SeaCrest Wealth Management, LLC — 13F Holdings & Portfolio
CIK 1728121 · latest 13F-HR filed 2026-04-15
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$935.0M
Long-equity book
Holdings
635
Distinct positions
Period
2026-03-31
Filed 2026-04-15
Q/Q Activity
+51 / −48 / ↑173 / ↓242
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- CHEVRON CORPORATION$1.7M +42.0%
- APPLIED OPTOELECTRONICS INC$1.7M +807.4%
- DIGITALOCEAN HLDGS INC$1.5M +313.5%
- EXXON MOBIL CORP$1.4M +37.7%
- CORNING INC$1.4M +193.0%
Top Trims
- MICROSOFT CORP-$7.4M -27.5%
- ALPHABET INC-$7.4M -12.8%
- BROADCOM INC-$4.9M -22.2%
- NVIDIA CORPORATION-$4.3M -11.6%
- ALPHABET INC-$4.2M -11.0%
New Positions
- VANGUARD WORLD FD$2.2M
- ASTRAZENECA PLC$1.4M
- ISHARES INC$1.2M
- WESTERN DIGITAL CORP$1.1M
- ISHARES INC$952.1K
Exited Positions
- ASTRAZENECA PLC$1.3M
- AFFIRM HLDGS INC$499.7K
- REDDIT INC$413.7K
- AON PLC$380.7K
- TIDAL TRUST II$358.0K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | APPLE INC | AAPL | 037833100 | $74.6M | 7.98% | 293,952 | SH |
| 2 | ALPHABET INC | GOOGL | 02079K305 | $50.2M | 5.37% | 174,476 | SH |
| 3 | ALPHABET INC | GOOG | 02079K107 | $33.6M | 3.59% | 116,995 | SH |
| 4 | NVIDIA CORPORATION | NVDA | 67066G104 | $33.1M | 3.54% | 189,533 | SH |
| 5 | MICROSOFT CORP | MSFT | 594918104 | $19.5M | 2.08% | 52,624 | SH |
| 6 | BROADCOM INC | AVGO | 11135F101 | $17.3M | 1.85% | 55,851 | SH |
| 7 | AMAZON COM INC | AMZN | 023135106 | $17.2M | 1.84% | 82,721 | SH |
| 8 | INVESCO QQQ TR | QQQ | 46090E103 | $15.7M | 1.68% | 27,155 | SH |
| 9 | SCHWAB STRATEGIC TR | SCHG | 808524300 | $15.7M | 1.67% | 537,292 | SH |
| 10 | ELI LILLY & CO | LLY | 532457108 | $12.7M | 1.36% | 13,787 | SH |
| 11 | META PLATFORMS INC | META | 30303M102 | $11.8M | 1.26% | 20,638 | SH |
| 12 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $11.2M | 1.20% | 23,327 | SH |
| 13 | VANGUARD INDEX FDS | VOO | 922908363 | $10.0M | 1.07% | 16,686 | SH |
| 14 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $9.6M | 1.03% | 14,822 | SH |
| 15 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $9.2M | 0.98% | 9,196 | SH |
| 16 | SPDR GOLD TR | GLD | 78463V107 | $8.0M | 0.85% | 18,518 | SH |
| 17 | J P MORGAN EXCHANGE TRADED F | JEPI | 46641Q332 | $7.8M | 0.83% | 137,320 | SH |
| 18 | VISA INC | V | 92826C839 | $7.7M | 0.82% | 25,388 | SH |
| 19 | FIRST TR EXCHANGE-TRADED FD | FDN | 33733E302 | $7.4M | 0.79% | 31,565 | SH |
| 20 | TAIWAN SEMICONDUCTOR MANUFAC | TSM | 874039100 | $6.5M | 0.69% | 19,156 | SH |
| 21 | JPMORGAN CHASE & CO | JPM | 46625H100 | $6.1M | 0.65% | 20,677 | SH |
| 22 | GE VERNOVA INC | GEV | 36828A101 | $6.0M | 0.64% | 6,882 | SH |
| 23 | VANGUARD WORLD FD | VGT | 92204A702 | $5.9M | 0.63% | 8,418 | SH |
| 24 | TESLA INC | TSLA | 88160R101 | $5.8M | 0.62% | 15,564 | SH |
| 25 | CHEVRON CORPORATION | CVX | 166764100 | $5.8M | 0.62% | 27,875 | SH |
| 26 | JOHNSON & JOHNSON | JNJ | 478160104 | $5.6M | 0.60% | 22,889 | SH |
| 27 | VANGUARD INDEX FDS | VTI | 922908769 | $5.5M | 0.59% | 17,120 | SH |
| 28 | SPROTT ASSET MANAGEMENT LP | PSLV | 85207K107 | $5.3M | 0.57% | 217,563 | SH |
| 29 | CATERPILLAR INC | CAT | 149123101 | $5.3M | 0.57% | 7,481 | SH |
| 30 | EXXON MOBIL CORP | XOM | 30231G102 | $5.2M | 0.56% | 30,876 | SH |
| 31 | AMGEN INC | AMGN | 031162100 | $5.1M | 0.54% | 14,480 | SH |
| 32 | SCHWAB STRATEGIC TR | SCHB | 808524102 | $5.1M | 0.54% | 202,262 | SH |
| 33 | PUTNAM ETF TRUST | PVAL | 746729300 | $5.0M | 0.54% | 108,681 | SH |
| 34 | WISDOMTREE TR | DGRW | 97717X669 | $4.9M | 0.52% | 55,880 | SH |
| 35 | NETFLIX INC. | NFLX | 64110L106 | $4.4M | 0.47% | 46,070 | SH |
| 36 | SCHWAB STRATEGIC TR | SCHV | 808524409 | $4.4M | 0.47% | 144,246 | SH |
| 37 | MERCK & CO INC | MRK | 58933Y105 | $4.2M | 0.44% | 34,568 | SH |
| 38 | LAM RESEARCH CORP | LRCX | 512807306 | $4.2M | 0.44% | 19,446 | SH |
| 39 | GLOBAL X FDS | MLPX | 37954Y293 | $4.0M | 0.43% | 54,316 | SH |
| 40 | PALANTIR TECHNOLOGIES INC | PLTR | 69608A108 | $3.9M | 0.42% | 26,832 | SH |
| 41 | HOME DEPOT INC | HD | 437076102 | $3.9M | 0.42% | 11,874 | SH |
| 42 | SCHWAB STRATEGIC TR | SCHD | 808524797 | $3.9M | 0.41% | 126,410 | SH |
| 43 | J P MORGAN EXCHANGE TRADED F | JEPQ | 46654Q203 | $3.9M | 0.41% | 69,635 | SH |
| 44 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $3.8M | 0.41% | 17,668 | SH |
| 45 | PEPSICO INC | PEP | 713448108 | $3.7M | 0.39% | 23,603 | SH |
| 46 | SCHWAB STRATEGIC TR | SCHF | 808524805 | $3.7M | 0.39% | 147,759 | SH |
| 47 | VANGUARD INDEX FDS | VO | 922908629 | $3.6M | 0.39% | 12,635 | SH |
| 48 | INNOVATOR ETFS TRUST | UJUN | 45782C730 | $3.6M | 0.38% | 96,537 | SH |
| 49 | WASTE MGMT INC DEL | WM | 94106L109 | $3.4M | 0.36% | 14,615 | SH |
| 50 | WALMART INC | WMT | 931142103 | $3.2M | 0.35% | 26,148 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-15 | $935.0M | 635 | 0001951757-26-000599 |
| 2025-12-31 | 2026-01-12 | $988.2M | 632 | 0001951757-26-000045 |