
| 2026-06-30 | 2026-08-10 | $6.70B | 1,313 | 0001698218-26-000005 |
| 2026-06-30 | 2026-08-11 | $6.70B | 1,313 | 0001698218-26-000006 |
| 2026-03-31 | 2026-04-20 | $5.76B | 1,191 | 0001698218-26-000003 |
| 2025-12-31 | 2026-01-23 | $5.48B | 1,119 | 0001698218-26-000001 |
Filer Information
Address
24 WEST 40TH STREET15TH FLOOR
NEW YORK, NY 10018
Phone
(212) 625-1200
Filing Manager
RITHOLTZ WEALTH MANAGEMENT
NEW YORK, NY
Signatory
Patricia Hatzfeld
Chief Compliance Officer