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Live Oak Private Wealth LLC — 13F Holdings & Portfolio

CIK 1799877 · latest 13F-HR filed 2026-07-20

Backtest portfolio

Live Oak Private Wealth LLC manages $799.8M in 13F-reported U.S. long-equity assets across 211 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are DFAU (5.19%), BRK.B (3.87%), AAPL (2.63%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 12 new positions and exited 8; 105 existing positions rose in reported value and 49 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$799.8M

Long-equity book

Holdings
211

Distinct positions

Period
2026-06-30

Filed 2026-07-20

Q/Q Activity
+12 / −8 / ↑105 / ↓49

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
DFAU5.2% · +100%BRK.B3.9% · -5%AAPL2.6% · -6%DFAX2.6% · +47%GOOG2.5% · -5%BAC2.5% · -7%SCHW2.3% · -5%GOOGL2.3% · -5%JPM2.0% · -4%CSCO2.0% · -6%DLTR1.9% · -15%MSFT1.9% · -6%LOW1.8% · +1%HCA1.6% · -5%BN1.6% · -6%DFSD1.6% · +58%RTX1.5% · -0%UNH1.5% · -10%ADI1.4% · -8%NVS1.4% · -4%RY1.4% · +2%MKL1.4% · -6%NEM1.4% · -4%CVX1.4% · -3%MRK1.2% · -2%MET1.2% · -2%AMAT1.2% · -7%VSH1.2% · -58%MA1.1% · -9%V1.1% · -10%SLB1.1% · -5%SONY1.1% · -5%DFAI1.1% · +41%IVZ1.1% · -5%DIS1.0% · -5%A1.0% · +4%DHR1.0% · -10%TJX1.0% · -18%BA1.0% · +1%UPS1.0% · -0%DEO0.9% · -5%FCNCA0.9% · -0%AON0.9% · -6%TSM0.9% · -6%CPRT0.9% · newMKC0.8% · newTMO0.8% · -7%CLX0.8% · newTM0.8% · newABT0.8% · -13%DFCF0.7% · +34%XOM0.7% · -4%MCO0.6% · -4%HON0.6% · -50%HONA0.6% · newDUSB0.6% · +394%PM0.6% · -6%LEN0.6% · -8%FERG0.6% · -1%ABBV0.6% · -2%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 27.8%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Apr 29, 2026.

Assets Under Management
$1.32B
Discretionary
$1.32B
Employees
12
Accounts
1,157
Address
1741 TIBURON DRIVE
WILMINGTON, NC 28403
Phone
(844) 469-5679
Website
Name Title / Status Ownership Type
BASINGER, ANDREW, MARSHALL ControlCEO
since Mar 2023
Less than 5%Individual
COLEMAN, JOHN, WILLIAM ControlCO-CHIEF INVESTMENT OFFICER
since Dec 2018
Less than 5%Individual
JOLLEY, FRANK, GEHMAN ControlCO-CHIEF INVESTMENT OFFICER
since Apr 2020
Less than 5%Individual
LIVE OAK BANKING COMPANY ControlMEMBER
since Jun 2018
75% or moreDomestic Entity
MAHAN, JAMES, SLAUGHTER ControlMANAGER
since Jun 2018
Less than 5%Individual
PHIFER, WALTER, JEFFREY ControlCHIEF FINANCIAL OFFICER
since Mar 2023
Less than 5%Individual
SAPP, TERRY, WEBB ControlCHIEF COMPLIANCE OFFICER
since Mar 2023
Less than 5%Individual
SEWARD, GREGORY, WILLIAM ControlGENERAL COUNSEL
since Jul 2019
Less than 5%Individual
LIVE OAK BANCSHARES, INC. Control
Indirect owner via LIVE OAK BANKING COMPANY
SHAREHOLDER
since Mar 2009
75% or moreDomestic Entity
Ownership & leadership changes · 8 filings with changes since Jul 12, 2018

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 31, 2023 filing
  • No longer listedJANSON, SUSAN, NICETA · CEO / MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jul 2019
  • No longer listedJONES, CORY, WAYNE · CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Mar 2022
  • AddedBASINGER, ANDREW, MARSHALL · CEO · Less than 5% · control person
  • AddedPHIFER, WALTER, JEFFREY · CHIEF FINANCIAL OFFICER · Less than 5% · control person
  • AddedSAPP, TERRY, WEBB · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Mar 31, 2022 filing
  • AddedJONES, CORY, WAYNE · CHIEF FINANCIAL OFFICER · Less than 5% · control person
Feb 22, 2022 filing
  • No longer listedCAINES, STEVEN, BRETT · MANAGER AND CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Jun 2018
Mar 31, 2021 filing
  • ChangedJANSON, SUSAN, NICETA · title CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER → CEO / MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER
May 1, 2020 filing
  • AddedJOLLEY, FRANK, GEHMAN · CO-CHIEF INVESTMENT OFFICER · Less than 5% · control person
  • ChangedCOLEMAN, JOHN, WILLIAM · title CHIEF INVESTMENT OFFICER → CO-CHIEF INVESTMENT OFFICER
Aug 16, 2019 filing
  • No longer listedCARROLL, JASON, AARON · CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jun 2018
  • AddedJANSON, SUSAN, NICETA · CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • AddedSEWARD, GREGORY, WILLIAM · GENERAL COUNSEL · Less than 5% · control person
Dec 14, 2018 filing
  • AddedCOLEMAN, JOHN, WILLIAM · CHIEF INVESTMENT OFFICER · Less than 5% · control person
Dec 11, 2018 filing
  • No longer listedCUSTER, SCOTT, MEREDITH · MANAGER · Less than 5% · control person · listed since Jun 2018
Jul 12, 2018 filing (earliest on record)
  • ListedCAINES, STEVEN, BRETT · MANAGER AND CHIEF FINANCIAL OFFICER · Less than 5% · control person
  • ListedCARROLL, JASON, AARON · CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ListedCUSTER, SCOTT, MEREDITH · MANAGER · Less than 5% · control person
  • ListedLIVE OAK BANCSHARES, INC. · SHAREHOLDER · 75% or more · indirect via LIVE OAK BANKING COMPANY · control person
  • ListedLIVE OAK BANKING COMPANY · MEMBER · 75% or more · control person
  • ListedMAHAN, JAMES, SLAUGHTER · MANAGER · Less than 5% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Live Oak Private Wealth LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 DIMENSIONAL ETF TRUST DFAU 25434V104 $41.5M 5.19% 803,153 SH
2 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $30.9M 3.87% 61,850 SH
3 APPLE INC AAPL 037833100 $21.0M 2.63% 72,557 SH
4 DIMENSIONAL ETF TRUST DFAX 25434V880 $20.5M 2.56% 556,763 SH
5 ALPHABET INC GOOG 02079K107 $19.9M 2.49% 56,357 SH
6 BANK OF AMER CORP BAC 060505104 $19.7M 2.46% 344,965 SH
7 SCHWAB CHARLES CORP SCHW 808513105 $18.8M 2.35% 203,521 SH
8 ALPHABET INC GOOGL 02079K305 $18.2M 2.28% 51,031 SH
9 JPMORGAN CHASE & CO JPM 46625H100 $16.0M 2.01% 49,021 SH
10 CISCO SYS INC CSCO 17275R102 $15.8M 1.97% 134,418 SH
11 DOLLAR TREE INC DLTR 256746108 $15.3M 1.91% 126,189 SH
12 MICROSOFT CORP MSFT 594918104 $14.9M 1.87% 39,987 SH
13 LOWES COS INC LOW 548661107 $14.6M 1.83% 66,230 SH
14 HCA HEALTHCARE INC HCA 40412C101 $13.0M 1.62% 33,268 SH
15 BROOKFIELD CORP BN 11271J107 $12.8M 1.60% 300,061 SH
16 DIMENSIONAL ETF TRUST DFSD 25434V864 $12.5M 1.56% 261,804 SH
17 RTX CORPORATION RTX 75513E101 $11.9M 1.49% 62,917 SH
18 UNITEDHEALTH GROUP INC UNH 91324P102 $11.8M 1.47% 28,355 SH
19 ANALOG DEVICES INC ADI 032654105 $11.5M 1.44% 28,928 SH
20 NOVARTIS AG NVS 66987V109 $11.4M 1.42% 72,426 SH
21 ROYAL BK CDA RY 780087102 $11.3M 1.42% 54,783 SH
22 MARKEL GROUP INC MKL 570535104 $11.3M 1.42% 5,805 SH
23 NEWMONT CORP NEM 651639106 $11.0M 1.38% 117,910 SH
24 CHEVRON CORPORATION CVX 166764100 $11.0M 1.37% 66,196 SH
25 MERCK & CO INC MRK 58933Y105 $10.0M 1.25% 77,794 SH
26 METLIFE INC MET 59156R108 $9.7M 1.21% 114,471 SH
27 APPLIED MATLS INC AMAT 038222105 $9.6M 1.19% 13,218 SH
28 VISHAY INTERTECHNOLOGY INC VSH 928298108 $9.3M 1.17% 173,415 SH
29 MASTERCARD INCORPORATED MA 57636Q104 $9.1M 1.14% 17,775 SH
30 VISA INC V 92826C839 $8.8M 1.10% 25,621 SH
31 SLB LIMITED SLB 806857108 $8.7M 1.09% 187,978 SH
32 SONY GROUP CORP SONY 835699307 $8.7M 1.08% 431,463 SH
33 DIMENSIONAL ETF TRUST DFAI 25434V203 $8.6M 1.07% 208,210 SH
34 INVESCO LTD IVZ G491BT108 $8.5M 1.06% 321,030 SH
35 DISNEY WALT CO DIS 254687106 $8.3M 1.04% 86,551 SH
36 AGILENT TECHNOLOGIES INC A 00846U101 $8.3M 1.04% 62,500 SH
37 DANAHER CORP DEL DHR 235851102 $8.0M 1.00% 42,178 SH
38 TJX COS INC NEW TJX 872540109 $8.0M 1.00% 52,671 SH
39 BOEING CO BA 097023105 $8.0M 1.00% 36,831 SH
40 UNITED PARCEL SVCS INC UPS 911312106 $7.9M 0.98% 73,237 SH
41 DIAGEO PLC DEO 25243Q205 $7.2M 0.91% 90,156 SH
42 FIRST CTZNS BANCSHARES INC D FCNCA 31946M103 $7.2M 0.90% 3,454 SH
43 AON PLC AON G0403H108 $7.1M 0.89% 21,499 SH
44 TAIWAN SEMICONDUCTOR MANUFAC TSM 874039100 $7.1M 0.89% 14,900 SH
45 COPART INC CPRT 217204106 $7.1M 0.88% 250,804 SH
46 MCCORMICK & CO INC MKC 579780206 $6.7M 0.84% 133,195 SH
47 THERMO FISHER SCIENTIFIC INC TMO 883556102 $6.5M 0.81% 12,948 SH
48 CLOROX CO DEL CLX 189054109 $6.3M 0.78% 65,586 SH
49 TOYOTA MOTOR CORP TM 892331307 $6.1M 0.76% 36,105 SH
50 ABBOTT LABORATORIES ABT 002824100 $6.1M 0.76% 66,922 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-20 $799.8M 211 0001398344-26-012327
2026-03-31 2026-04-20 $717.3M 207 0001398344-26-006713
2025-12-31 2026-01-23 $734.2M 198 0001398344-26-001078
Filer Information
Address
1741 TIBURON DRIVE
WILMINGTON, NC 28403
Phone
(844) 469-5679
Filing Manager
Live Oak Private Wealth LLC
WILMINGTON, NC
Signatory
Terry Webb Sapp
Chief Compliance Officer