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Sherman Asset Management, Inc. — 13F Holdings & Portfolio

CIK 1736535 · latest 13F-HR filed 2026-08-05

Backtest portfolio

Sherman Asset Management, Inc. manages $128.9M in 13F-reported U.S. long-equity assets across 136 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IVV (18.46%), VTI (14.27%), XLK (8.16%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 3 new positions, exited 21, added to 68, and trimmed 44.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
1500 PALMA DRIVE
SUITE 133
VENTURA, CA 93003
Phone
(805) 655-5062
Filing Manager
Sherman Asset Management, Inc.
VENTURA, CA
Signatory
Roy Sherman
President
Loading holdings…
AUM

$128.9M

Long-equity book

Holdings

136

Distinct positions

Period

2026-06-30

Filed 2026-08-05

Q/Q Activity

+3 / −21 / ↑68 / ↓44

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • VANGUARD MORNINGSTAR TOTAL STOCK MARKET ETF$6.2M +50.3%
  • STATE STREET TECHNOLOGY SELECT SECTOR SPDR ETF$3.0M +40.0%
  • ISHARES CORE S&P 500 ETF$2.4M +11.2%
  • ORACLE CORP COM$2.1M +1385.2%
  • STATE STREET SPDR PORTFOLIO S&P 600 SMALL CAP ETF$1.8M +86.3%
Show all 68 →

Top Trims

  • META PLATFORMS INC CL A-$956.3K -34.6%
  • SCHWAB US TIPS ETF-$669.7K -41.4%
  • MICROSOFT CORP COM-$580.7K -23.4%
  • COSTCO WHOLESALE CORPORATION COM-$270.4K -29.5%
  • WALMART INC COM-$265.1K -27.4%
Show all 44 →

New Positions

  • STATE STREET SPDR BLOOMBERG 1-3 MONTH T-BILL ETF$2.5M
  • QUALCOMM INC COM$720.7K
  • RIVIAN AUTOMOTIVE INC COM CL A$2.3K
Show all 3 →

Exited Positions

  • NETFLIX INC. COM$129.8K
  • FRESH DEL MONTE PRODUCE INC ORD$65.9K
  • HILTON WORLDWIDE HLDGS INC COM$47.4K
  • TARGET CORP COM$37.2K
  • DISNEY WALT CO COM$29.7K
Show all 21 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES CORE S&P 500 ETF IVV 464287200 $23.8M 18.46% 31,761 SH
2 VANGUARD MORNINGSTAR TOTAL STOCK MARKET ETF VTI 922908769 $18.4M 14.27% 49,695 SH
3 STATE STREET TECHNOLOGY SELECT SECTOR SPDR ETF XLK 81369Y803 $10.5M 8.16% 55,193 SH
4 ISHARES CORE S&P SMALL CAP ETF IJR 464287804 $10.2M 7.89% 68,563 SH
5 ALPHABET INC CAP STK CL A GOOGL 02079K305 $5.0M 3.89% 14,035 SH
6 VANGUARD TOTAL BOND MARKET ETF BND 921937835 $4.1M 3.21% 56,436 SH
7 STATE STREET SPDR PORTFOLIO S&P 600 SMALL CAP ETF SPSM 78468R853 $3.9M 2.99% 66,875 SH
8 APPLE INC COM AAPL 037833100 $3.6M 2.83% 12,591 SH
9 FIRST TRUST NASDAQ CYBERSECURITY ETF CIBR 33734X846 $2.9M 2.27% 32,577 SH
10 ISHARES CORE S&P MID-CAP ETF IJH 464287507 $2.7M 2.13% 35,646 SH
11 STATE STREET SPDR BLOOMBERG 1-3 MONTH T-BILL ETF BIL 78468R663 $2.5M 1.94% 27,320 SH
12 STATE STREET SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF SPDW 78463X889 $2.4M 1.90% 48,543 SH
13 ORACLE CORP COM ORCL 68389X105 $2.3M 1.79% 15,714 SH
14 VANGUARD REAL ESTATE ETF VNQ 922908553 $2.1M 1.66% 22,209 SH
15 TAIWAN SEMICONDUCTOR MANUFACT SPONSORED ADS TSM 874039100 $2.1M 1.66% 4,476 SH
16 MICROSOFT CORP COM MSFT 594918104 $1.9M 1.48% 5,097 SH
17 VANGUARD MORNINGSTAR MID-CAP ETF VO 922908629 $1.8M 1.41% 22,553 SH
18 META PLATFORMS INC CL A META 30303M102 $1.8M 1.40% 3,204 SH
19 STATE STREET CONSUMER DISCRETIONARY SELECT SECTOR SPDR ETF XLY 81369Y407 $1.7M 1.30% 14,287 SH
20 SCHWAB SHORT-TERM US TREASURY ETF SCHO 808524862 $1.5M 1.16% 61,718 SH
21 TESLA INC COM TSLA 88160R101 $1.4M 1.05% 3,211 SH
22 STATE STREET FINANCIAL SELECT SECTOR SPDR ETF XLF 81369Y605 $1.2M 0.96% 23,093 SH
23 AMAZON COM INC COM AMZN 023135106 $1.2M 0.94% 5,073 SH
24 STATE STREET HEALTH CARE SELECT SECTOR SPDR ETF XLV 81369Y209 $1.0M 0.81% 6,571 SH
25 SCHWAB US TIPS ETF SCHP 808524870 $948.8K 0.74% 35,803 SH
26 JPMORGAN CHASE & CO COM JPM 46625H100 $906.7K 0.70% 2,770 SH
27 ELI LILLY & CO COM LLY 532457108 $788.5K 0.61% 657 SH
28 VANGUARD FTSE DEVELOPED MARKETS ETF VEA 921943858 $745.6K 0.58% 10,464 SH
29 VANGUARD MORNINGSTAR GROWTH ETF VUG 922908736 $726.2K 0.56% 8,431 SH
30 VANGUARD ESG U.S. STOCK ETF ESGV 921910733 $724.4K 0.56% 5,478 SH
31 QUALCOMM INC COM QCOM 747525103 $720.7K 0.56% 3,900 SH
32 WALMART INC COM WMT 931142103 $701.5K 0.54% 6,194 SH
33 COSTCO WHOLESALE CORPORATION COM COST 22160K105 $647.2K 0.50% 691 SH
34 STATE STREET CONSUMER STAPLES SELECT SECTOR SPDR ETF XLP 81369Y308 $573.5K 0.44% 6,904 SH
35 ISHARES ESG AWARE MSCI EAFE ETF ESGD 46435G516 $500.2K 0.39% 4,865 SH
36 ISHARES ESG AWARE MSCI USA ETF ESGU 46435G425 $473.5K 0.37% 2,893 SH
37 STATE STREET SPDR S&P BIOTECH ETF XBI 78464A870 $419.7K 0.33% 2,652 SH
38 STATE STREET COMMUNICATION SERVICES SELECT SECTOR SPDR ETF XLC 81369Y852 $408.3K 0.32% 3,811 SH
39 WISDOMTREE ARTIFICIAL INTELLIGENCE AND INNOVATION FUND WTAI 97717Y543 $340.2K 0.26% 7,166 SH
40 SCHWAB U.S. MID-CAP ETF SCHM 808524508 $323.9K 0.25% 8,784 SH
41 NVIDIA CORPORATION COM NVDA 67066G104 $309.3K 0.24% 1,546 SH
42 MASTERCARD INCORPORATED CL A MA 57636Q104 $303.9K 0.24% 591 SH
43 ISHARES FLOATING RATE BOND ETF FLOT 46429B655 $286.9K 0.22% 5,620 SH
44 STATE STREET SPDR PORTFOLIO S&P 500 GROWTH ETF SPYG 78464A409 $278.9K 0.22% 2,344 SH
45 GLOBAL X FINTECH ETF FINX 37954Y814 $262.6K 0.20% 10,636 SH
46 VISA INC COM CL A V 92826C839 $259.2K 0.20% 755 SH
47 JOHNSON & JOHNSON COM JNJ 478160104 $251.2K 0.19% 989 SH
48 MORGAN STANLEY COM NEW MS 617446448 $242.9K 0.19% 1,162 SH
49 MCDONALDS CORP COM MCD 580135101 $242.4K 0.19% 896 SH
50 GOLDMAN SACHS GROUP INC COM GS 38141G104 $221.5K 0.17% 219 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-05 $128.9M 136 0001736535-26-000004
2026-03-31 2026-05-05 $108.7M 154 0001736535-26-000003
2025-12-31 2026-02-05 $118.1M 144 0001736535-26-000001