TCG Capital Management, LP — 13F Holdings & Portfolio
CIK 1930483 · latest 13F-HR filed 2026-11-02
TCG Capital Management, LP manages $67.7M in 13F-reported U.S. long-equity assets across 1 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are FNKO (100.00%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 0 new positions and exited 0; 0 existing positions rose in reported value and 1 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-11-02
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
6 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 100%Cumulative share of the portfolio held in the largest N positions.
As of the firm’s regulatory filing dated Jun 5, 2020.
SUITE 350
AUSTIN, TX 78746
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| BARRAZA, JAIME, ERNESTO Control | CHIEF TECHNOLOGY OFFICER since Jan 2002 | Less than 5% | Individual |
| COCHRAN, MIKE, WAYNE Control | CHAIRMAN since Dec 2003 | Less than 5% | Individual |
| HAUPTMANN, SCOTT, CHRISTOPHER Control | CHIEF OPERATIONS OFFICER since Jan 2002 | Less than 5% | Individual |
| JAMAIL, CHRISTOPHER, JAMES Control | CHIEF MARKETING OFFICER since Jan 2013 | Less than 5% | Individual |
| MONTGOMERY, JEFFREY, ALAN Control | PRESIDENT since May 2016 | Less than 5% | Individual |
| PESCE, JOHN, JOSEPH Control | CEO since Dec 2003 | Less than 5% | Individual |
| TCG GROUP HOLDINGS, LLP Control | LIMITED PARTNER since Dec 2003 | 75% or more | Domestic Entity |
| TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC Control | GENERAL PARTNER since Dec 2003 | Less than 5% | Domestic Entity |
| GOODWIN, BRYAN, L | CHIEF COMPLIANCE OFFICER since Mar 2020 | Less than 5% | Individual |
| PESCE, JOHN, JOSEPH Control Indirect owner via TCG GROUP HOLDINGS, LLP | GENERAL PARTNER since Dec 2003 | 25–50% | Individual |
| PESCE, JOHN, JOSEPH Control Indirect owner via TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | MANAGER since Dec 2003 | General partner, trustee or manager | Individual |
| TCG GROUP HOLDINGS, LLP Control Indirect owner via TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | MEMBER since Dec 2003 | 75% or more | Domestic Entity |
Ownership & leadership changes · 12 filings with changes since Nov 21, 2011
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
- No longer listedMCNEILL, KEVIN, BLAIN · CHIEF INVESTMENT OFFICER · Less than 5% · control person · listed since Jul 2018
- AddedGOODWIN, BRYAN, L · CHIEF COMPLIANCE OFFICER · Less than 5%
- ChangedHAUPTMANN, SCOTT, CHRISTOPHER · title CHIEF OPERATIONS OFFICER/ CHIEF COMPLIANCE OFFICER → CHIEF OPERATIONS OFFICER
- ChangedHAUPTMANN, SCOTT, CHRISTOPHER · title CHIEF OPERATIONS OFFICER → CHIEF OPERATIONS OFFICER/ CHIEF COMPLIANCE OFFICER
- ChangedMCNEILL, KEVIN, BLAIN · title CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER → CHIEF INVESTMENT OFFICER
- AddedBARRAZA, JAIME, ERNESTO · CHIEF TECHNOLOGY OFFICER · Less than 5% · control person
- ChangedJAMAIL, CHRISTOPHER, JAMES · title CHIEF MARKETING OFFICER, CHIEF INFORMATION OFFICER → CHIEF MARKETING OFFICER
- No longer listedFRIEDMAN, DAVID, EVAN · GENERAL COUNSEL AND CCO · Less than 5% · control person · listed since Aug 2010
- AddedHAUPTMANN, SCOTT, CHRISTOPHER · CHIEF OPERATIONS OFFICER · Less than 5% · control person
- AddedMCNEILL, KEVIN, BLAIN · CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedJAMAIL, CHRISTOPHER, JAMES · title CHIEF INVESTMENT OFFICER, CHIEF OPERATING OFFICER → CHIEF MARKETING OFFICER, CHIEF INFORMATION OFFICER
- No longer listedCOCHRAN, MIKE, WAYNE · MANAGER · General partner, trustee or manager · indirect via TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC · control person · listed since Dec 2003
- No longer listedGILBREATH, CABANNE · SENIOR RELATIONSHIP MANAGER · Less than 5% · control person · listed since May 2011
- No longer listedWOOLERY, MARK, THOMAS · CHIEF MARKETING OFFICER · Less than 5% · control person · listed since Jan 2011
- AddedMONTGOMERY, JEFFREY, ALAN · PRESIDENT · Less than 5% · control person
- ChangedCOCHRAN, MIKE, WAYNE · title MANAGER → CHAIRMAN
- ChangedGILBREATH, CABANNE · title CO-CHIEF INVESTMENT OFFICER → SENIOR RELATIONSHIP MANAGER
- ChangedJAMAIL, CHRISTOPHER, JAMES · title CO-CHIEF INVESTMENT OFFICER → CHIEF INVESTMENT OFFICER, CHIEF OPERATING OFFICER
- ChangedPESCE, JOHN, JOSEPH · title MANAGER → CEO
- ChangedFRIEDMAN, DAVID, EVAN · title DIRECTOR OPERATIONS AND CCO → GENERAL COUNSEL AND CCO
- No longer listedDESSELLE, WAYNE, CLARENCE · MANAGER · General partner, trustee or manager · indirect via TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC · control person · listed since Dec 2003
- AddedJAMAIL, CHRISTOPHER, JAMES · CO-CHIEF INVESTMENT OFFICER · Less than 5% · control person
- ChangedPESCE, JOHN, JOSEPH · title MANAGER/CO-CHIEF INVESTMENT OFFICER → MANAGER
Older changes (3 more filings)
- No longer listedDESSELLE, WAYNE, CLARENCE · GENERAL PARTNER · 25–50% · indirect via TCG GROUP HOLDINGS, LLP · control person · listed since Dec 2003
- No longer listedMCKEE, DAVID, ELIJAH · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jan 2010
- ChangedFRIEDMAN, DAVID, EVAN · title CHIEF OPERATING OFFICER → DIRECTOR OPERATIONS AND CCO
- ChangedFRIEDMAN, DAVID, EVAN · title CHIEF OPERATIONS OFFICER → CHIEF OPERATING OFFICER
- ListedCOCHRAN, MIKE, WAYNE · MANAGER · General partner, trustee or manager · indirect via TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC · control person
- ListedCOCHRAN, MIKE, WAYNE · MANAGER · Less than 5% · control person
- ListedDESSELLE, WAYNE, CLARENCE · MANAGER · General partner, trustee or manager · indirect via TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC · control person
- ListedDESSELLE, WAYNE, CLARENCE · GENERAL PARTNER · 25–50% · indirect via TCG GROUP HOLDINGS, LLP · control person
- ListedFRIEDMAN, DAVID, EVAN · CHIEF OPERATIONS OFFICER · Less than 5% · control person
- ListedGILBREATH, CABANNE · CO-CHIEF INVESTMENT OFFICER · Less than 5% · control person
- ListedMCKEE, DAVID, ELIJAH · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ListedPESCE, JOHN, JOSEPH · GENERAL PARTNER · 25–50% · indirect via TCG GROUP HOLDINGS, LLP · control person
- ListedPESCE, JOHN, JOSEPH · MANAGER/CO-CHIEF INVESTMENT OFFICER · Less than 5% · control person
- ListedPESCE, JOHN, JOSEPH · MANAGER · General partner, trustee or manager · indirect via TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC · control person
- ListedTCG GROUP HOLDINGS, LLP · LIMITED PARTNER · 75% or more · control person
- ListedTCG GROUP HOLDINGS, LLP · MEMBER · 75% or more · indirect via TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC · control person
- ListedTOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC · GENERAL PARTNER · Less than 5% · control person
- ListedWOOLERY, MARK, THOMAS · CHIEF MARKETING OFFICER · Less than 5% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
TCG Capital Management, LP Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | FUNKO INC | FNKO | 361008105 | $67.7M | 100.00% | 12,520,559 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-11-02 | $67.7M | 1 | 0001193125-26-443592 |
| 2026-06-30 | 2026-08-13 | $73.6M | 1 | 0001193125-26-347817 |
| 2026-03-31 | 2026-05-12 | $39.4M | 1 | 0001193125-26-218099 |
| 2025-12-31 | 2026-01-30 | $42.6M | 1 | 0001193125-26-029867 |
| 2025-09-30 | 2025-10-24 | $43.1M | 1 | 0001193125-25-249311 |
| 2024-03-31 | 2024-04-16 | $78.1M | 1 | 0001140361-24-019944 |
SUITE 500
PLAYA VISTA, CA 90094