Kaizen Financial Strategies — 13F Holdings & Portfolio
CIK 1842013 · latest 13F-HR filed 2026-05-01
Kaizen Financial Strategies manages $236.5M in 13F-reported U.S. long-equity assets across 174 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are SPY (7.78%), SCHG (7.53%), AAPL (6.41%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 22 new positions, exited 15, added to 73, and trimmed 45.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$236.5M
Long-equity book
174
Distinct positions
2026-03-31
Filed 2026-05-01
+22 / −15 / ↑73 / ↓45
vs 2025-12-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- VANGUARD WHITEHALL FDS$3.1M +649.7%
- VANGUARD MALVERN FDS$1.7M +169.7%
- VANECK ETF TRUST$1.5M +44.6%
- J P MORGAN EXCHANGE TRADED F$1.1M +19.1%
- SANDISK CORP$800.2K +269.7%
Top Trims
- BLACKSTONE INC-$1.0M -24.3%
- APPLE INC-$942.4K -5.9%
- MICROSOFT CORP-$697.1K -19.2%
- CAPITAL GROUP DIVIDEND VALUE-$695.8K -5.2%
- VANGUARD SPECIALIZED FUNDS-$642.4K -16.9%
New Positions
- SCHWAB STRATEGIC TR$2.0M
- J P MORGAN EXCHANGE TRADED F$1.5M
- LISTED FDS TR$394.2K
- ISHARES INC$293.5K
- LEONARDO DRS INC$288.1K
Exited Positions
- SCHWAB STRATEGIC TR$3.8M
- PROSHARES TR II$571.2K
- UNITED STS OIL FD LP$440.7K
- ISHARES INC$423.8K
- WORLD GOLD TR$322.7K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $18.4M | 7.78% | 26,225 | SH |
| 2 | SCHWAB STRATEGIC TR | SCHG | 808524300 | $17.8M | 7.53% | 554,386 | SH |
| 3 | APPLE INC | AAPL | 037833100 | $15.2M | 6.41% | 57,584 | SH |
| 4 | CAPITAL GROUP DIVIDEND VALUE | CGDV | 14020W106 | $12.6M | 5.33% | 277,840 | SH |
| 5 | NVIDIA CORPORATION | NVDA | 67066G104 | $10.3M | 4.36% | 51,976 | SH |
| 6 | VANGUARD MALVERN FDS | VCRB | 922020748 | $9.9M | 4.17% | 127,046 | SH |
| 7 | SCHWAB STRATEGIC TR | SCHI | 808524698 | $8.4M | 3.55% | 368,644 | SH |
| 8 | ALPHABET INC | GOOG | 02079K107 | $7.8M | 3.29% | 23,384 | SH |
| 9 | J P MORGAN EXCHANGE TRADED F | JIRE | 46641Q134 | $7.1M | 2.99% | 88,160 | SH |
| 10 | AMAZON COM INC | AMZN | 023135106 | $5.0M | 2.13% | 20,129 | SH |
| 11 | VANECK ETF TRUST | SMH | 92189F676 | $5.0M | 2.10% | 10,910 | SH |
| 12 | ALPHABET INC | GOOGL | 02079K305 | $3.8M | 1.63% | 11,455 | SH |
| 13 | VANGUARD WHITEHALL FDS | VYM | 921946406 | $3.5M | 1.49% | 22,948 | SH |
| 14 | BLACKSTONE INC | BX | 09260D107 | $3.2M | 1.34% | 24,696 | SH |
| 15 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $3.2M | 1.34% | 14,046 | SH |
| 16 | MICROSOFT CORP | MSFT | 594918104 | $2.9M | 1.24% | 6,998 | SH |
| 17 | VANGUARD MALVERN FDS | VPLS | 922020755 | $2.8M | 1.17% | 35,667 | SH |
| 18 | SCHWAB STRATEGIC TR | FNDB | 808524789 | $2.7M | 1.13% | 94,001 | SH |
| 19 | INVESCO QQQ TR | QQQ | 46090E103 | $2.6M | 1.10% | 4,076 | SH |
| 20 | TESLA INC | TSLA | 88160R101 | $2.4M | 1.01% | 6,128 | SH |
| 21 | SCHWAB STRATEGIC TR | SCHR | 808524854 | $2.2M | 0.91% | 86,789 | SH |
| 22 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $2.1M | 0.88% | 13,691 | SH |
| 23 | NEOS ETF TRUST | SPYI | 78433H303 | $2.0M | 0.85% | 38,477 | SH |
| 24 | SCHWAB STRATEGIC TR | SCUS | 808524623 | $2.0M | 0.84% | 79,122 | SH |
| 25 | SCHWAB STRATEGIC TR | FNDA | 808524763 | $2.0M | 0.84% | 57,105 | SH |
| 26 | NEOS ETF TRUST | QQQI | 78433H675 | $2.0M | 0.83% | 36,751 | SH |
| 27 | STATE STR SPDR DOW JONES IND | DIA | 78467X109 | $1.8M | 0.74% | 3,621 | SH |
| 28 | SCHWAB STRATEGIC TR | FNDE | 808524730 | $1.7M | 0.73% | 42,955 | SH |
| 29 | META PLATFORMS INC | META | 30303M102 | $1.6M | 0.68% | 2,384 | SH |
| 30 | ARGAN INC | AGX | 04010E109 | $1.6M | 0.66% | 2,581 | SH |
| 31 | J P MORGAN EXCHANGE TRADED F | JIVE | 46654Q757 | $1.5M | 0.65% | 16,992 | SH |
| 32 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $1.5M | 0.65% | 5,498 | SH |
| 33 | SPDR SERIES TRUST | XTL | 78464A540 | $1.5M | 0.61% | 6,633 | SH |
| 34 | ELI LILLY & CO | LLY | 532457108 | $1.4M | 0.60% | 1,580 | SH |
| 35 | VANGUARD INDEX FDS | VOO | 922908363 | $1.4M | 0.60% | 2,210 | SH |
| 36 | TEMPLETON EMERGING MKTS INCO | TEI | 880192109 | $1.2M | 0.49% | 174,506 | SH |
| 37 | AMPLIFY ETF TR | BLOK | 032108607 | $1.1M | 0.47% | 19,130 | SH |
| 38 | SCHWAB STRATEGIC TR | FNDF | 808524755 | $1.1M | 0.47% | 21,443 | SH |
| 39 | SANDISK CORP | SNDK | 80004C200 | $1.1M | 0.46% | 1,193 | SH |
| 40 | ETF SER SOLUTIONS | QTUM | 26922A420 | $1.1M | 0.46% | 8,666 | SH |
| 41 | KRATOS DEFENSE & SEC SOLUTIO | KTOS | 50077B207 | $1.1M | 0.45% | 14,400 | SH |
| 42 | VANGUARD INTL EQUITY INDEX F | VWO | 922042858 | $1.0M | 0.43% | 17,544 | SH |
| 43 | GE VERNOVA INC | GEV | 36828A101 | $984.3K | 0.42% | 1,006 | SH |
| 44 | CATERPILLAR INC | CAT | 149123101 | $963.2K | 0.41% | 1,247 | SH |
| 45 | VANGUARD INDEX FDS | VTI | 922908769 | $954.4K | 0.40% | 2,758 | SH |
| 46 | VANGUARD SCOTTSDALE FDS | VGSH | 92206C102 | $908.0K | 0.38% | 15,526 | SH |
| 47 | INVESCO EXCHANGE TRADED FD T | RSPT | 46137V282 | $904.5K | 0.38% | 17,869 | SH |
| 48 | APPLIED MATLS INC | AMAT | 038222105 | $871.0K | 0.37% | 2,234 | SH |
| 49 | LAM RESEARCH CORP | LRCX | 512807306 | $861.6K | 0.36% | 3,302 | SH |
| 50 | SPDR SERIES TRUST | XSD | 78464A862 | $852.5K | 0.36% | 2,110 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-01 | $236.5M | 174 | 0001842013-26-000003 |
| 2025-12-31 | 2026-01-21 | $226.7M | 165 | 0001842013-26-000002 |