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Sherman Asset Management, Inc. — 13F Holdings & Portfolio

CIK 1736535 · latest 13F-HR filed 2026-05-05

Backtest portfolio

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM

$108.7M

Long-equity book

Holdings

154

Distinct positions

Period

2026-03-31

Filed 2026-05-05

Q/Q Activity

+14 / −4 / ↑46 / ↓62

vs 2025-12-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • VANGUARD TOTAL BOND MARKET ETF$679.3K +21.1%
  • STATE STREET CONSUMER DISCRETIONARY SELECT SECTOR SPDR ETF$419.3K +36.9%
  • VANGUARD MID-CAP ETF$360.0K +34.6%
  • STATE STREET FINANCIAL SELECT SECTOR SPDR ETF$294.5K +34.9%
  • STATE STREET SPDR PORTFOLIO S&P 600 SMALL CAP ETF$274.5K +15.3%
Show all 46 →

Top Trims

  • ALPHABET INC CAP STK CL A-$1.7M -26.0%
  • STATE STREET SPDR S&P 500 ETF-$1.3M -97.0%
  • TESLA INC COM-$1.2M -49.4%
  • MICROSOFT CORP COM-$1.0M -29.7%
  • CISCO SYS INC COM-$704.8K -86.6%
Show all 62 →

New Positions

  • PALO ALTO NETWORKS INC COM$232.6K
  • GLOBAL X FINTECH ETF$26.7K
  • MICRON TECHNOLOGY INC COM$9.1K
  • BROADCOM INC COM$9.0K
  • ADVANCED MICRO DEVICES INC COM$8.5K
Show all 14 →

Exited Positions

  • ISHARES RUSSELL 2000 ETF$1.0M
  • ROBINHOOD MARKETS, INC.$678.6K
  • CYBERARK SOFTWARE LTD SHS$294.4K
  • VANECK BDC INCOME ETF$49.7K
Show all 4 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES CORE S&P 500 ETF IVV 464287200 $21.4M 19.67% 32,734 SH
2 VANGUARD TOTAL STOCK MARKET ETF VTI 922908769 $12.2M 11.26% 38,145 SH
3 ISHARES CORE S&P SMALL CAP ETF IJR 464287804 $8.5M 7.84% 68,564 SH
4 STATE STREET TECHNOLOGY SELECT SECTOR SPDR ETF XLK 81369Y803 $7.5M 6.91% 56,505 SH
5 ALPHABET INC CAP STK CL A GOOGL 02079K305 $5.0M 4.56% 17,232 SH
6 VANGUARD TOTAL BOND MARKET ETF BND 921937835 $3.9M 3.59% 52,920 SH
7 APPLE INC COM AAPL 037833100 $3.5M 3.23% 13,846 SH
8 META PLATFORMS INC CL A META 30303M102 $2.8M 2.54% 4,826 SH
9 MICROSOFT CORP COM MSFT 594918104 $2.5M 2.28% 6,706 SH
10 ISHARES CORE S&P MID-CAP ETF IJH 464287507 $2.4M 2.21% 35,646 SH
11 STATE STREET SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF SPDW 78463X889 $2.3M 2.16% 51,411 SH
12 FIRST TRUST NASDAQ CYBERSECURITY ETF CIBR 33734X846 $2.3M 2.15% 37,334 SH
13 VANGUARD REAL ESTATE ETF VNQ 922908553 $2.3M 2.07% 25,377 SH
14 STATE STREET SPDR PORTFOLIO S&P 600 SMALL CAP ETF SPSM 78468R853 $2.1M 1.90% 42,843 SH
15 SCHWAB US TIPS ETF SCHP 808524870 $1.6M 1.49% 60,821 SH
16 STATE STREET CONSUMER DISCRETIONARY SELECT SECTOR SPDR ETF XLY 81369Y407 $1.6M 1.43% 14,267 SH
17 TAIWAN SEMICONDUCTOR MANUFACT SPONSORED ADS TSM 874039100 $1.5M 1.39% 4,477 SH
18 AMAZON COM INC COM AMZN 023135106 $1.4M 1.31% 6,835 SH
19 VANGUARD MID-CAP ETF VO 922908629 $1.4M 1.29% 4,871 SH
20 SCHWAB SHORT-TERM US TREASURY ETF SCHO 808524862 $1.2M 1.11% 49,839 SH
21 TESLA INC COM TSLA 88160R101 $1.2M 1.10% 3,211 SH
22 STATE STREET FINANCIAL SELECT SECTOR SPDR ETF XLF 81369Y605 $1.1M 1.05% 23,048 SH
23 STATE STREET HEALTH CARE SELECT SECTOR SPDR ETF XLV 81369Y209 $1.1M 0.97% 7,210 SH
24 WALMART INC COM WMT 931142103 $966.7K 0.89% 7,778 SH
25 COSTCO WHOLESALE CORPORATION COM COST 22160K105 $917.5K 0.84% 921 SH
26 ELI LILLY & CO COM LLY 532457108 $795.9K 0.73% 865 SH
27 VANGUARD FTSE DEVELOPED MARKETS ETF VEA 921943858 $670.6K 0.62% 10,465 SH
28 VANGUARD ESG U.S. STOCK ETF ESGV 921910733 $615.0K 0.57% 5,478 SH
29 STATE STREET COMMUNICATION SERVICES SELECT SECTOR SPDR ETF XLC 81369Y852 $578.0K 0.53% 5,214 SH
30 MASTERCARD INCORPORATED CL A MA 57636Q104 $568.0K 0.52% 1,137 SH
31 STATE STREET CONSUMER STAPLES SELECT SECTOR SPDR ETF XLP 81369Y308 $566.0K 0.52% 6,904 SH
32 ISHARES FLOATING RATE BOND ETF FLOT 46429B655 $521.4K 0.48% 10,233 SH
33 VISA INC COM CL A V 92826C839 $495.8K 0.46% 1,640 SH
34 STATE STREET SPDR PORTFOLIO S&P 500 GROWTH ETF SPYG 78464A409 $486.9K 0.45% 4,973 SH
35 ISHARES ESG AWARE MSCI EAFE ETF ESGD 46435G516 $465.2K 0.43% 4,865 SH
36 ISHARES ESG AWARE MSCI USA ETF ESGU 46435G425 $417.2K 0.38% 2,950 SH
37 MCDONALDS CORP COM MCD 580135101 $398.9K 0.37% 1,284 SH
38 JOHNSON & JOHNSON COM JNJ 478160104 $358.3K 0.33% 1,466 SH
39 STATE STREET SPDR S&P BIOTECH ETF XBI 78464A870 $319.8K 0.29% 2,504 SH
40 SCHWAB U.S. MID-CAP ETF SCHM 808524508 $272.0K 0.25% 8,784 SH
41 NVIDIA CORPORATION COM NVDA 67066G104 $271.2K 0.25% 1,555 SH
42 GILEAD SCIENCES INC COM GILD 375558103 $267.6K 0.25% 1,920 SH
43 COCA COLA CO COM KO 191216100 $264.3K 0.24% 3,476 SH
44 AMGEN INC COM AMGN 031162100 $244.5K 0.22% 695 SH
45 PALO ALTO NETWORKS INC COM PANW 697435105 $232.6K 0.21% 1,451 SH
46 ISHARES CALIFORNIA MUNI BOND ETF CMF 464288356 $212.9K 0.20% 3,744 SH
47 MERCK & CO INC COM MRK 58933Y105 $205.5K 0.19% 1,708 SH
48 WASTE MGMT INC DEL COM WM 94106L109 $203.0K 0.19% 883 SH
49 STATE STREET SPDR S&P KENSHO NEW ECONOMIES COMPOSITE ETF KOMP 78468R648 $198.8K 0.18% 3,400 SH
50 MORGAN STANLEY COM NEW MS 617446448 $191.2K 0.18% 1,162 SH
Filing History
Period Filed AUM Holdings Accession
2026-03-31 2026-05-05 $108.7M 154 0001736535-26-000003
2025-12-31 2026-02-05 $118.1M 144 0001736535-26-000001