Top Institutional Investors

Kaizen Financial Strategies — 13F Holdings & Portfolio

CIK 1842013 · latest 13F-HR filed 2026-07-30

Backtest portfolio

Kaizen Financial Strategies manages $307.7M in 13F-reported U.S. long-equity assets across 176 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SMH (7.60%), SCHG (5.76%), AAPL (5.32%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 15 new positions, exited 15, added to 74, and trimmed 46.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
2105 SOUTH BASCOM AVE, SUITE 295
CAMPBELL, CA 95008
Phone
(408) 819-9010
Filing Manager
Kaizen Financial Strategies
CAMPBELL, CA
Signatory
John Stachnick
Chief Compliance Officer
Loading holdings…
AUM

$307.7M

Long-equity book

Holdings

176

Distinct positions

Period

2026-06-30

Filed 2026-07-30

Q/Q Activity

+15 / −15 / ↑74 / ↓46

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • SCHWAB STRATEGIC TR$3.4M +126.5%
  • VANGUARD INDEX FDS$3.2M +223.5%
  • VANGUARD WHITEHALL FDS$2.7M +77.9%
  • SCHWAB STRATEGIC TR$2.5M +227.5%
  • VANECK ETF TRUST$1.9M +37.5%
Show all 74 →

Top Trims

  • STATE STR SPDR S&P 500 ETF T-$3.8M -20.5%
  • VANGUARD MALVERN FDS-$1.3M -13.5%
  • SCHWAB STRATEGIC TR-$916.9K -46.0%
  • NEOS ETF TRUST-$720.1K -35.9%
  • AMAZON COM INC-$715.0K -14.2%
Show all 46 →

New Positions

  • LISTED FDS TR$567.1K
  • VANGUARD INTL EQUITY INDEX F$361.2K
  • INTEL CORP$353.0K
  • MERCADOLIBRE INC$341.5K
  • PROSHARES TR$290.5K
Show all 15 →

Exited Positions

  • HONEYWELL INTL INC$297.4K
  • ALIBABA GROUP HLDG LTD$291.0K
  • ALCOA CORP$286.7K
  • NEOS ETF TRUST$285.3K
  • LEIDOS HOLDINGS INC$272.3K
Show all 15 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 VANECK ETF TRUST Put SMH 92189F676 $23.4M 7.60% 37,700 SH
2 SCHWAB STRATEGIC TR SCHG 808524300 $17.7M 5.76% 519,599 SH
3 APPLE INC AAPL 037833100 $16.4M 5.32% 55,579 SH
4 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $14.6M 4.75% 19,616 SH
5 CAPITAL GROUP DIVIDEND VALUE CGDV 14020W106 $13.1M 4.25% 266,220 SH
6 CATERPILLAR INC Put CAT 149123101 $11.3M 3.67% 11,400 SH
7 STATE STR SPDR S&P 500 ETF T Put SPY 78462F103 $11.0M 3.56% 14,700 SH
8 NVIDIA CORPORATION NVDA 67066G104 $10.0M 3.24% 50,473 SH
9 VANGUARD MALVERN FDS VCRB 922020748 $8.5M 2.77% 111,040 SH
10 SCHWAB STRATEGIC TR SCHI 808524698 $8.4M 2.71% 370,730 SH
11 ALPHABET INC GOOG 02079K107 $8.0M 2.61% 22,429 SH
12 ISHARES TR Put IWM 464287655 $7.2M 2.34% 24,100 SH
13 VANECK ETF TRUST SMH 92189F676 $6.8M 2.22% 10,997 SH
14 J P MORGAN EXCHANGE TRADED F JIRE 46641Q134 $6.7M 2.17% 81,885 SH
15 VANGUARD WHITEHALL FDS VYM 921946406 $6.3M 2.04% 39,687 SH
16 SCHWAB STRATEGIC TR FNDB 808524789 $6.1M 1.98% 199,338 SH
17 VANGUARD INDEX FDS VOO 922908363 $4.6M 1.50% 6,725 SH
18 INVESCO QQQ TR QQQ 46090E103 $4.4M 1.43% 6,065 SH
19 AMAZON COM INC AMZN 023135106 $4.3M 1.40% 17,837 SH
20 ALPHABET INC GOOGL 02079K305 $4.1M 1.33% 11,325 SH
21 VANGUARD SPECIALIZED FUNDS VIG 921908844 $3.7M 1.21% 15,809 SH
22 VANGUARD MALVERN FDS VPLS 922020755 $3.6M 1.18% 47,021 SH
23 SCHWAB STRATEGIC TR FNDF 808524755 $3.6M 1.18% 69,451 SH
24 ADVANCED MICRO DEVICES INC AMD 007903107 $3.0M 0.96% 5,455 SH
25 SELECT SECTOR SPDR TR XLK 81369Y803 $2.6M 0.86% 14,195 SH
26 MICROSOFT CORP MSFT 594918104 $2.6M 0.84% 6,701 SH
27 BLACKSTONE INC BX 09260D107 $2.5M 0.83% 21,270 SH
28 SANDISK CORP SNDK 80004C200 $2.5M 0.80% 1,215 SH
29 TESLA INC TSLA 88160R101 $2.4M 0.78% 5,653 SH
30 SCHWAB STRATEGIC TR FNDA 808524763 $2.2M 0.72% 58,170 SH
31 J P MORGAN EXCHANGE TRADED F JIVE 46654Q757 $2.0M 0.65% 21,960 SH
32 ARGAN INC AGX 04010E109 $2.0M 0.64% 2,571 SH
33 SCHWAB STRATEGIC TR SCHR 808524854 $1.9M 0.63% 78,995 SH
34 STATE STR SPDR DOW JONES IND DIA 78467X109 $1.8M 0.58% 3,397 SH
35 ELI LILLY & CO LLY 532457108 $1.7M 0.57% 1,464 SH
36 DIREXION SHARES ETF TRUST SOXL 25459W458 $1.7M 0.54% 7,590 SH
37 SELECT SECTOR SPDR TR Put XLF 81369Y605 $1.5M 0.49% 27,400 SH
38 NEOS ETF TRUST QQQI 78433H675 $1.4M 0.45% 24,563 SH
39 SPDR SERIES TRUST XTL 78464A540 $1.4M 0.44% 6,045 SH
40 META PLATFORMS INC META 30303M102 $1.4M 0.44% 2,204 SH
41 ETF SER SOLUTIONS QTUM 26922A420 $1.3M 0.44% 8,416 SH
42 APPLIED MATLS INC AMAT 038222105 $1.3M 0.44% 2,060 SH
43 NEOS ETF TRUST SPYI 78433H303 $1.3M 0.42% 24,269 SH
44 WESTERN DIGITAL CORP WDC 958102105 $1.3M 0.42% 2,151 SH
45 SPDR SERIES TRUST XSD 78464A862 $1.2M 0.40% 2,040 SH
46 LAM RESEARCH CORP LRCX 512807306 $1.2M 0.39% 3,105 SH
47 AMPLIFY ETF TR BLOK 032108607 $1.2M 0.39% 19,130 SH
48 TEMPLETON EMERGING MKTS INCO TEI 880192109 $1.2M 0.39% 178,005 SH
49 GE VERNOVA INC GEV 36828A101 $1.1M 0.37% 1,003 SH
50 SCHWAB STRATEGIC TR FNDE 808524730 $1.1M 0.36% 28,342 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-30 $307.7M 176 0001842013-26-000004
2026-03-31 2026-05-01 $236.5M 174 0001842013-26-000003
2025-12-31 2026-01-21 $226.7M 165 0001842013-26-000002