SeaCrest Wealth Management, LLC — 13F Holdings & Portfolio

CIK 1728121 · latest 13F-HR filed 2026-07-09

SeaCrest Wealth Management, LLC manages $903.4M in 13F-reported U.S. long-equity assets across 550 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are AAPL (8.82%), GOOGL (6.72%), GOOG (4.23%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 49 new positions, exited 134, added to 237, and trimmed 180.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
3000 WESTCHESTER AVENUE
SUITE 206
PURCHASE, NY 10577
Phone
(914) 502-1900
Filing Manager
SeaCrest Wealth Management, LLC
PURCHASE, NY
Signatory
Ronald Lenihan
Chief Compliance Officer
Loading holdings…
AUM

$903.4M

Long-equity book

Holdings

550

Distinct positions

Period

2026-06-30

Filed 2026-07-09

Q/Q Activity

+49 / −134 / ↑237 / ↓180

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • ALPHABET INC$10.5M +20.9%
  • APPLE INC$5.0M +6.8%
  • ALPHABET INC$4.7M +13.9%
  • MICRON TECHNOLOGY INC$4.3M +134.9%
  • VANECK ETF TRUST$3.6M +118.7%
Show all 237

Top Trims

  • SCHWAB STRATEGIC TR-$9.0M -57.2%
  • VANGUARD INDEX FDS-$3.0M -81.4%
  • LAM RESEARCH CORP-$2.8M -68.2%
  • MICROSOFT CORP-$2.8M -14.3%
  • WISDOMTREE TR-$2.7M -54.5%
Show all 180

New Positions

  • REX ETF TR$2.4M
  • SANDISK CORP$2.3M
  • BARCLAYS BANK PLC$1.5M
  • ISHARES TR$1.0M
  • MODINE MFG CO$926.6K
Show all 49

Exited Positions

  • GLOBAL X FDS$4.0M
  • INNOVATOR ETFS TRUST$3.6M
  • INNOVATOR ETFS TRUST$3.0M
  • ROCKET LAB CORP$2.3M
  • VANGUARD WORLD FD$2.2M
Show all 134
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 APPLE INC AAPL 037833100 $79.7M 8.82% 275,264 SH
2 ALPHABET INC GOOGL 02079K305 $60.7M 6.72% 169,757 SH
3 ALPHABET INC GOOG 02079K107 $38.2M 4.23% 108,200 SH
4 NVIDIA CORPORATION NVDA 67066G104 $35.9M 3.98% 179,481 SH
5 BROADCOM INC AVGO 11135F101 $18.6M 2.06% 49,219 SH
6 AMAZON COM INC AMZN 023135106 $17.1M 1.90% 71,856 SH
7 INVESCO QQQ TR QQQ 46090E103 $16.9M 1.87% 22,910 SH
8 MICROSOFT CORP MSFT 594918104 $16.7M 1.85% 44,762 SH
9 ELI LILLY & CO LLY 532457108 $16.3M 1.80% 13,553 SH
10 VANGUARD INDEX FDS VOO 922908363 $10.1M 1.12% 14,751 SH
11 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $9.9M 1.10% 13,247 SH
12 META PLATFORMS INC META 30303M102 $9.9M 1.09% 17,515 SH
13 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $9.6M 1.06% 19,134 SH
14 VANGUARD WORLD FD VGT 92204A702 $8.1M 0.89% 67,386 SH
15 FIRST TR EXCHANGE-TRADED FD FDN 33733E302 $8.0M 0.89% 30,334 SH
16 TAIWAN SEMICONDUCTOR MANUFAC TSM 874039100 $7.6M 0.84% 15,870 SH
17 TESLA INC TSLA 88160R101 $7.5M 0.83% 17,878 SH
18 MICRON TECHNOLOGY INC MU 595112103 $7.5M 0.83% 6,457 SH
19 COSTCO WHOLESALE CORPORATION COST 22160K105 $7.2M 0.80% 7,744 SH
20 VISA INC V 92826C839 $7.1M 0.79% 20,811 SH
21 VANECK ETF TRUST SMH 92189F676 $6.7M 0.74% 10,232 SH
22 SCHWAB STRATEGIC TR SCHG 808524300 $6.7M 0.74% 197,794 SH
23 J P MORGAN EXCHANGE TRADED F JEPI 46641Q332 $6.5M 0.72% 114,678 SH
24 VANGUARD INDEX FDS VTI 922908769 $6.4M 0.71% 17,256 SH
25 CATERPILLAR INC CAT 149123101 $6.1M 0.68% 5,763 SH
26 SCHWAB STRATEGIC TR SCHB 808524102 $6.0M 0.67% 207,508 SH
27 PUTNAM ETF TRUST PVAL 746729300 $6.0M 0.66% 117,096 SH
28 SPDR GOLD TR GLD 78463V107 $6.0M 0.66% 16,194 SH
29 ADVANCED MICRO DEVICES INC AMD 007903107 $5.4M 0.59% 9,217 SH
30 KLA CORP KLAC 482480100 $5.3M 0.59% 17,540 SH
31 GE VERNOVA INC GEV 36828A101 $5.2M 0.57% 4,401 SH
32 JOHNSON & JOHNSON JNJ 478160104 $5.1M 0.57% 20,122 SH
33 AMGEN INC AMGN 031162100 $5.0M 0.55% 13,712 SH
34 SCHWAB STRATEGIC TR SCHV 808524409 $4.9M 0.55% 142,065 SH
35 APPLIED MATLS INC AMAT 038222105 $4.9M 0.55% 6,817 SH
36 JPMORGAN CHASE & CO JPM 46625H100 $4.8M 0.53% 14,560 SH
37 SELECT SECTOR SPDR TR XLK 81369Y803 $4.5M 0.50% 23,731 SH
38 SCHWAB STRATEGIC TR SCHF 808524805 $4.3M 0.48% 155,986 SH
39 CORNING INC GLW 219350105 $4.3M 0.48% 16,836 SH
40 CHEVRON CORPORATION CVX 166764100 $4.0M 0.45% 24,259 SH
41 J P MORGAN EXCHANGE TRADED F JEPQ 46654Q203 $4.0M 0.44% 64,477 SH
42 SCHWAB STRATEGIC TR SCHD 808524797 $3.8M 0.42% 120,926 SH
43 SPROTT ASSET MANAGEMENT LP PSLV 85207K107 $3.8M 0.42% 201,835 SH
44 EXXON MOBIL CORP XOM 30231G102 $3.8M 0.42% 27,832 SH
45 INTEL CORP INTC 458140100 $3.6M 0.40% 25,763 SH
46 ETF SER SOLUTIONS TRFM 26922B683 $3.6M 0.40% 56,655 SH
47 VANGUARD SPECIALIZED FUNDS VIG 921908844 $3.5M 0.39% 14,847 SH
48 ISHARES TR IWF 464287614 $3.3M 0.37% 26,871 SH
49 DIGITALOCEAN HLDGS INC DOCN 25402D102 $3.3M 0.37% 21,075 SH
50 WESTERN DIGITAL CORP WDC 958102105 $3.2M 0.36% 5,075 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-09 $903.4M 550 0001951757-26-000948
2026-03-31 2026-04-15 $935.0M 635 0001951757-26-000599
2025-12-31 2026-01-12 $988.2M 632 0001951757-26-000045