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SeaCrest Wealth Management, LLC — 13F Holdings & Portfolio

CIK 1728121 · latest 13F-HR filed 2026-07-09

Backtest portfolio

SeaCrest Wealth Management, LLC manages $903.4M in 13F-reported U.S. long-equity assets across 550 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are AAPL (8.82%), GOOGL (6.72%), GOOG (4.23%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 49 new positions and exited 134; 237 existing positions rose in reported value and 180 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$903.4M

Long-equity book

Holdings
550

Distinct positions

Period
2026-06-30

Filed 2026-07-09

Q/Q Activity
+49 / −134 / ↑237 / ↓180

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
AAPL8.8% · -6%GOOGL6.7% · -3%GOOG4.2% · -8%NVDA4.0% · -5%AVGO2.1% · -12%AMZN1.9% · -13%QQQ1.9% · -16%MSFT1.8% · -15%LLY1.8% · -2%VOO1.1% · -12%SPY1.1% · -11%META1.1% · -15%BRK.B1.1% · -18%VGT0.9% · +700%FDN0.9% · -4%TSM0.8% · -17%TSLA0.8% · +15%MU0.8% · -31%COST0.8% · -16%V0.8% · -18%SMH0.7% · +28%SCHG0.7% · -63%JEPI0.7% · -16%VTI0.7% · +1%CAT0.7% · -23%SCHB0.7% · +3%PVAL0.7% · +8%GLD0.7% · -12%AMD0.6% · -9%KLAC0.6% · +856%GEV0.6% · -36%JNJ0.6% · -12%AMGN0.6% · -5%SCHV0.5% · -2%AMAT0.5% · +11%JPM0.5% · -30%XLK0.5% · -1%SCHF0.5% · +6%GLW0.5% · +10%CVX0.4% · -13%JEPQ0.4% · -7%SCHD0.4% · -4%PSLV0.4% · -7%XOM0.4% · -10%INTC0.4% · -17%TRFM0.4% · -11%VIG0.4% · -16%IWF0.4% · +262%DOCN0.4% · -9%WDC0.4% · +21%SCHA0.4% · -1%SCHM0.3% · -0%MRVL0.3% · +4%AAOI0.3% · -9%DBEF0.3% · +3%HD0.3% · -32%STX0.3% · +28%IYW0.3% · +0%MRK0.3% · -38%CIBR0.3% · +14%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 34.3%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Aug 10, 2026.

Assets Under Management
$1.53B
Discretionary
$1.45B
Employees
47
Accounts
3,417
Address
3000 WESTCHESTER AVENUE
SUITE 206
PURCHASE, NY 10577
Phone
(914) 502-1900
Website
This firm reports 4 disclosure items on its registration.
Name Title / Status Ownership Type
HEMRIC, STEVEN, HOWARD ControlCHIEF FINANCIAL OFFICER
since Jan 2025
Less than 5%Individual
LENIHAN, RONALD, R ControlMANAGING MEMBER AND CHIEF COMPLIANCE OFFICER
since Jul 2009
Less than 5%Individual
SEACREST MANAGEMENT, LLC ControlMEMBER
since Apr 2008
50–75%Domestic Entity
SULLIVAN, EDWARD, MALACHY ControlPRESIDENT, MANAGING MEMBER
since Apr 2008
50–75%Individual
GUPTA, RAJESH, KUMAR Control
Indirect owner via SEACREST MANAGEMENT, LLC
PARTNER EMERITUS
since Apr 2008
25–50%Individual
LENIHAN, RONALD, R Control
Indirect owner via SEACREST MANAGEMENT, LLC
MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER
since Apr 2008
25–50%Individual
Ownership & leadership changes · 6 filings with changes since Mar 28, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Feb 7, 2025 filing
  • AddedHEMRIC, STEVEN, HOWARD · CHIEF FINANCIAL OFFICER · Less than 5% · control person
Dec 4, 2023 filing
  • ChangedLENIHAN, RONALD, R · indirect via SEACREST MANAGEMENT, LLC: title MANAGING MEMBER → MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER
  • ChangedLENIHAN, RONALD, R · title MANAGING MEMBER → MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER
  • ChangedSULLIVAN, EDWARD, MALACHY · title PRESIDENT, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER → PRESIDENT, MANAGING MEMBER
Mar 31, 2021 filing
  • No longer listedGUPTA, RAJESH, KUMAR · PARTNER EMERITUS · Less than 5% · control person · listed since Jul 2009
Mar 28, 2019 filing
  • ChangedGUPTA, RAJESH, KUMAR · indirect via SEACREST MANAGEMENT, LLC: title MANAGING MEMBER → PARTNER EMERITUS
  • ChangedGUPTA, RAJESH, KUMAR · title MANAGING MEMBER → PARTNER EMERITUS
Mar 30, 2018 filing
  • ChangedGUPTA, RAJESH, KUMAR · title MANAGING PARTNER → MANAGING MEMBER
  • ChangedLENIHAN, RONALD, R · title MANAGING PARTNER → MANAGING MEMBER
  • ChangedSULLIVAN, EDWARD, MALACHY · title PRESIDENT, CHIEF COMPLIANCE OFFICER, MANAGING PARTNER → PRESIDENT, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER
Mar 30, 2016 filing
  • No longer listedSANCHEZ, RICHARD, RAYMOND · MANAGING MEMBER · 25–50% · indirect via SEACREST MANAGEMENT, LLC · control person · listed since Apr 2008
  • No longer listedSANCHEZ, RICHARD, RAYMOND · MANAGING PARTNER · Less than 5% · control person · listed since Jul 2009
Mar 28, 2012 filing (earliest on record)
  • ListedGUPTA, RAJESH, KUMAR · MANAGING MEMBER · 25–50% · indirect via SEACREST MANAGEMENT, LLC · control person
  • ListedGUPTA, RAJESH, KUMAR · MANAGING PARTNER · Less than 5% · control person
  • ListedLENIHAN, RONALD, R · MANAGING MEMBER · 25–50% · indirect via SEACREST MANAGEMENT, LLC · control person
  • ListedLENIHAN, RONALD, R · MANAGING PARTNER · Less than 5% · control person
  • ListedSANCHEZ, RICHARD, RAYMOND · MANAGING MEMBER · 25–50% · indirect via SEACREST MANAGEMENT, LLC · control person
  • ListedSANCHEZ, RICHARD, RAYMOND · MANAGING PARTNER · Less than 5% · control person
  • ListedSEACREST MANAGEMENT, LLC · MEMBER · 50–75% · control person
  • ListedSULLIVAN, EDWARD, MALACHY · PRESIDENT, CHIEF COMPLIANCE OFFICER, MANAGING PARTNER · 50–75% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 237 →

Top Trims

Show all 180 →

New Positions

Show all 49 →

Exited Positions

Show all 134 →

SeaCrest Wealth Management, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 APPLE INC AAPL 037833100 $79.7M 8.82% 275,264 SH
2 ALPHABET INC GOOGL 02079K305 $60.7M 6.72% 169,757 SH
3 ALPHABET INC GOOG 02079K107 $38.2M 4.23% 108,200 SH
4 NVIDIA CORPORATION NVDA 67066G104 $35.9M 3.98% 179,481 SH
5 BROADCOM INC AVGO 11135F101 $18.6M 2.06% 49,219 SH
6 AMAZON COM INC AMZN 023135106 $17.1M 1.90% 71,856 SH
7 INVESCO QQQ TR QQQ 46090E103 $16.9M 1.87% 22,910 SH
8 MICROSOFT CORP MSFT 594918104 $16.7M 1.85% 44,762 SH
9 ELI LILLY & CO LLY 532457108 $16.3M 1.80% 13,553 SH
10 VANGUARD INDEX FDS VOO 922908363 $10.1M 1.12% 14,751 SH
11 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $9.9M 1.10% 13,247 SH
12 META PLATFORMS INC META 30303M102 $9.9M 1.09% 17,515 SH
13 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $9.6M 1.06% 19,134 SH
14 VANGUARD WORLD FD VGT 92204A702 $8.1M 0.89% 67,386 SH
15 FIRST TR EXCHANGE-TRADED FD FDN 33733E302 $8.0M 0.89% 30,334 SH
16 TAIWAN SEMICONDUCTOR MANUFAC TSM 874039100 $7.6M 0.84% 15,870 SH
17 TESLA INC TSLA 88160R101 $7.5M 0.83% 17,878 SH
18 MICRON TECHNOLOGY INC MU 595112103 $7.5M 0.83% 6,457 SH
19 COSTCO WHOLESALE CORPORATION COST 22160K105 $7.2M 0.80% 7,744 SH
20 VISA INC V 92826C839 $7.1M 0.79% 20,811 SH
21 VANECK ETF TRUST SMH 92189F676 $6.7M 0.74% 10,232 SH
22 SCHWAB STRATEGIC TR SCHG 808524300 $6.7M 0.74% 197,794 SH
23 J P MORGAN EXCHANGE TRADED F JEPI 46641Q332 $6.5M 0.72% 114,678 SH
24 VANGUARD INDEX FDS VTI 922908769 $6.4M 0.71% 17,256 SH
25 CATERPILLAR INC CAT 149123101 $6.1M 0.68% 5,763 SH
26 SCHWAB STRATEGIC TR SCHB 808524102 $6.0M 0.67% 207,508 SH
27 PUTNAM ETF TRUST PVAL 746729300 $6.0M 0.66% 117,096 SH
28 SPDR GOLD TR GLD 78463V107 $6.0M 0.66% 16,194 SH
29 ADVANCED MICRO DEVICES INC AMD 007903107 $5.4M 0.59% 9,217 SH
30 KLA CORP KLAC 482480100 $5.3M 0.59% 17,540 SH
31 GE VERNOVA INC GEV 36828A101 $5.2M 0.57% 4,401 SH
32 JOHNSON & JOHNSON JNJ 478160104 $5.1M 0.57% 20,122 SH
33 AMGEN INC AMGN 031162100 $5.0M 0.55% 13,712 SH
34 SCHWAB STRATEGIC TR SCHV 808524409 $4.9M 0.55% 142,065 SH
35 APPLIED MATLS INC AMAT 038222105 $4.9M 0.55% 6,817 SH
36 JPMORGAN CHASE & CO JPM 46625H100 $4.8M 0.53% 14,560 SH
37 SELECT SECTOR SPDR TR XLK 81369Y803 $4.5M 0.50% 23,731 SH
38 SCHWAB STRATEGIC TR SCHF 808524805 $4.3M 0.48% 155,986 SH
39 CORNING INC GLW 219350105 $4.3M 0.48% 16,836 SH
40 CHEVRON CORPORATION CVX 166764100 $4.0M 0.45% 24,259 SH
41 J P MORGAN EXCHANGE TRADED F JEPQ 46654Q203 $4.0M 0.44% 64,477 SH
42 SCHWAB STRATEGIC TR SCHD 808524797 $3.8M 0.42% 120,926 SH
43 SPROTT ASSET MANAGEMENT LP PSLV 85207K107 $3.8M 0.42% 201,835 SH
44 EXXON MOBIL CORP XOM 30231G102 $3.8M 0.42% 27,832 SH
45 INTEL CORP INTC 458140100 $3.6M 0.40% 25,763 SH
46 ETF SER SOLUTIONS TRFM 26922B683 $3.6M 0.40% 56,655 SH
47 VANGUARD SPECIALIZED FUNDS VIG 921908844 $3.5M 0.39% 14,847 SH
48 ISHARES TR IWF 464287614 $3.3M 0.37% 26,871 SH
49 DIGITALOCEAN HLDGS INC DOCN 25402D102 $3.3M 0.37% 21,075 SH
50 WESTERN DIGITAL CORP WDC 958102105 $3.2M 0.36% 5,075 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-09 $903.4M 550 0001951757-26-000948
2026-03-31 2026-04-15 $935.0M 635 0001951757-26-000599
2025-12-31 2026-01-12 $988.2M 632 0001951757-26-000045
Filer Information
Address
3000 WESTCHESTER AVENUE
SUITE 206
PURCHASE, NY 10577
Phone
(914) 502-1900
Filing Manager
SeaCrest Wealth Management, LLC
PURCHASE, NY
Signatory
Ronald Lenihan
Chief Compliance Officer