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Empire Financial Management Company, LLC — 13F Holdings & Portfolio

CIK 1971875 · latest 13F-HR filed 2026-08-14

Backtest portfolio

Empire Financial Management Company, LLC manages $252.5M in 13F-reported U.S. long-equity assets across 139 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are DSTL (6.14%), JPM (3.48%), DBMF (2.62%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 14 new positions and exited 86; 60 existing positions rose in reported value and 40 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$252.5M

Long-equity book

Holdings
139

Distinct positions

Period
2026-06-30

Filed 2026-08-14

Q/Q Activity
+14 / −86 / ↑60 / ↓40

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
DSTL6.1% · +1%JPM3.5% · -32%DBMF2.6% · +1%AVDV2.6% · +4%FDIV2.6% · +3%ABBV2.5% · -14%GOOGL2.5% · -31%QDPL2.3% · +2%HD2.0% · +4%PHYS2.0% · +1%AVGO2.0% · -4%GCOW1.9% · +1%HGER1.8% · +1%DSTX1.7% · +1%RTX1.7% · -49%TRV1.6% · -3%AAPL1.6% · -75%JHSC1.6% · -0%AMD1.6% · -66%NVDA1.5% · -1%AMGN1.5% · +0%GS1.5% · -1%PANW1.5% · -1%DUK1.4% · -9%IBM1.3% · -53%MSFT1.3% · -66%ET1.2% · -55%VTI1.2% · +13%NSC1.2% · +0%HSY1.1% · -2%CVX1.1% · -29%QCOM1.1% · -8%CB1.1% · -37%PG1.1% · -14%HAL1.0% · -6%NVS1.0% · +1%NOC0.9% · +368%YORW0.9% · newBRK.B0.9% · -1%J0.9% · +6%AZO0.8% · +7%EMR0.8% · +0%COP0.8% · -34%ORCL0.7% · +7%NFLX0.7% · +11%EQR0.7% · newDFEM0.7% · +2%PAYX0.7% · +2%WRB0.7% · +2%GOAU0.7% · +0%MDT0.6% · -40%BIP0.6% · +1%AMZN0.6% · -89%XLK0.6% · -1%COWG0.6% · +1%CMI0.6% · -6%SPY0.6% · -22%TMB0.6% · -1%NDIA0.6% · newMS0.5% · -0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 28.7%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Sep 28, 2026.

Assets Under Management
$706.0M
Discretionary
$675.0M
Employees
12
Accounts
983
Address
101 CRAWFORDS CORNER ROAD
SUITE 3128
HOLMDEL, NJ 07733-2151
Phone
(212) 417-8247
Website
Name Title / Status Ownership Type
BANJANY, LAUREN, MARIE ControlCHIEF OPERATING OFFICER
since Jan 2020
Less than 5%Individual
EMPIRE INVESTMENT GROUP HOLDINGS LLC ControlOWNER
since Nov 2006
75% or moreDomestic Entity
ZEOLI, GREGG, LANCE ControlMANAGING MEMBER/CHIEF COMPLIANCE OFFICER
since Dec 2007
Less than 5%Individual
MANORY, ANTHONY, VCHIEF INVESTMENT OFFICER
since Jan 2018
Less than 5%Individual
EMPIRE ASSET MANAGEMENT OF NY Control
Indirect owner via EMPIRE INVESTMENT GROUP HOLDINGS LLC
SOLE MEMBER/MANAGER
since Mar 2003
75% or moreDomestic Entity
ZEOLI, GREGG, LANCE Control
Indirect owner via EMPIRE ASSET MANAGEMENT OF NY
SHAREHOLDER
since Mar 2003
50–75%Individual
Ownership & leadership changes · 7 filings with changes since Nov 16, 2015

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Sep 10, 2020 filing
  • No longer listedFEINMAN, ROBERT, STEVEN · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Mar 2017
  • ChangedZEOLI, GREGG, LANCE · title MANAGING MEMBER → MANAGING MEMBER/CHIEF COMPLIANCE OFFICER
Mar 30, 2020 filing
  • AddedBANJANY, LAUREN, MARIE · CHIEF OPERATING OFFICER · Less than 5% · control person
Mar 1, 2019 filing
  • No longer listedZEOLI, GREGG, LANCE · SHAREHOLDER · 50–75% · indirect via EMPIRE ASSET MANAGEMENT LTD. · control person · listed since Mar 2003
  • AddedZEOLI, GREGG, LANCE · SHAREHOLDER · 50–75% · indirect via EMPIRE ASSET MANAGEMENT OF NY · control person
Feb 26, 2019 filing
  • No longer listedEMPIRE ASSET MANAGEMENT LTD. · SOLE MEMBER/MANAGER · 75% or more · indirect via EMPIRE INVESTMENT GROUP HOLDINGS LLC · control person · listed since Mar 2003
  • AddedEMPIRE ASSET MANAGEMENT OF NY · SOLE MEMBER/MANAGER · 75% or more · indirect via EMPIRE INVESTMENT GROUP HOLDINGS LLC · control person
Feb 5, 2018 filing
  • AddedMANORY, ANTHONY, V · CHIEF INVESTMENT OFFICER · Less than 5%
Mar 27, 2017 filing
  • AddedFEINMAN, ROBERT, STEVEN · CHIEF COMPLIANCE OFFICER · Less than 5%
  • ChangedZEOLI, GREGG, LANCE · title MANAGING MEMBER/CHIEF COMPLIANCE OFFICER → MANAGING MEMBER
Nov 17, 2015 filing
  • ChangedEMPIRE ASSET MANAGEMENT LTD. · indirect via EMPIRE INVESTMENT GROUP HOLDINGS LLC: now a control person
  • ChangedEMPIRE INVESTMENT GROUP HOLDINGS LLC · now a control person
Nov 16, 2015 filing (earliest on record)
  • ListedEMPIRE ASSET MANAGEMENT LTD. · SOLE MEMBER/MANAGER · 75% or more · indirect via EMPIRE INVESTMENT GROUP HOLDINGS LLC
  • ListedEMPIRE INVESTMENT GROUP HOLDINGS LLC · OWNER · 75% or more
  • ListedZEOLI, GREGG, LANCE · MANAGING MEMBER/CHIEF COMPLIANCE OFFICER · Less than 5%
  • ListedZEOLI, GREGG, LANCE · SHAREHOLDER · 50–75% · indirect via EMPIRE ASSET MANAGEMENT LTD. · control person
  • ChangedZEOLI, GREGG, LANCE · now a control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Empire Financial Management Company, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ETF SERIES SOLUTIONS DSTL 26922A321 $15.5M 6.14% 258,652 SH
2 JPMORGAN CHASE & CO JPM 46625H100 $8.8M 3.48% 26,831 SH
3 LITMAN GREGORY FUNDS TRUST DBMF 53700T827 $6.6M 2.62% 216,006 SH
4 AMERICAN CENTURY ETF TRUST AVDV 025072802 $6.5M 2.56% 62,834 SH
5 EA SER TR FDIV 02072L417 $6.5M 2.56% 233,205 SH
6 ABBVIE INC ABBV 00287Y109 $6.3M 2.51% 25,222 SH
7 ALPHABET INC GOOGL 02079K305 $6.3M 2.48% 17,515 SH
8 PACER FUNDS TRUST QDPL 69374H436 $5.9M 2.32% 129,983 SH
9 HOME DEPOT INC HD 437076102 $5.2M 2.04% 14,632 SH
10 SPROTT PHYSICAL GOLD TR PHYS 85207H104 $5.1M 2.00% 167,721 SH
11 BROADCOM INC AVGO 11135F101 $5.0M 2.00% 13,345 SH
12 PACER FDS TR GCOW 69374H709 $4.9M 1.93% 112,506 SH
13 HARBOR ETF TRUST HGER 41151J505 $4.5M 1.78% 153,402 SH
14 ETF SERIES SOLUTIONS DSTX 26922B501 $4.4M 1.74% 134,489 SH
15 RTX CORPORATION RTX 75513E101 $4.3M 1.69% 22,455 SH
16 THE TRAVELERS COMPANIES INC TRV 89417E109 $4.1M 1.63% 12,433 SH
17 APPLE INC AAPL 037833100 $4.0M 1.60% 13,947 SH
18 JOHN HANCOCK EXCHANGE TRADED JHSC 47804J842 $4.0M 1.57% 81,545 SH
19 ADVANCED MICRO DEVICES INC AMD 007903107 $3.9M 1.56% 6,788 SH
20 NVIDIA CORP NVDA 67066G104 $3.8M 1.52% 19,121 SH
21 AMGEN INC AMGN 031162100 $3.8M 1.50% 10,453 SH
22 GOLDMAN SACHS GROUP INC GS 38141G104 $3.8M 1.49% 3,712 SH
23 PALO ALTO NETWORKS INC PANW 697435105 $3.7M 1.46% 10,816 SH
24 DUKE ENERGY CORPORATION DUK 26441C204 $3.5M 1.40% 27,986 SH
25 INTERNATIONAL BUSINESS IBM 459200101 $3.4M 1.35% 12,112 SH
26 MICROSOFT CORP MSFT 594918104 $3.2M 1.26% 8,504 SH
27 ENERGY TRANSFER LP ET 29273V100 $3.1M 1.24% 163,206 SH
28 VANGUARD INDEX FUNDS VTI 922908769 $3.1M 1.23% 8,381 SH
29 NORFOLK SOUTHERN CORP NSC 655844108 $3.0M 1.20% 9,621 SH
30 HERSHEY COMPANY (THE) HSY 427866108 $2.8M 1.13% 16,219 SH
31 CHEVRON CORPORATION CVX 166764100 $2.8M 1.13% 17,152 SH
32 QUALCOMM INC QCOM 747525103 $2.8M 1.10% 15,058 SH
33 CHUBB LTD CB H1467J104 $2.8M 1.10% 8,136 SH
34 PROCTER & GAMBLE CO PG 742718109 $2.7M 1.08% 18,571 SH
35 HALLIBURTON COMPANY HAL 406216101 $2.6M 1.02% 76,156 SH
36 NOVARTIS AG NVS 66987V109 $2.5M 1.00% 16,106 SH
37 NORTHROP GRUMMAN CORP NOC 666807102 $2.4M 0.94% 4,685 SH
38 YORK WATER CO YORW 987184108 $2.2M 0.88% 72,366 SH
39 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $2.2M 0.88% 4,426 SH
40 JACOBS SOLUTIONS INC J 46982L108 $2.2M 0.85% 17,107 SH
41 AUTOZONE INC AZO 053332102 $2.1M 0.82% 648 SH
42 EMERSON ELECTRIC CO EMR 291011104 $2.0M 0.79% 13,972 SH
43 CONOCOPHILLIPS COP 20825C104 $1.9M 0.75% 18,215 SH
44 ORACLE CORPORATION ORCL 68389X105 $1.9M 0.75% 12,913 SH
45 NETFLIX INC NFLX 64110L106 $1.9M 0.74% 26,168 SH
46 EQUITY RESIDENTIAL EQR 29476L107 $1.8M 0.70% 25,901 SH
47 DIMENSIONAL ETF TRUST DFEM 25434V732 $1.8M 0.70% 43,219 SH
48 PAYCHEX INC PAYX 704326107 $1.7M 0.68% 17,575 SH
49 BERKLEY W R CORPORATION WRB 084423102 $1.7M 0.67% 23,968 SH
50 ETF SERIES SOLUTIONS GOAU 26922A719 $1.7M 0.66% 44,845 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-14 $252.5M 139 0001971875-26-000003
2026-03-31 2026-05-18 $442.3M 211 0001971875-26-000002
2025-12-31 2026-02-12 $460.2M 210 0001971875-26-000001
2025-09-30 2025-11-14 $436.7M 206 0001971875-25-000005
Filer Information
Address
29 BROADWAY 12TH FLOOR
NEW YORK, NY 10006
Phone
(212) 417-8247
Filing Manager
Empire Financial Management Company, LLC
NEW YORK, NY
Signatory
Gregg Zeoli
CEO