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MOSAIC FINANCIAL GROUP, LLC — 13F Holdings & Portfolio

CIK 2011050 · latest 13F-HR filed 2026-08-13

Backtest portfolio

MOSAIC FINANCIAL GROUP, LLC manages $156.4M in 13F-reported U.S. long-equity assets across 134 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IVV (11.39%), VIG (11.08%), UNP (3.96%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 15 new positions and exited 7; 71 existing positions rose in reported value and 14 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$156.4M

Long-equity book

Holdings
134

Distinct positions

Period
2026-06-30

Filed 2026-08-13

Q/Q Activity
+15 / −7 / ↑71 / ↓14

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
IVV11.4% · -0%VIG11.1% · +2%UNP4.0% · -3%MSFT3.7% · -4%AAPL3.3% · -3%RSP2.6% · +0%GOOGL2.1% · -8%T2.0% · +18%JPM2.0% · +3%PYLD1.7% · +3%QQQ1.7% · +3%VTI1.7% · +0%LLY1.6% · +0%NVS1.5% · -0%VYMI1.4% · +10%AVGO1.3% · -8%NVDA1.3% · +10%IWM1.2% · -0%FDN1.1% · +1%MU1.1% · +0%DGRW1.1% · +2%BAC1.0% · +15%FBND1.0% · +1%AMZN1.0% · +1%CVX1.0% · -8%VO1.0% · +300%BRK.A1.0% · 0%COP0.9% · -6%SU0.9% · 0%DGRO0.8% · +0%TJX0.8% · +17%AMAT0.8% · +0%GOOG0.8% · +4%VCSH0.7% · 0%MCD0.7% · -1%RYAN0.7% · 0%MINT0.7% · +14%SPTI0.7% · -5%MRK0.6% · -1%JPST0.6% · +3%BATRK0.6% · +29%CHTR0.6% · +3%GS0.5% · +0%KKR0.5% · +29%XOM0.5% · -2%EVTR0.5% · +1%WBD0.5% · +24%BHP0.4% · -17%OKE0.4% · -6%FMDE0.4% · +18%FLOT0.4% · 0%IWF0.4% · +300%VCIT0.4% · -4%BX0.4% · +0%CRWD0.4% · +0%UAL0.4% · +0%WFC0.4% · +0%VTV0.4% · +54%VUG0.4% · +500%EFA0.4% · +0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 44%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Sep 17, 2026.

Assets Under Management
$948.7M
Discretionary
$305.2M
Employees
27
Accounts
596
Address
225 W. RANDOLPH STREET
SUITE 2425
CHICAGO, IL 60606
Phone
(312) 255-5490
Website
Name Title / Status Ownership Type
ALLEN, DERRICK, J. ControlPARTNER
since Jan 2018
25–50%Individual
DEBRUYNE, TIMOTHY, JOHN ControlPARTNER, CHIEF COMPLIANCE OFFICER
since Jan 2018
25–50%Individual
WOLAK, JANE-ELLEN, MARIE ControlPARTNER
since Oct 2000
Less than 5%Individual
Ownership & leadership changes · 7 filings with changes since Mar 29, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 20, 2024 filing
  • ChangedALLEN, DERRICK, J. · ownership 5–10% → 25–50%
  • ChangedDEBRUYNE, TIMOTHY, JOHN · ownership 5–10% → 25–50%
  • ChangedWOLAK, JANE-ELLEN, MARIE · ownership 75% or more → Less than 5%
Mar 30, 2023 filing
  • ChangedALLEN, DERRICK, J. · ownership Less than 5% → 5–10%
  • ChangedDEBRUYNE, TIMOTHY, JOHN · title PARTNER → PARTNER, CHIEF COMPLIANCE OFFICER; ownership Less than 5% → 5–10%
  • ChangedWOLAK, JANE-ELLEN, MARIE · title PARTNER, CHIEF COMPLIANCE OFFICER → PARTNER
Mar 24, 2021 filing
  • ChangedALLEN, DERRICK, J. · now a control person
  • ChangedDEBRUYNE, TIMOTHY, JOHN · now a control person
Mar 27, 2020 filing
  • No longer listedSTEPNICKA, CRAIG, DOUGLAS · DIRECTOR · Less than 5% · control person · listed since Jan 2016
Nov 20, 2018 filing
  • No longer listedJACKSON, THOMAS, JAMES · PARTNER · 50–75% · control person · listed since Jul 2000
  • ChangedWOLAK, JANE-ELLEN, MARIE · ownership 25–50% → 75% or more
Mar 28, 2018 filing
  • AddedALLEN, DERRICK, J. · PARTNER · Less than 5%
  • AddedDEBRUYNE, TIMOTHY, JOHN · PARTNER · Less than 5%
  • ChangedJACKSON, THOMAS, JAMES · title MEMBER → PARTNER
  • ChangedWOLAK, JANE-ELLEN, MARIE · title MEMBER, CHIEF COMPLIANCE OFFICER → PARTNER, CHIEF COMPLIANCE OFFICER
Jan 28, 2016 filing
  • AddedSTEPNICKA, CRAIG, DOUGLAS · DIRECTOR · Less than 5% · control person
Mar 29, 2012 filing (earliest on record)
  • ListedJACKSON, THOMAS, JAMES · MEMBER · 50–75% · control person
  • ListedWOLAK, JANE-ELLEN, MARIE · MEMBER, CHIEF COMPLIANCE OFFICER · 25–50% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

MOSAIC FINANCIAL GROUP, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR IVV 464287200 $17.8M 11.39% 23,769 SH
2 VANGUARD SPECIALIZED FUNDS VIG 921908844 $17.3M 11.08% 73,207 SH
3 UNION PAC CORP UNP 907818108 $6.2M 3.96% 22,763 SH
4 MICROSOFT CORP MSFT 594918104 $5.9M 3.74% 15,684 SH
5 APPLE INC AAPL 037833100 $5.2M 3.35% 18,088 SH
6 INVESCO EXCHANGE TRADED FD T RSP 46137V357 $4.1M 2.65% 19,475 SH
7 ALPHABET INC GOOGL 02079K305 $3.2M 2.08% 9,084 SH
8 AT&T INC T 00206R102 $3.2M 2.02% 152,962 SH
9 JPMORGAN CHASE & CO JPM 46625H100 $3.1M 2.00% 9,540 SH
10 PIMCO ETF TR PYLD 72201R585 $2.7M 1.74% 102,614 SH
11 INVESCO QQQ TR QQQ 46090E103 $2.7M 1.70% 3,615 SH
12 VANGUARD INDEX FDS VTI 922908769 $2.6M 1.65% 6,976 SH
13 ELI LILLY & CO LLY 532457108 $2.5M 1.59% 2,072 SH
14 NOVARTIS AG NVS 66987V109 $2.3M 1.50% 14,973 SH
15 VANGUARD WHITEHALL FDS VYMI 921946794 $2.2M 1.38% 21,970 SH
16 BROADCOM INC AVGO 11135F101 $2.0M 1.31% 5,412 SH
17 NVIDIA CORPORATION NVDA 67066G104 $2.0M 1.27% 9,918 SH
18 ISHARES TR IWM 464287655 $1.9M 1.24% 6,456 SH
19 FIRST TR EXCHANGE-TRADED FD FDN 33733E302 $1.7M 1.07% 6,343 SH
20 MICRON TECHNOLOGY INC MU 595112103 $1.7M 1.07% 1,449 SH
21 WISDOMTREE TR DGRW 97717X669 $1.6M 1.05% 17,183 SH
22 BANK AMERICA CORP BAC 060505104 $1.5M 0.99% 27,167 SH
23 FIDELITY MERRIMACK STR TR FBND 316188309 $1.5M 0.99% 34,004 SH
24 AMAZON COM INC AMZN 023135106 $1.5M 0.98% 6,402 SH
25 CHEVRON CORP NEW CVX 166764100 $1.5M 0.97% 9,181 SH
26 VANGUARD INDEX FDS VO 922908629 $1.5M 0.97% 18,731 SH
27 BERKSHIRE HATHAWAY INC DEL BRK.A 084670108 $1.5M 0.96% 2 SH
28 CONOCOPHILLIPS COP 20825C104 $1.4M 0.90% 13,570 SH
29 SUNCOR ENERGY INC NEW SU 867224107 $1.4M 0.86% 25,142 SH
30 ISHARES TR DGRO 46434V621 $1.3M 0.81% 16,715 SH
31 TJX COS INC NEW TJX 872540109 $1.3M 0.81% 8,354 SH
32 APPLIED MATLS INC AMAT 038222105 $1.2M 0.77% 1,658 SH
33 ALPHABET INC GOOG 02079K107 $1.2M 0.77% 3,393 SH
34 VANGUARD SCOTTSDALE FDS VCSH 92206C409 $1.1M 0.73% 14,401 SH
35 MCDONALDS CORP MCD 580135101 $1.1M 0.70% 4,060 SH
36 RYAN SPECIALTY HOLDINGS INC RYAN 78351F107 $1.1M 0.69% 28,611 SH
37 PIMCO ETF TR MINT 72201R833 $1.1M 0.68% 10,613 SH
38 SPDR SER TR SPTI 78464A672 $1.0M 0.65% 35,865 SH
39 MERCK & CO INC MRK 58933Y105 $982.0K 0.63% 7,641 SH
40 J P MORGAN EXCHANGE TRADED F JPST 46641Q837 $969.0K 0.62% 19,170 SH
41 ATLANTA BRAVES HLDGS INC BATRK 047726302 $860.0K 0.55% 16,578 SH
42 CHARTER COMMUNICATIONS INC N CHTR 16119P108 $860.0K 0.55% 6,048 SH
43 GOLDMAN SACHS GROUP INC GS 38141G104 $828.0K 0.53% 819 SH
44 KKR & CO INC KKR 48251W104 $827.0K 0.53% 9,015 SH
45 Exxon Mobil Holdings XOM 30233Q108 $816.0K 0.52% 5,972 SH
46 MORGAN STANLET ETF TRUST EVTR 61774R841 $803.0K 0.51% 15,842 SH
47 WARNER BROS DISCOVERY INC WBD 934423104 $791.0K 0.51% 29,670 SH
48 BHP GROUP LTD BHP 088606108 $692.0K 0.44% 8,308 SH
49 ONEOK INC NEW OKE 682680103 $679.0K 0.43% 7,814 SH
50 FIDELITY COVINGTON TRUST FMDE 31609A503 $675.0K 0.43% 16,636 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-13 $156.4M 134 0002011050-26-000006
2026-03-31 2026-05-08 $140.9M 126 0002011050-26-000005
2025-12-31 2026-02-13 $146.4M 125 0002011050-26-000004
Filer Information
Address
225 W RANDOLPH ST.
SUITE 2425
CHICAGO, IL 60606
Phone
(312) 255-5490
Filing Manager
MOSAIC FINANCIAL GROUP, LLC
CHICAGO, IL
Signatory
Joseph G. Hetland
Compliance Manager