Empire Financial Management Company, LLC — 13F Holdings & Portfolio
CIK 1971875 · latest 13F-HR filed 2026-05-18
Empire Financial Management Company, LLC manages $442.3M in 13F-reported U.S. long-equity assets across 211 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are DSTL (3.36%), AAPL (3.15%), AMZN (2.75%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 15 new positions, exited 14, added to 77, and trimmed 61.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$442.3M
Long-equity book
211
Distinct positions
2026-03-31
Filed 2026-05-18
+15 / −14 / ↑77 / ↓61
vs 2025-12-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- HONEYWELL INTL INC$4.9M +84.1%
- ENERGY TRANSFER LP$1.7M +33.4%
- CHEVRON CORPORATION$1.4M +38.7%
- ELI LILLY & CO$1.2M +12.0%
- CONOCOPHILLIPS$1.1M +44.6%
Top Trims
- ALPHABET INC-$6.8M -48.0%
- MICROSOFT CORP-$3.8M -28.8%
- ZILLOW GROUP INC-$3.5M -80.5%
- VANDA PHARMACEUTICALS INC-$3.4M -34.8%
- APPLE INC-$2.5M -15.2%
New Positions
- SALESFORCE INC$4.4M
- NETFLIX INC$2.3M
- REGENERON PHARMACEUTICALS INC$1.4M
- ASTRAZENECA PLC$1.2M
- ETHOS TECHNOLOGIES INC$1.1M
Exited Positions
- CARLYLE GROUP INC (THE)$2.2M
- ASTRAZENECA PLC$1.1M
- TEXAS PACIFIC LAND CORPORATION$975.4K
- FREEPORT MCMORAN INC$821.4K
- BIOCRYST PHARMACEUTICALS INC$780.0K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ETF SERIES SOLUTIONS | DSTL | 26922A321 | $14.9M | 3.36% | 256,581 | SH |
| 2 | APPLE INC | AAPL | 037833100 | $13.9M | 3.15% | 54,885 | SH |
| 3 | AMAZON.COM INC | AMZN | 023135106 | $12.2M | 2.75% | 58,362 | SH |
| 4 | JPMORGAN CHASE & CO | JPM | 46625H100 | $11.5M | 2.61% | 39,241 | SH |
| 5 | ELI LILLY & CO | LLY | 532457108 | $11.4M | 2.57% | 12,369 | SH |
| 6 | HONEYWELL INTL INC | HON | 438516106 | $10.7M | 2.42% | 47,447 | SH |
| 7 | MICROSOFT CORP | MSFT | 594918104 | $9.3M | 2.11% | 25,216 | SH |
| 8 | BOEING CO | BA | 097023105 | $9.1M | 2.06% | 45,856 | SH |
| 9 | RTX CORPORATION | RTX | 75513E101 | $8.5M | 1.93% | 44,150 | SH |
| 10 | ALPHABET INC | GOOGL | 02079K305 | $7.3M | 1.66% | 25,490 | SH |
| 11 | ENERGY TRANSFER LP | ET | 29273V100 | $7.0M | 1.57% | 360,835 | SH |
| 12 | LITMAN GREGORY FUNDS TRUST | DBMF | 53700T827 | $6.4M | 1.46% | 213,768 | SH |
| 13 | ABBVIE INC | ABBV | 00287Y109 | $6.4M | 1.45% | 29,469 | SH |
| 14 | VANDA PHARMACEUTICALS INC | VNDA | 921659108 | $6.4M | 1.44% | 922,245 | SH |
| 15 | INTERNATIONAL BUSINESS | IBM | 459200101 | $6.3M | 1.42% | 25,970 | SH |
| 16 | BANK OF AMERICA CORP | BAC | 060505104 | $6.2M | 1.41% | 128,155 | SH |
| 17 | EA SER TR | FDIV | 02072L417 | $6.1M | 1.37% | 226,592 | SH |
| 18 | AMERICAN CENTURY ETF TRUST | AVDV | 025072802 | $6.0M | 1.36% | 60,451 | SH |
| 19 | SPROTT PHYSICAL GOLD TR | PHYS | 85207H104 | $5.9M | 1.33% | 165,507 | SH |
| 20 | PACER FDS TR | GCOW | 69374H709 | $5.2M | 1.17% | 111,547 | SH |
| 21 | PACER FUNDS TRUST | QDPL | 69374H436 | $5.1M | 1.16% | 127,460 | SH |
| 22 | CHEVRON CORPORATION | CVX | 166764100 | $5.0M | 1.13% | 24,192 | SH |
| 23 | MERCK & CO INC | MRK | 58933Y105 | $4.8M | 1.09% | 39,960 | SH |
| 24 | CONSTELLATION ENERGY | CEG | 21037T109 | $4.8M | 1.08% | 17,118 | SH |
| 25 | HARBOR ETF TRUST | HGER | 41151J505 | $4.7M | 1.07% | 152,454 | SH |
| 26 | HOME DEPOT INC | HD | 437076102 | $4.6M | 1.05% | 14,132 | SH |
| 27 | SALESFORCE INC | CRM | 79466L302 | $4.4M | 1.01% | 23,825 | SH |
| 28 | ETF SERIES SOLUTIONS | DSTX | 26922B501 | $4.3M | 0.97% | 133,031 | SH |
| 29 | BROADCOM INC | AVGO | 11135F101 | $4.3M | 0.97% | 13,861 | SH |
| 30 | CHUBB LTD | CB | H1467J104 | $4.2M | 0.96% | 12,983 | SH |
| 31 | CRYOPORT INC | CYRX | 229050307 | $4.2M | 0.94% | 502,575 | SH |
| 32 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $4.1M | 0.93% | 20,202 | SH |
| 33 | DUKE ENERGY CORPORATION | DUK | 26441C204 | $4.0M | 0.91% | 30,653 | SH |
| 34 | AMERICAN EXPRESS COMPANY | AXP | 025816109 | $4.0M | 0.89% | 13,087 | SH |
| 35 | J P MORGAN EXCHANGE TRADED | JEPI | 46641Q332 | $3.8M | 0.86% | 67,216 | SH |
| 36 | THE TRAVELERS COMPANIES INC | TRV | 89417E109 | $3.7M | 0.84% | 12,803 | SH |
| 37 | AMGEN INC | AMGN | 031162100 | $3.7M | 0.83% | 10,406 | SH |
| 38 | CONOCOPHILLIPS | COP | 20825C104 | $3.6M | 0.82% | 27,501 | SH |
| 39 | J P MORGAN EXCHANGE-TRADED FD | JEPQ | 46654Q203 | $3.6M | 0.82% | 65,345 | SH |
| 40 | JOHNSON & JOHNSON | JNJ | 478160104 | $3.6M | 0.82% | 14,831 | SH |
| 41 | JOHN HANCOCK EXCHANGE TRADED | JHSC | 47804J842 | $3.5M | 0.79% | 81,876 | SH |
| 42 | MPLX LP | MPLX | 55336V100 | $3.4M | 0.78% | 60,321 | SH |
| 43 | HERSHEY COMPANY (THE) | HSY | 427866108 | $3.4M | 0.78% | 16,540 | SH |
| 44 | NVIDIA CORP | NVDA | 67066G104 | $3.4M | 0.76% | 19,400 | SH |
| 45 | PUBLIC SERVICE ENTERPRISE | PEG | 744573106 | $3.4M | 0.76% | 41,416 | SH |
| 46 | GOLDMAN SACHS GROUP INC | GS | 38141G104 | $3.2M | 0.71% | 3,733 | SH |
| 47 | HALLIBURTON COMPANY | HAL | 406216101 | $3.1M | 0.71% | 80,705 | SH |
| 48 | PROCTER & GAMBLE CO | PG | 742718109 | $3.1M | 0.71% | 21,624 | SH |
| 49 | KORU MEDICAL SYSTEMS INC | KRMD | 759910102 | $3.0M | 0.69% | 703,139 | SH |
| 50 | KINDER MORGAN INC | KMI | 49456B101 | $3.0M | 0.68% | 90,200 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-18 | $442.3M | 211 | 0001971875-26-000002 |
| 2025-12-31 | 2026-02-12 | $460.2M | 210 | 0001971875-26-000001 |
| 2025-09-30 | 2025-11-14 | $436.7M | 206 | 0001971875-25-000005 |